RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
-0.32%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$950M
AUM Growth
+$950M
Cap. Flow
+$49.8M
Cap. Flow %
5.24%
Top 10 Hldgs %
28.58%
Holding
211
New
46
Increased
83
Reduced
39
Closed
23

Top Buys

1
NPM
NUVEEN PREMIUM INCM MUNI FD II
NPM
$8.17M
2
VOO icon
Vanguard S&P 500 ETF
VOO
$7.44M
3
BIT icon
BlackRock Multi-Sector Income Trust
BIT
$7.16M
4
NID
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$6.72M
5
NPP
NUVEEN PERFORMANCE+MUN FUND
NPP
$5.33M

Top Sells

1
EXG icon
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$8.99M
2
ETW
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$7.19M
3
GHY
PGIM Global High Yield Fund
GHY
$5.64M
4
USA icon
Liberty All-Star Equity Fund
USA
$5.51M
5
DNP icon
DNP Select Income Fund
DNP
$5.42M

Sector Composition

1 Financials 1.97%
2 Technology 0.05%
3 Energy 0.04%
4 Materials 0.02%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
STEW
51
SRH Total Return Fund
STEW
$1.78B
$5.66M 0.6%
742,362
+18,163
+3% +$139K
NBB icon
52
Nuveen Taxable Municipal Income Fund
NBB
$474M
$5.64M 0.59%
311,980
+57,074
+22% +$1.03M
CEE
53
Central and Eastern Europe Fund
CEE
$102M
$5.57M 0.59%
171,648
-14,618
-8% -$474K
VEA icon
54
Vanguard FTSE Developed Markets ETF
VEA
$169B
$5.42M 0.57%
136,978
-3,022
-2% -$120K
ERC
55
Allspring Multi-Sector Income Fund
ERC
$266M
$5.23M 0.55%
369,613
+90,233
+32% +$1.28M
DCA
56
DELISTED
Virtus Total Return Fund
DCA
$5.08M 0.53%
1,288,657
+212,291
+20% +$836K
JPC icon
57
Nuveen Preferred & Income Opportunities Fund
JPC
$2.61B
$5.07M 0.53%
583,932
+129,964
+29% +$1.13M
PKO
58
DELISTED
Pimco Income Opportunity Fund
PKO
$5.05M 0.53%
183,632
-7,711
-4% -$212K
PXH icon
59
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.57B
$5.03M 0.53%
247,540
+73,040
+42% +$1.48M
CWB icon
60
SPDR Bloomberg Convertible Securities ETF
CWB
$4.39B
$5.02M 0.53%
111,000
– –
VGI
61
Virtus Global Multi-Sector Income Fund
VGI
$90.7M
$4.92M 0.52%
289,657
+52,182
+22% +$887K
MTS
62
DELISTED
MONTGOMERY STR INCOME SECS
MTS
$4.66M 0.49%
296,684
– –
TTF
63
DELISTED
Thai Fund
TTF
$4.55M 0.48%
228,770
-154,368
-40% -$3.07M
FUND
64
Sprott Focus Trust
FUND
$244M
$4.44M 0.47%
614,038
+6,719
+1% +$48.5K
CFP
65
DELISTED
CORNERSTONE PROGRESSIVE RETURN FD COM
CFP
$4.22M 0.44%
+822,469
New +$4.22M
VKQ icon
66
Invesco Municipal Trust
VKQ
$504M
$4.15M 0.44%
+354,632
New +$4.15M
BBN icon
67
BlackRock Taxable Municipal Bond Trust
BBN
$1.02B
$4.02M 0.42%
213,822
-278,924
-57% -$5.25M
PML
68
PIMCO Municipal Income Fund II
PML
$481M
$4.01M 0.42%
363,431
+65,926
+22% +$727K
LCM
69
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
$3.98M 0.42%
406,996
+8,700
+2% +$85.1K
NBD
70
DELISTED
Nuveen Build Am Bond Opp Fd
NBD
$3.94M 0.41%
212,626
– –
HTR
71
DELISTED
Brookfield Total Return Fund Inc
HTR
$3.65M 0.38%
159,146
+29,375
+23% +$674K
BGY icon
72
BlackRock Enhanced International Dividend Trust
BGY
$533M
$3.61M 0.38%
469,405
+2,400
+0.5% +$18.5K
EMD
73
Western Asset Emerging Markets Debt Fund
EMD
$597M
$3.54M 0.37%
197,229
+60,233
+44% +$1.08M
BGH
74
Barings Global Short Duration High Yield Fund
BGH
$327M
$3.39M 0.36%
148,541
+15,195
+11% +$347K
BDJ icon
75
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.6B
$3.33M 0.35%
442,824
+7,719
+2% +$58K
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