RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+2.05%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.67B
AUM Growth
-$17.3M
Cap. Flow
-$155M
Cap. Flow %
-9.32%
Top 10 Hldgs %
31.26%
Holding
591
New
236
Increased
60
Reduced
68
Closed
133

Top Buys

1
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$46.7M
2
MHD icon
BlackRock MuniHoldings Fund
MHD
+$14.6M
3
HIO
Western Asset High Income Opportunity Fund
HIO
+$10.9M
4
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$8.7M
5
EIM
Eaton Vance Municipal Bond Fund
EIM
+$8.14M

Top Sells

1
OBDC icon
Blue Owl Capital
OBDC
+$36.5M
2
BCSF icon
Bain Capital Specialty
BCSF
+$28.4M
3
NMCO icon
Nuveen Municipal Credit Opportunities Fund
NMCO
+$26.9M
4
EVV
Eaton Vance Limited Duration Income Fund
EVV
+$20.3M
5
NUM
Nuveen Michigan Quality Municipal Income Fund
NUM
+$16.9M

Sector Composition

1 Financials 8.03%
2 Healthcare 1.08%
3 Consumer Discretionary 0.78%
4 Technology 0.67%
5 Industrials 0.61%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
EDTXW
451
DELISTED
EdtechX Holdings Acquisition Corp. II Warrant
EDTXW
$11K ﹤0.01%
+24,999
New +$11K
NIRWW
452
DELISTED
Near Intelligence, Inc. Warrant
NIRWW
$8K ﹤0.01%
+14,999
New +$8K
SWETW
453
DELISTED
Athlon Acquisition Corp. Warrant
SWETW
$7K ﹤0.01%
+12,499
New +$7K
TMPOW
454
DELISTED
Tempo Automation Holdings, Inc. Warrant
TMPOW
– –
-25,000
Closed -$35K
GFX.U
455
DELISTED
Golden Falcon Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half of one Warrant
GFX.U
– –
-10,000
Closed -$104K
BWACU
456
DELISTED
Better World Acquisition Corp. Unit
BWACU
– –
-162,690
Closed -$1.8M
EUCRU
457
DELISTED
Eucrates Biomedical Acquisition Corp. Unit
EUCRU
– –
-100,000
Closed -$1.07M
ZNTEU
458
DELISTED
Zanite Acquisition Corp. Unit
ZNTEU
– –
-75,000
Closed -$789K
ASTS icon
459
AST SpaceMobile
ASTS
$11B
– –
-75,000
Closed -$1.02M
ETHZW
460
ETHZilla Corporation Warrant
ETHZW
$2.07M
– –
-124,200
Closed -$41K
AVK
461
Advent Convertible and Income Fund
AVK
$552M
– –
-377,069
Closed -$6.07M
BIT icon
462
BlackRock Multi-Sector Income Trust
BIT
$589M
– –
-399,340
Closed -$7M
BKKT icon
463
Bakkt Holdings
BKKT
$129M
– –
-2,000
Closed -$504K
BKSY icon
464
BlackSky Technology
BKSY
$590M
– –
-18,443
Closed -$1.55M
SRTA
465
Strata Critical Medical, Inc. Class A Common Stock
SRTA
$327M
– –
-100,000
Closed -$1.11M
SRTAW
466
Strata Critical Medical, Inc. Warrants
SRTAW
$2.31M
– –
-33,333
Closed -$82K
BSL
467
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$186M
– –
-348,522
Closed -$4.96M
CELU icon
468
Celularity
CELU
$56.3M
– –
-1,353
Closed -$149K
CELUW icon
469
Celularity Inc. Warrant
CELUW
$788K
– –
-79,813
Closed -$230K
CHI
470
Calamos Convertible Opportunities and Income Fund
CHI
$819M
– –
-690,328
Closed -$9.35M
CHY
471
Calamos Convertible and High Income Fund
CHY
$875M
– –
-89,140
Closed -$1.27M
CLNNW icon
472
Clene Inc. Warrant
CLNNW
$7.2K
– –
-75,000
Closed -$78K
DMO
473
Western Asset Mortgage Opportunity Fund
DMO
$136M
– –
-39,369
Closed -$558K
ETG
474
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.6B
– –
-126,572
Closed -$2.31M
ETWO
475
DELISTED
E2open Parent Holdings
ETWO
– –
-238,335
Closed -$2.58M
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