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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+2.06%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.67B
AUM Growth
-$17.3M
Cap. Flow
-$148M
Cap. Flow %
-8.89%
Top 10 Hldgs %
31.26%
Holding
591
New
236
Increased
60
Reduced
68
Closed
132

Top Buys

Rank Stock Value
1
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$46.7M
2
MHD icon
BlackRock MuniHoldings Fund
MHD
+$14.7M
3
HIO
Western Asset High Income Opportunity Fund
HIO
+$10.6M
4
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$8.71M
5
EIM
Eaton Vance Municipal Bond Fund
EIM
+$8.12M

Top Sells

Rank Stock Value
1
OBDC icon
Blue Owl Capital
OBDC
+$36.1M
2
NMCO icon
Nuveen Municipal Credit Opportunities Fund
NMCO
+$26.9M
3
BCSF icon
Bain Capital Specialty
BCSF
+$26.5M
4
EVV
Eaton Vance Limited Duration Income Fund
EVV
+$20.3M
5
NUM
Nuveen Michigan Quality Municipal Income Fund
NUM
+$16.9M

Sector Composition

Rank Sector Weight
1 Financials 8%
2 Healthcare 0.99%
3 Consumer Discretionary 0.78%
4 Technology 0.76%
5 Industrials 0.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EDTXW
451
DELISTED
EdtechX Holdings Acquisition Corp. II Warrant
EDTXW
$11K ﹤0.01%
+24,999
New +$21.1K
NIRWW
452
DELISTED
Near Intelligence, Inc. Warrant
NIRWW
$8K ﹤0.01%
+14,999
New +$13.3K
SWETW
453
DELISTED
Athlon Acquisition Corp. Warrant
SWETW
$7K ﹤0.01%
+12,499
New +$9.33K
ASTS icon
454
AST SpaceMobile
ASTS
$21.4B
– –
-75,000
Closed -$1.02M
ETHZW
455
DELISTED
ETHZilla Corp Warrant
ETHZW
– –
-124,200
Closed -$41K
AVK
456
Advent Convertible and Income Fund
AVK
$569M
– –
-377,069
Closed -$6.07M
BIT icon
457
BlackRock Multi-Sector Income Trust
BIT
$702M
– –
-399,340
Closed -$7M
BKKT icon
458
Bakkt Inc
BKKT
$329M
– –
-2,000
Closed -$504K
BKSY icon
459
BlackSky Technology
BKSY
$1.22B
– –
-18,443
Closed -$1.54M
SRTA
460
Strata Critical Medical Inc
SRTA
$533M
– –
-100,000
Closed -$1.11M
SRTAW
461
DELISTED
Strata Critical Medical Inc Warrants
SRTAW
– –
-33,333
Closed -$82K
BSL
462
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$171M
– –
-348,522
Closed -$4.96M
CELU icon
463
Celularity
CELU
$20.3M
– –
-1,353
Closed -$149K
CELUW
464
DELISTED
Celularity Inc
CELUW
– –
-79,813
Closed -$230K
CHI
465
Calamos Convertible Opportunities and Income Fund
CHI
$1.06B
– –
-690,328
Closed -$9.35M
CHY
466
Calamos Convertible and High Income Fund
CHY
$1.07B
– –
-89,140
Closed -$1.27M
CLNNW
467
DELISTED
Clene Inc Warrant
CLNNW
– –
-75,000
Closed -$78K
DMO
468
Western Asset Mortgage Opportunity Fund
DMO
$120M
– –
-39,369
Closed -$558K
ETG
469
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.86B
– –
-126,572
Closed -$2.31M
ETWO
470
DELISTED
E2open Parent Holdings
ETWO
– –
-238,335
Closed -$2.58M
EVG
471
Eaton Vance Short Duration Diversified Income Fund
EVG
$143M
– –
-32,617
Closed -$403K
GBDC icon
472
Golub Capital BDC
GBDC
$3.42B
– –
-168,402
Closed -$2.38M
GLO
473
Clough Global Opportunities Fund
GLO
$257M
– –
-602,189
Closed -$6.69M
GLQ
474
Clough Global Equity Fund
GLQ
$157M
– –
-200,998
Closed -$2.76M
HGLB
475
Highland Global Allocation Fund
HGLB
$177M
– –
-566,457
Closed -$3.7M
17 18
19
20 21

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Rivernorth Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Rivernorth Capital Management held 591 positions worth $1.67B, down 1% from $1.68B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Rivernorth Capital Management withdrew a net $148M in Q1 2021, closing 132 positions and reducing 68 holdings. Its most notable exit was Nuveen Municipal Credit Opportunities Fund, an estimated $26.9M position sold in full.

By sector, the portfolio is most concentrated in Financials at 8% of assets, down from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Rivernorth Capital Management opened a new position in BlackRock MuniHoldings Fund worth $14.6M.

  • Rivernorth Capital Management's largest Q1 2021 buy was BlackRock MuniHoldings Fund: 911,692 shares worth $14.6M.
  • Rivernorth Capital Management added most to Nuveen AMT-Free Quality Municipal Income Fund in Q1 2021, an estimated $46.7M increase.
  • Rivernorth Capital Management's biggest Q1 2021 reduction was Blue Owl Capital, cutting an estimated $36.1M.
  • Rivernorth Capital Management fully exited Nuveen Municipal Credit Opportunities Fund in Q1 2021, selling an estimated $26.9M.
  • Rivernorth Capital Management's ten largest holdings make up 31% of its $1.67B portfolio in Q1 2021.
  • Rivernorth Capital Management opened 236 new positions and closed 132 in Q1 2021.
  • Rivernorth Capital Management's portfolio value fell 1% quarter-over-quarter to $1.67B.

Based on Rivernorth Capital Management's 13F filing for Q1 2021, filed 17 May 2021.