RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.75B
1-Year Est. Return 1.04%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
-1.04%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.28B
AUM Growth
+$334M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
260
New
Increased
Reduced
Closed

Top Buys

1
+$24.1M
2
+$19.8M
3
+$18M
4
NMA
NUVEEN MUNI ADVANTAGE FUND
NMA
+$14.1M
5
DSU icon
BlackRock Debt Strategies Fund
DSU
+$12.5M

Top Sells

1
+$19.5M
2
+$10.8M
3
+$9.75M
4
ETW
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
+$7.2M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$5.02M

Sector Composition

1 Financials 4.36%
2 Technology 0.1%
3 Materials 0.04%
4 Communication Services 0.03%
5 Energy 0.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
251
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-17,711
252
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-251,056
253
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-48,304
254
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-46,242
255
– –
-19,899
256
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-12,121
257
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-52,800
258
– –
-93,295
259
– –
-26,647
260
– –
-51,000
7 8 9 10
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