Parallax Volatility Advisers
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Parallax Volatility Advisers’s Caterpillar CAT Stock Holding History

Parallax Volatility Advisers’s Portfolio CAT Stock Details CAT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$14M Sell
17,500
-26,300
-60% -$18.2M 0.04% 321
2025
Q4 		$25.1M Buy
43,800
+12,200
+39% +$6.78M 0.05% 253
2025
Q3 		$15.1M Sell
31,600
-12,900
-29% -$5.51M 0.02% 349
2025
Q2 		$17.3M Sell
44,500
-35,100
-44% -$11.7M 0.04% 304
2025
Q1 		$26.3M Sell
79,600
-2,800
-3% -$997K 0.07% 222
2024
Q4 		$29.9M Buy
82,400
+1,200
+1% +$465K 0.06% 261
2024
Q3 		$31.8M Sell
81,200
-429,300
-84% -$148M 0.06% 234
2024
Q2 		$170M Buy
510,500
+284,700
+126% +$98.7M 0.37% 45
2024
Q1 		$82.7M Sell
225,800
-22,700
-9% -$7.26M 0.19% 96
2023
Q4 		$73.5M Sell
248,500
-157,300
-39% -$40.8M 0.15% 128
2023
Q3 		$111M Buy
405,800
+118,200
+41% +$32.1M 0.25% 63
2023
Q2 		$70.8M Sell
287,600
-36,500
-11% -$8.14M 0.15% 107
2023
Q1 		$74.2M Sell
324,100
-192,800
-37% -$46.6M 0.15% 123
2022
Q4 		$124M Sell
516,900
-176,000
-25% -$38.3M 0.19% 99
2022
Q3 		$114M Buy
692,900
+239,200
+53% +$43.7M 0.18% 97
2022
Q2 		$81.1M Sell
453,700
-143,400
-24% -$30.2M 0.08% 173
2022
Q1 		$133M Buy
+597,100
New +$125M 0.07% 101
2020
Q4 		– Sell
-1,802,500
Closed -$269M – 2545
2020
Q3 		$269M Sell
1,802,500
-95,800
-5% -$13.5M 0.2% 85
2020
Q2 		$240M Buy
1,898,300
+465,400
+32% +$55.2M 0.28% 48
2020
Q1 		$166M Buy
1,432,900
+543,800
+61% +$69.5M 0.21% 65
2019
Q4 		$131M Sell
889,100
-257,200
-22% -$35.9M 0.15% 92
2019
Q3 		$145M Buy
1,146,300
+49,600
+5% +$6.3M 0.16% 79
2019
Q2 		$149M Buy
1,096,700
+525,300
+92% +$69.4M 0.16% 69
2019
Q1 		$77.4M Buy
571,400
+362,600
+174% +$48.2M 0.09% 105
2018
Q4 		$26.5M Sell
208,800
-22,800
-10% -$2.97M 0.04% 292
2018
Q3 		$35.3M Buy
231,600
+201,600
+672% +$28.5M 0.04% 185
2018
Q2 		$4.07M Sell
30,000
-834,500
-97% -$125M 0.01% 686
2018
Q1 		$127M Buy
864,500
+262,600
+44% +$41.5M 0.17% 62
2017
Q4 		$94.8M Sell
601,900
-1,066,700
-64% -$148M 0.13% 76
2017
Q3 		$208M Sell
1,668,600
-838,300
-33% -$96.5M 0.34% 27
2017
Q2 		$269M Sell
2,506,900
-511,400
-17% -$52M 0.52% 21
2017
Q1 		$280M Buy
3,018,300
+2,275,200
+306% +$215M 0.58% 20
2016
Q4 		$68.9M Sell
743,100
-332,900
-31% -$30.2M 0.13% 110
2016
Q3 		$95.5M Sell
1,076,000
-215,800
-17% -$17.7M 0.18% 75
2016
Q2 		$97.9M Buy
1,291,800
+277,000
+27% +$20.8M 0.19% 68
2016
Q1 		$77.7M Sell
1,014,800
-165,200
-14% -$11.1M 0.17% 77
2015
Q4 		$80.2M Sell
1,180,000
-125,600
-10% -$8.78M 0.16% 81
2015
Q3 		$85.3M Buy
1,305,600
+613,100
+89% +$46.9M 0.19% 76
2015
Q2 		$58.7M Sell
692,500
-628,500
-48% -$54M 0.12% 107
2015
Q1 		$106M Buy
1,321,000
+483,400
+58% +$40.2M 0.25% 57
2014
Q4 		$76.7M Sell
837,600
-402,100
-32% -$39.1M 0.22% 93
2014
Q3 		$123M Buy
1,239,700
+459,800
+59% +$48.7M 0.39% 41
2014
Q2 		$84.8M Sell
779,900
-982,600
-56% -$103M 0.35% 50
2014
Q1 		$175M Buy
1,762,500
+43,000
+3% +$4.06M 1.03% 15
2013
Q4 		$156M Buy
1,719,500
+1,067,000
+164% +$91.1M 0.76% 25
2013
Q3 		$54.4M Buy
652,500
+315,000
+93% +$26.6M 0.29% 68
2013
Q2 		$27.8M Buy
+337,500
New +$28.7M 0.13% 128

Other funds holding CAT

BlackRock
BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return
VCM
Vanguard Capital Management Malvern, Pennsylvania $4.04T AUM
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return
VPM
Vanguard Portfolio Management Malvern, Pennsylvania $1.91T AUM
Geode Capital Management
Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return
Fisher Asset Management
Fisher Asset Management Camas, Washington $295B AUM 31.6% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Gates Foundation Trust
Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return
Northern Trust
Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Parallax Volatility Advisers's CAT Position: Q1 2026 in Review

Parallax Volatility Advisers reduced its Caterpillar (CAT) stake by 21% in Q1 2026, selling an estimated $4.27M and leaving 23,007 shares worth $16.6M. The position accounts for 0.04% of the portfolio, ranked #286.

Parallax Volatility Advisers first reported a position in CAT in Q2 2013 and has held it in 34 quarters since. The position peaked at $63.5M in Q1 2017. 3,737 funds tracked by Wall St. Rank hold CAT as of Q1 2026.

  • Parallax Volatility Advisers held 23,007 shares of Caterpillar worth $16.6M as of Q1 2026.
  • Parallax Volatility Advisers sold 6,170 Caterpillar shares in Q1 2026, an estimated $4.27M.
  • Caterpillar made up 0.04% of Parallax Volatility Advisers's portfolio in Q1 2026, its #286 holding.
  • Parallax Volatility Advisers first reported a position in Caterpillar in Q2 2013 and has held it in 34 quarters since.
  • Parallax Volatility Advisers's Caterpillar position peaked at $63.5M in Q1 2017.
  • 3,737 funds tracked by Wall St. Rank held Caterpillar as of Q1 2026.

Based on Parallax Volatility Advisers's 13F filing for Q1 2026, filed 15 May 2026.