Parallax Volatility Advisers
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Parallax Volatility Advisers’s Caterpillar CAT Stock Holding History

Parallax Volatility Advisers’s Portfolio CAT Stock Details CAT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$13.3M Buy
16,600
+3,400
+26% +$2.35M 0.03% 335
2025
Q4 		$7.56M Sell
13,200
-132,300
-91% -$73.5M 0.01% 547
2025
Q3 		$69.4M Buy
145,500
+74,600
+105% +$31.8M 0.11% 101
2025
Q2 		$27.5M Sell
70,900
-108,400
-60% -$36.1M 0.06% 221
2025
Q1 		$59.1M Buy
179,300
+96,200
+116% +$34.3M 0.16% 108
2024
Q4 		$30.1M Sell
83,100
-211,300
-72% -$81.9M 0.06% 259
2024
Q3 		$115M Sell
294,400
-127,400
-30% -$44M 0.21% 83
2024
Q2 		$141M Buy
421,800
+103,900
+33% +$36M 0.3% 55
2024
Q1 		$116M Sell
317,900
-44,600
-12% -$14.3M 0.26% 69
2023
Q4 		$107M Buy
362,500
+77,900
+27% +$20.2M 0.22% 73
2023
Q3 		$77.7M Buy
284,600
+83,300
+41% +$22.6M 0.17% 99
2023
Q2 		$49.5M Buy
201,300
+108,400
+117% +$24.2M 0.11% 157
2023
Q1 		$21.3M Sell
92,900
-369,400
-80% -$89.3M 0.04% 364
2022
Q4 		$111M Buy
462,300
+78,900
+21% +$17.2M 0.17% 115
2022
Q3 		$62.9M Buy
383,400
+268,600
+234% +$49.1M 0.1% 215
2022
Q2 		$20.5M Sell
114,800
-143,300
-56% -$30.2M 0.02% 476
2022
Q1 		$57.5M Buy
+258,100
New +$54.1M 0.03% 243
2020
Q4 		– Sell
-2,116,200
Closed -$316M – 2543
2020
Q3 		$316M Sell
2,116,200
-54,300
-3% -$7.63M 0.23% 68
2020
Q2 		$275M Buy
2,170,500
+1,325,400
+157% +$157M 0.32% 36
2020
Q1 		$98.1M Sell
845,100
-754,400
-47% -$96.4M 0.13% 115
2019
Q4 		$236M Buy
1,599,500
+610,900
+62% +$85.3M 0.27% 58
2019
Q3 		$125M Buy
988,600
+98,000
+11% +$12.5M 0.14% 91
2019
Q2 		$121M Buy
890,600
+333,500
+60% +$44.1M 0.13% 84
2019
Q1 		$75.5M Buy
557,100
+174,200
+45% +$23.1M 0.09% 108
2018
Q4 		$48.7M Buy
382,900
+136,100
+55% +$17.7M 0.06% 194
2018
Q3 		$37.6M Buy
246,800
+66,800
+37% +$9.45M 0.05% 177
2018
Q2 		$24.4M Buy
180,000
+148,500
+471% +$22.2M 0.03% 230
2018
Q1 		$4.64M Sell
31,500
-95,000
-75% -$15M 0.01% 539
2017
Q4 		$19.9M Sell
126,500
-160,300
-56% -$22.2M 0.03% 263
2017
Q3 		$35.8M Buy
286,800
+84,400
+42% +$9.72M 0.06% 172
2017
Q2 		$21.7M Sell
202,400
-489,300
-71% -$49.7M 0.04% 242
2017
Q1 		$64.2M Sell
691,700
-180,300
-21% -$17.1M 0.13% 98
2016
Q4 		$80.9M Buy
872,000
+424,500
+95% +$38.5M 0.16% 93
2016
Q3 		$39.7M Sell
447,500
-612,000
-58% -$50.1M 0.07% 165
2016
Q2 		$80.3M Buy
1,059,500
+447,800
+73% +$33.5M 0.16% 85
2016
Q1 		$46.8M Sell
611,700
-42,100
-6% -$2.82M 0.1% 120
2015
Q4 		$44.4M Sell
653,800
-383,400
-37% -$26.8M 0.09% 139
2015
Q3 		$67.8M Buy
1,037,200
+893,300
+621% +$68.3M 0.15% 101
2015
Q2 		$12.2M Sell
143,900
-724,500
-83% -$62.3M 0.03% 430
2015
Q1 		$69.5M Buy
868,400
+638,700
+278% +$53.1M 0.16% 99
2014
Q4 		$21M Buy
229,700
+23,300
+11% +$2.27M 0.06% 289
2014
Q3 		$20.4M Buy
206,400
+97,800
+90% +$10.4M 0.06% 256
2014
Q2 		$11.8M Sell
108,600
-2,300
-2% -$241K 0.05% 274
2014
Q1 		$11M Sell
110,900
-284,700
-72% -$26.9M 0.06% 236
2013
Q4 		$35.9M Buy
395,600
+249,000
+170% +$21.3M 0.17% 123
2013
Q3 		$12.2M Buy
146,600
+41,600
+40% +$3.52M 0.06% 224
2013
Q2 		$8.66M Buy
+105,000
New +$8.93M 0.04% 305

Other funds holding CAT

BlackRock
BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return
VCM
Vanguard Capital Management Malvern, Pennsylvania $4.04T AUM
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return
VPM
Vanguard Portfolio Management Malvern, Pennsylvania $1.91T AUM
Geode Capital Management
Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return
Fisher Asset Management
Fisher Asset Management Camas, Washington $295B AUM 31.6% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Gates Foundation Trust
Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return
Northern Trust
Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Parallax Volatility Advisers's CAT Position: Q1 2026 in Review

Parallax Volatility Advisers reduced its Caterpillar (CAT) stake by 21% in Q1 2026, selling an estimated $4.27M and leaving 23,007 shares worth $16.6M. The position accounts for 0.04% of the portfolio, ranked #286.

Parallax Volatility Advisers first reported a position in CAT in Q2 2013 and has held it in 34 quarters since. The position peaked at $63.5M in Q1 2017. 3,737 funds tracked by Wall St. Rank hold CAT as of Q1 2026.

  • Parallax Volatility Advisers held 23,007 shares of Caterpillar worth $16.6M as of Q1 2026.
  • Parallax Volatility Advisers sold 6,170 Caterpillar shares in Q1 2026, an estimated $4.27M.
  • Caterpillar made up 0.04% of Parallax Volatility Advisers's portfolio in Q1 2026, its #286 holding.
  • Parallax Volatility Advisers first reported a position in Caterpillar in Q2 2013 and has held it in 34 quarters since.
  • Parallax Volatility Advisers's Caterpillar position peaked at $63.5M in Q1 2017.
  • 3,737 funds tracked by Wall St. Rank held Caterpillar as of Q1 2026.

Based on Parallax Volatility Advisers's 13F filing for Q1 2026, filed 15 May 2026.