NL

NWAM LLC Portfolio holdings

AUM $1.79B
1-Year Est. Return 29.46%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+29.46%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$188M
AUM Growth
-$17.5M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
225
New
Increased
Reduced
Closed

Top Buys

1
+$1.51M
2
+$1.36M
3
+$675K
4
DS
Drive Shack Inc.
DS
+$634K
5
PFX icon
PhenixFIN
PFX
+$504K

Top Sells

1
+$23.5M
2
+$9.76M
3
+$4.27M
4
MSFT icon
Microsoft
MSFT
+$1.9M
5
AWF
AllianceBernstein Global High Income Fund
AWF
+$1.63M

Sector Composition

1 Technology 11.4%
2 Financials 10.83%
3 Industrials 6.62%
4 Consumer Discretionary 6.28%
5 Energy 4.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
176
$12K 0.01%
83,768
-128,231
177
$6K ﹤0.01%
+2,500
178
$1K ﹤0.01%
+33,548
179
– –
-4,418
180
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-5,403
181
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-108,604
182
– –
-5,340
183
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-65,139
184
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-7,774
185
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-25,746
186
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187
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-12,041
188
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-16,905
189
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190
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191
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-6,914
192
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193
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194
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195
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196
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197
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198
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199
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200
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-11,645
5 6 7
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