NWAM LLC’s Gabelli Dividend & Income Trust GDV Stock Holding History

NWAM LLC’s Portfolio GDV Stock Details GDV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-10,581	Closed	-$225K	–	256
2014 Q3	$225K	Sell	10,581 -327	-3%	-$7.11K	0.08%	239
2014 Q2	$239K	Sell	10,908 -555	-5%	-$11.8K	0.07%	245
2014 Q1	$239K	Buy	+11,463	New	+$235K	0.08%	221
2013 Q4	–	Sell	-13,685	Closed	-$258K	–	189
2013 Q3	$258K	Sell	13,685 -377	-3%	-$7.12K	0.13%	142
2013 Q2	$258K	Buy	+14,062	New	+$258K	0.13%	142

Other funds holding GDV

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Lazard Asset Management New York $66.1B AUM 33.53% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Cohen & Steers New York $63.2B AUM 17.15% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

GAMCO Investors Greenwich, Connecticut $11.1B AUM 41.79% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

PWP

Private Wealth Partners Mill Valley, California $1.4B AUM 36.82% 1-Year Est. Return

NWAM LLC's GDV Position: Q4 2014 in Review

NWAM LLC sold out of Gabelli Dividend & Income Trust (GDV) in Q4 2014, closing a stake of 10,581 shares — an estimated $225K sold.

NWAM LLC first reported a position in GDV in Q2 2013 and held it in 5 quarters. The position peaked at $258K in Q3 2013. 87 funds tracked by Wall St. Rank hold GDV as of Q4 2014.

NWAM LLC reported no remaining Gabelli Dividend & Income Trust position as of Q4 2014 after selling out during the quarter.
NWAM LLC sold 10,581 Gabelli Dividend & Income Trust shares in Q4 2014, an estimated $225K.
NWAM LLC first reported a position in Gabelli Dividend & Income Trust in Q2 2013 and held it in 5 quarters.
NWAM LLC's Gabelli Dividend & Income Trust position peaked at $258K in Q3 2013.
87 funds tracked by Wall St. Rank held Gabelli Dividend & Income Trust as of Q4 2014.

Based on NWAM LLC's 13F filing for Q4 2014, filed 9 Sep 2016.