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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
-35.56%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$3.7M
AUM Growth
-$575M
Cap. Flow
+$44.8M
Cap. Flow %
1,209.86%
Top 10 Hldgs %
45.05%
Holding
440
New
30
Increased
156
Reduced
137
Closed
80

Top Buys

Rank Stock Value
1
ITB icon
iShares US Home Construction ETF
ITB
+$3.8M
2
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$3.19M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.92M
4
AAPL icon
Apple
AAPL
+$2.56M
5
TT icon
Trane Technologies
TT
+$2.48M

Top Sells

Rank Stock Value
1
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$2.55M
2
AADR icon
AdvisorShares Dorsey Wright ADR ETF
AADR
+$1.7M
3
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$1.28M
4
VWOB icon
Vanguard Emerging Markets Government Bond ETF
VWOB
+$1.24M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$1.16M

Sector Composition

Rank Sector Weight
1 Energy 13.1%
2 Real Estate 8.08%
3 Materials 7.08%
4 Consumer Discretionary 5.9%
5 Financials 5.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMB icon
151
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$1K 0.03%
10,392
-5,337
-34% -$588K
ABT icon
152
Abbott
ABT
$182B
$1K 0.03%
12,694
-2,636
-17% -$220K
FAD icon
153
First Trust Multi Cap Growth AlphaDEX Fund
FAD
$564M
$1K 0.03%
16,557
+2,428
+17% +$178K
RSPG icon
154
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$552M
$941 0.03%
+47,043
New +$1.73M
AAXJ icon
155
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.66B
$931 0.03%
15,593
-420
-3% -$28.8K
NEA icon
156
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.35B
$909 0.02%
67,147
– –
TLT icon
157
iShares 20+ Year Treasury Bond ETF
TLT
$42.8B
$909 0.02%
5,513
-95
-2% -$14.2K
AMGN icon
158
Amgen
AMGN
$203B
$907 0.02%
4,475
+445
+11% +$97.2K
CNXM
159
DELISTED
CNX Midstream Partners LP
CNXM
$893 0.02%
110,265
+1,015
+0.9% +$12.9K
QCOM icon
160
Qualcomm
QCOM
$179B
$866 0.02%
12,797
-67
-0.5% -$5.49K
IEF icon
161
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$859 0.02%
7,068
-1,078
-13% -$124K
RITM icon
162
Rithm Capital
RITM
$5.15B
$856 0.02%
170,943
-6,250
-4% -$90.6K
HYLD
163
DELISTED
High Yield ETF
HYLD
$856 0.02%
34,378
-1,143
-3% -$36.3K
MELI icon
164
Mercado Libre
MELI
$92.3B
$855 0.02%
1,750
-300
-15% -$185K
NBH
165
Neuberger Municipal Fund Inc
NBH
$305M
$853 0.02%
58,258
-12,795
-18% -$195K
HPS
166
John Hancock Preferred Income Fund III
HPS
$457M
$850 0.02%
62,256
-2,833
-4% -$50.2K
IVW icon
167
iShares S&P 500 Growth ETF
IVW
$72.2B
$850 0.02%
20,588
+376
+2% +$17.8K
NOW icon
168
ServiceNow
NOW
$109B
$844 0.02%
+14,730
New +$921K
CMCSA icon
169
Comcast
CMCSA
$80.9B
$838 0.02%
24,361
-803
-3% -$33.9K
MMM icon
170
3M
MMM
$91.9B
$823 0.02%
7,213
-212
-3% -$27.9K
EFA icon
171
iShares MSCI EAFE ETF
EFA
$76.8B
$818 0.02%
15,305
-3,551
-19% -$225K
CLX icon
172
Clorox
CLX
$11.8B
$817 0.02%
4,717
+147
+3% +$24.3K
FAX
173
abrdn Asia-Pacific Income Fund
FAX
$597M
$804 0.02%
39,664
-1,059
-3% -$25.9K
FLIR
174
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
$800 0.02%
25,072
+20,893
+500% +$982K
ORCL icon
175
Oracle
ORCL
$345B
$783 0.02%
16,209
-2,163
-12% -$112K
5 6
7
8 9

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NWAM LLC's Q1 2020 Portfolio in Review

As of Q1 2020, NWAM LLC held 440 positions worth $3.7M, down 99% from $578M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

NWAM LLC deployed $44.8M of net new capital in Q1 2020, opening 30 new positions and adding to 156 existing holdings. Its largest new stake was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 22,973 shares worth $2.27K.

By sector, the portfolio is most concentrated in Energy at 13% of assets, up from 3.1% a quarter earlier, followed by Real Estate and Materials.

On the sell side, the largest reduction was BlackRock Credit Allocation Income Trust, an estimated $2.55M trimmed.

  • NWAM LLC's largest Q1 2020 buy was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 22,973 shares worth $2.27K.
  • NWAM LLC added most to iShares US Home Construction ETF in Q1 2020, an estimated $3.8M increase.
  • NWAM LLC's biggest Q1 2020 reduction was BlackRock Credit Allocation Income Trust, cutting an estimated $2.55M.
  • NWAM LLC fully exited AdvisorShares Dorsey Wright ADR ETF in Q1 2020, selling an estimated $1.7M.
  • NWAM LLC's ten largest holdings make up 45% of its $3.7M portfolio in Q1 2020.
  • NWAM LLC opened 30 new positions and closed 80 in Q1 2020.
  • NWAM LLC's portfolio value fell 99% quarter-over-quarter to $3.7M.

Based on NWAM LLC's 13F filing for Q1 2020, filed 16 Apr 2020.