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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+3.4%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
–
AUM
$422M
AUM Growth
+$26.4M
Cap. Flow
+$10.3M
Cap. Flow %
2.43%
Top 10 Hldgs %
26.31%
Holding
375
New
33
Increased
113
Reduced
144
Closed
34

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$8.71M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$2.4M
3
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$2.18M
4
IAI icon
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
+$2.07M
5
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$2.05M

Top Sells

Rank Stock Value
1
USB icon
US Bancorp
USB
+$7.89M
2
HYLD
High Yield ETF
HYLD
+$1.56M
3
MZF
Managed Duration Inv Grd Muni Fd
MZF
+$1.3M
4
CRHM
CRH Medical Corporation
CRHM
+$938K
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$829K

Sector Composition

Rank Sector Weight
1 Miscellaneous 58.03%
2 Technology 11.56%
3 Industrials 4.99%
4 Financials 4.67%
5 Consumer Discretionary 4.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GGN
151
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$880M
$625K 0.15%
121,587
+6,356
+6% +$32.2K
VWO icon
152
Vanguard FTSE Emerging Markets ETF
VWO
$128B
$619K 0.15%
14,664
+2,295
+19% +$104K
UPS icon
153
United Parcel Service
UPS
$87B
$615K 0.15%
5,790
+3,255
+128% +$366K
IVW icon
154
iShares S&P 500 Growth ETF
IVW
$77.1B
$614K 0.15%
15,104
-5,448
-27% -$219K
CLX icon
155
Clorox
CLX
$11.3B
$606K 0.14%
4,477
+1
+0% +$123
ANH
156
DELISTED
Anworth Mortgage Asset Corporation
ANH
$596K 0.14%
119,945
– –
SLYV icon
157
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.03B
$593K 0.14%
8,882
+1,844
+26% +$121K
GCC icon
158
WisdomTree Enhanced Commodity Strategy Fund
GCC
$304M
$589K 0.14%
31,270
– –
MCD icon
159
McDonald's
MCD
$181B
$587K 0.14%
3,743
+226
+6% +$36.6K
KEY icon
160
KeyCorp
KEY
$23.7B
$581K 0.14%
29,736
+3
+0% +$60
IBM icon
161
IBM
IBM
$221B
$578K 0.14%
4,329
+14
+0.3% +$1.95K
ANIP icon
162
ANI Pharmaceuticals
ANIP
$1.64B
$575K 0.14%
8,609
-298
-3% -$18.6K
VSS icon
163
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$12.1B
$575K 0.14%
4,986
+71
+1% +$8.5K
C icon
164
Citigroup
C
$231B
$568K 0.13%
8,494
+99
+1% +$6.82K
BMO icon
165
Bank of Montreal
BMO
$122B
$566K 0.13%
7,325
+300
+4% +$23.1K
NKE icon
166
Nike
NKE
$57B
$557K 0.13%
6,988
-90
-1% -$6.34K
F icon
167
Ford
F
$58.3B
$553K 0.13%
49,916
+8,095
+19% +$92.7K
IXJ icon
168
iShares Global Healthcare ETF
IXJ
$4.31B
$553K 0.13%
9,798
-356
-4% -$20.1K
ITOT icon
169
iShares Core S&P Total US Stock Market ETF
ITOT
$97.6B
$548K 0.13%
8,773
+131
+2% +$8.14K
QCOM icon
170
Qualcomm
QCOM
$180B
$542K 0.13%
9,659
-747
-7% -$41.7K
MQT
171
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$541K 0.13%
44,650
– –
O icon
172
Realty Income
O
$58B
$537K 0.13%
10,298
-496
-5% -$25.1K
ETN icon
173
Eaton
ETN
$160B
$524K 0.12%
7,006
-526
-7% -$40.7K
VOO icon
174
Vanguard S&P 500 ETF
VOO
$1.03T
$521K 0.12%
2,089
-54
-3% -$13.4K
ORCL icon
175
Oracle
ORCL
$457B
$511K 0.12%
11,604
-158
-1% -$7.28K
5 6
7
8 9

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KOCAA
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NWAM LLC's Q2 2018 Portfolio in Review

As of Q2 2018, NWAM LLC held 375 positions worth $422M, up 6.7% from $396M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

NWAM LLC's Q2 2018 filing shows 33 new, 113 increased, 144 reduced and 34 closed positions. Its largest new stake was First Trust Energy AlphaDEX Fund: 134,598 shares worth $2.28M. The largest sale was US Bancorp, an estimated $7.89M.

By sector, the portfolio is most concentrated in Miscellaneous at 58% of assets, down from 58% a quarter earlier, followed by Technology and Industrials.

  • NWAM LLC's largest Q2 2018 buy was First Trust Energy AlphaDEX Fund: 134,598 shares worth $2.28M.
  • NWAM LLC added most to Microsoft in Q2 2018, an estimated $8.71M increase.
  • NWAM LLC's biggest Q2 2018 reduction was iShares TIPS Bond ETF, cutting an estimated $642K.
  • NWAM LLC fully exited US Bancorp in Q2 2018, selling an estimated $7.89M.
  • NWAM LLC's ten largest holdings make up 26% of its $422M portfolio in Q2 2018.
  • NWAM LLC opened 33 new positions and closed 34 in Q2 2018.
  • NWAM LLC's portfolio value rose 6.7% quarter-over-quarter to $422M.

Based on NWAM LLC's 13F filing for Q2 2018, filed 16 Jul 2018.