We are live on
!
Find out more
NL
NWAM LLC Portfolio holdings
AUM
$1.74B
1-Year Est. Return
32.48%
This Fund
S&P 500
This Quarter
Est. Return
+3.4%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$422M
AUM Growth
+$26.4M
(+6.7%)
Cap. Flow
+$13.2M
Cap. Flow
% of AUM
3.12%
Top 10 Holdings %
Top 10 Hldgs %
26.31%
Holding
375
New
33
Increased
113
Reduced
144
Closed
34
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$8.71M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$2.4M |
| 3 |
First Trust Energy AlphaDEX Fund
FXN
|
+$2.18M |
| 4 |
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
|
+$2.07M |
| 5 |
State Street SPDR S&P Regional Banking ETF
KRE
|
+$2.05M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
US Bancorp
USB
|
+$7.89M |
| 2 |
HYLD
High Yield ETF
HYLD
|
+$1.56M |
| 3 |
MZF
Managed Duration Inv Grd Muni Fd
MZF
|
+$1.3M |
| 4 |
CRHM
CRH Medical Corporation
CRHM
|
+$938K |
| 5 |
iShares Preferred and Income Securities ETF
PFF
|
+$829K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.51% |
| 2 | Industrials | 4.99% |
| 3 | Financials | 4.67% |
| 4 | Consumer Discretionary | 4.63% |
| 5 | Healthcare | 3.44% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
GGN
151
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$745M
| $625K | 0.15% |
121,587
+6,356
| +6% | +$32.2K |
|
152
Vanguard FTSE Emerging Markets ETF
VWO
$119B
| $619K | 0.15% |
14,664
+2,295
| +19% | +$104K |
|
153
United Parcel Service
UPS
$96.2B
| $615K | 0.15% |
5,790
+3,255
| +128% | +$366K |
|
154
iShares S&P 500 Growth ETF
IVW
$73.5B
| $614K | 0.15% |
15,104
-5,448
| -27% | -$219K |
|
155
Clorox
CLX
$11.7B
| $606K | 0.14% |
4,477
+1
| +0% | +$123 |
|
|
ANH
156
DELISTED
Anworth Mortgage Asset Corporation
ANH
| $596K | 0.14% |
119,945
| – | – |
|
157
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.9B
| $593K | 0.14% |
8,882
+1,844
| +26% | +$121K |
|
158
WisdomTree Enhanced Commodity Strategy Fund
GCC
$270M
| $589K | 0.14% |
31,270
| – | – |
|
159
McDonald's
MCD
$190B
| $587K | 0.14% |
3,743
+226
| +6% | +$36.6K |
|
160
KeyCorp
KEY
$25.1B
| $581K | 0.14% |
29,736
+3
| +0% | +$60 |
|
161
IBM
IBM
$201B
| $578K | 0.14% |
4,329
+14
| +0.3% | +$1.95K |
|
162
ANI Pharmaceuticals
ANIP
$1.78B
| $575K | 0.14% |
8,609
-298
| -3% | -$18.6K |
|
163
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.2B
| $575K | 0.14% |
4,986
+71
| +1% | +$8.5K |
|
164
Citigroup
C
$216B
| $568K | 0.13% |
8,494
+99
| +1% | +$6.82K |
|
165
Bank of Montreal
BMO
$125B
| $566K | 0.13% |
7,325
+300
| +4% | +$23.1K |
|
166
Nike
NKE
$64.2B
| $557K | 0.13% |
6,988
-90
| -1% | -$6.34K |
|
167
Ford
F
$55.9B
| $553K | 0.13% |
49,916
+8,095
| +19% | +$92.7K |
|
168
iShares Global Healthcare ETF
IXJ
$4.04B
| $553K | 0.13% |
9,798
-356
| -4% | -$20.1K |
|
169
iShares Core S&P Total US Stock Market ETF
ITOT
$93.6B
| $548K | 0.13% |
8,773
+131
| +2% | +$8.14K |
|
170
Qualcomm
QCOM
$179B
| $542K | 0.13% |
9,659
-747
| -7% | -$41.7K |
|
|
MQT
171
DELISTED
BlackRock MuniYield Quality Fund II
MQT
| $541K | 0.13% |
44,650
| – | – |
|
172
Realty Income
O
$60.7B
| $537K | 0.13% |
10,298
-496
| -5% | -$25.1K |
|
173
Eaton
ETN
$155B
| $524K | 0.12% |
7,006
-526
| -7% | -$40.7K |
|
174
Vanguard S&P 500 ETF
VOO
$973B
| $521K | 0.12% |
2,089
-54
| -3% | -$13.4K |
|
175
Oracle
ORCL
$352B
| $511K | 0.12% |
11,604
-158
| -1% | -$7.28K |
|
Similar funds
MCWS
VCM
PAIM
RIA
SFI
MAM
GAM
DF
NWAM LLC's Q2 2018 Portfolio in Review
As of Q2 2018, NWAM LLC held 375 positions worth $422M, up 6.7% from $396M the previous quarter. Its ten largest holdings account for 26% of the portfolio.
NWAM LLC deployed $13.2M of net new capital in Q2 2018, opening 33 new positions and adding to 113 existing holdings. Its largest new stake was First Trust Energy AlphaDEX Fund: 134,598 shares worth $2.28M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.5% a quarter earlier, followed by Industrials and Financials.
On the sell side, the largest reduction was iShares TIPS Bond ETF, an estimated $642K trimmed.
- NWAM LLC's largest Q2 2018 buy was First Trust Energy AlphaDEX Fund: 134,598 shares worth $2.28M.
- NWAM LLC added most to Microsoft in Q2 2018, an estimated $8.71M increase.
- NWAM LLC's biggest Q2 2018 reduction was iShares TIPS Bond ETF, cutting an estimated $642K.
- NWAM LLC fully exited US Bancorp in Q2 2018, selling an estimated $7.89M.
- NWAM LLC's ten largest holdings make up 26% of its $422M portfolio in Q2 2018.
- NWAM LLC opened 33 new positions and closed 34 in Q2 2018.
- NWAM LLC's portfolio value rose 6.7% quarter-over-quarter to $422M.
Based on NWAM LLC's 13F filing for Q2 2018, filed 16 Jul 2018.