We are live on ! Find out more
NL

NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+1.48%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$534M
AUM Growth
+$32M
Cap. Flow
+$26.4M
Cap. Flow %
4.94%
Top 10 Hldgs %
27.46%
Holding
416
New
36
Increased
184
Reduced
117
Closed
22

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.48M
2
JNJ icon
Johnson & Johnson
JNJ
+$2.41M
3
XOM icon
ExxonMobil
XOM
+$1.79M
4
BYND icon
Beyond Meat
BYND
+$1.48M
5
ABT icon
Abbott
ABT
+$1.37M

Top Sells

Rank Stock Value
1
DVYE icon
iShares Emerging Markets Dividend ETF
DVYE
+$1.06M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$1.05M
3
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$1.03M
4
TAN icon
Invesco Solar ETF
TAN
+$632K
5
OUNZ icon
VanEck Merk Gold Trust
OUNZ
+$593K

Sector Composition

Rank Sector Weight
1 Technology 14.07%
2 Financials 5.59%
3 Industrials 4.91%
4 Consumer Discretionary 4.43%
5 Healthcare 3.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BKLN icon
126
Invesco Senior Loan ETF
BKLN
$7.1B
$936K 0.18%
41,433
-3,865
-9% -$87.7K
IFLN
127
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$305M
$927K 0.17%
48,724
+117
+0.2% +$2.22K
TXN icon
128
Texas Instruments
TXN
$255B
$924K 0.17%
7,146
+256
+4% +$31.5K
FAX
129
abrdn Asia-Pacific Income Fund
FAX
$590M
$914K 0.17%
36,363
+3,191
+10% +$80.3K
RDS.A
130
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$886K 0.17%
15,059
+150
+1% +$8.9K
FAD icon
131
First Trust Multi Cap Growth AlphaDEX Fund
FAD
$561M
$876K 0.16%
11,946
+895
+8% +$67K
CAT icon
132
Caterpillar
CAT
$409B
$873K 0.16%
6,915
+3,715
+116% +$472K
ARCC icon
133
Ares Capital
ARCC
$13.5B
$866K 0.16%
46,458
+27,040
+139% +$501K
MGK icon
134
Vanguard Mega Cap Growth ETF
MGK
$31.9B
$866K 0.16%
32,625
+2,030
+7% +$53.7K
GILD icon
135
Gilead Sciences
GILD
$161B
$860K 0.16%
13,562
+629
+5% +$41.1K
BOH icon
136
Bank of Hawaii
BOH
$3.33B
$859K 0.16%
10,000
– –
MCD icon
137
McDonald's
MCD
$188B
$848K 0.16%
3,951
+70
+2% +$15K
PCN
138
PIMCO Corporate & Income Strategy Fund
PCN
$870M
$845K 0.16%
46,040
-4,278
-9% -$76.3K
GGN
139
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$767M
$830K 0.16%
190,818
+30,950
+19% +$139K
AGN
140
DELISTED
Allergan plc
AGN
$823K 0.15%
4,888
+99
+2% +$16.1K
IWN icon
141
iShares Russell 2000 Value ETF
IWN
$14.4B
$817K 0.15%
6,843
+211
+3% +$24.9K
TLT icon
142
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$815K 0.15%
5,693
-341
-6% -$47.4K
BRX icon
143
Brixmor Property Group
BRX
$9.95B
$812K 0.15%
40,032
+6,972
+21% +$131K
IYM icon
144
iShares US Basic Materials ETF
IYM
$1.16B
$812K 0.15%
8,796
-1,430
-14% -$132K
TFI icon
145
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.05B
$810K 0.15%
15,977
– –
IYE icon
146
iShares US Energy ETF
IYE
$1.74B
$809K 0.15%
25,486
-1,821
-7% -$59.2K
IMCB icon
147
iShares Morningstar Mid-Cap ETF
IMCB
$1.64B
$807K 0.15%
16,316
+36
+0.2% +$1.75K
HON icon
148
Honeywell
HON
$77.1B
$806K 0.15%
5,055
+277
+6% +$44.1K
IEF icon
149
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$805K 0.15%
7,161
-388
-5% -$43.3K
LQD icon
150
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
$791K 0.15%
6,204
+222
+4% +$28K
4 5
6
7 8

Similar funds

RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
LGM
Logos Global Management San Francisco, California $2B AUM 444.09% 1-Year Est. Return
MYAM
Meiji Yasuda Asset Management Tokyo, Japan $2B AUM 22.52% 1-Year Est. Return
LBC
Lowe Brockenbrough & Co Richmond, Virginia $2.01B AUM 22.05% 1-Year Est. Return
C
Consulta London, United Kingdom $2.01B AUM 16.82% 1-Year Est. Return
CAM
Cormorant Asset Management Boston, Massachusetts $1.99B AUM 737.95% 1-Year Est. Return
SC
Syon Capital San Francisco, California $1.99B AUM 22.67% 1-Year Est. Return
BGM
Burkehill Global Management New York $2.02B AUM 85.32% 1-Year Est. Return

NWAM LLC's Q3 2019 Portfolio in Review

As of Q3 2019, NWAM LLC held 416 positions worth $534M, up 6.4% from $502M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

NWAM LLC deployed $26.4M of net new capital in Q3 2019, opening 36 new positions and adding to 184 existing holdings. Its largest new stake was Beyond Meat: 8,970 shares worth $1.33M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $1.05M trimmed.

  • NWAM LLC's largest Q3 2019 buy was Beyond Meat: 8,970 shares worth $1.33M.
  • NWAM LLC added most to Apple in Q3 2019, an estimated $2.48M increase.
  • NWAM LLC's biggest Q3 2019 reduction was iShares Russell 2000 ETF, cutting an estimated $1.05M.
  • NWAM LLC fully exited iShares Emerging Markets Dividend ETF in Q3 2019, selling an estimated $1.06M.
  • NWAM LLC's ten largest holdings make up 27% of its $534M portfolio in Q3 2019.
  • NWAM LLC opened 36 new positions and closed 22 in Q3 2019.
  • NWAM LLC's portfolio value rose 6.4% quarter-over-quarter to $534M.

Based on NWAM LLC's 13F filing for Q3 2019, filed 15 Oct 2019.