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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+1.48%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$534M
AUM Growth
+$32M
Cap. Flow
+$26.4M
Cap. Flow %
4.94%
Top 10 Hldgs %
27.46%
Holding
416
New
36
Increased
184
Reduced
117
Closed
22

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.48M
2
JNJ icon
Johnson & Johnson
JNJ
+$2.41M
3
XOM icon
ExxonMobil
XOM
+$1.79M
4
BYND icon
Beyond Meat
BYND
+$1.48M
5
ABT icon
Abbott
ABT
+$1.37M

Top Sells

Rank Stock Value
1
DVYE icon
iShares Emerging Markets Dividend ETF
DVYE
+$1.06M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$1.05M
3
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$1.03M
4
TAN icon
Invesco Solar ETF
TAN
+$632K
5
OUNZ icon
VanEck Merk Gold Trust
OUNZ
+$593K

Sector Composition

Rank Sector Weight
1 Technology 14.07%
2 Financials 5.59%
3 Industrials 4.91%
4 Consumer Discretionary 4.43%
5 Healthcare 3.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JRI icon
76
Nuveen Real Asset Income & Growth Fund
JRI
$355M
$1.68M 0.31%
95,766
-863
-0.9% -$14.7K
BABA icon
77
Alibaba
BABA
$276B
$1.61M 0.3%
9,602
+134
+1% +$23K
V icon
78
Visa
V
$682B
$1.59M 0.3%
9,230
+702
+8% +$125K
BAC icon
79
Bank of America
BAC
$430B
$1.59M 0.3%
54,366
-2,819
-5% -$81.1K
EEM icon
80
iShares MSCI Emerging Markets ETF
EEM
$28B
$1.57M 0.29%
38,492
-4,803
-11% -$198K
IWO icon
81
iShares Russell 2000 Growth ETF
IWO
$14.7B
$1.57M 0.29%
8,139
-526
-6% -$104K
EMB icon
82
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.6B
$1.57M 0.29%
13,835
+2,138
+18% +$243K
VPL icon
83
Vanguard FTSE Pacific ETF
VPL
$8B
$1.56M 0.29%
23,642
+762
+3% +$49.5K
BKK
84
DELISTED
Blackrock Municipal 2020 Term Trust
BKK
$1.55M 0.29%
103,007
– –
TIP icon
85
iShares TIPS Bond ETF
TIP
$14.5B
$1.55M 0.29%
13,295
-309
-2% -$35.9K
AADR icon
86
AdvisorShares Dorsey Wright ADR ETF
AADR
$41.1M
$1.51M 0.28%
31,608
-174
-0.5% -$8.66K
IBM icon
87
IBM
IBM
$200B
$1.46M 0.27%
10,506
+713
+7% +$96.2K
DHR icon
88
Danaher
DHR
$144B
$1.44M 0.27%
11,207
+414
+4% +$51.8K
OEF icon
89
iShares S&P 100 ETF
OEF
$20.1B
$1.43M 0.27%
10,901
+436
+4% +$57.1K
BP icon
90
BP
BP
$108B
$1.43M 0.27%
37,599
+1,145
+3% +$43.7K
BLV icon
91
Vanguard Long-Term Bond ETF
BLV
$5.85B
$1.42M 0.27%
13,787
-313
-2% -$31.5K
NBH
92
Neuberger Municipal Fund Inc
NBH
$309M
$1.36M 0.26%
88,374
+3,394
+4% +$51.6K
FVD icon
93
First Trust Value Line Dividend Fund
FVD
$8.27B
$1.35M 0.25%
38,823
+2,033
+6% +$69.3K
BYND icon
94
Beyond Meat
BYND
$305M
$1.33M 0.25%
+8,970
New +$1.48M
HPS
95
John Hancock Preferred Income Fund III
HPS
$461M
$1.3M 0.24%
65,089
-520
-0.8% -$10.1K
ORCL icon
96
Oracle
ORCL
$364B
$1.3M 0.24%
23,655
+11,880
+101% +$656K
VGIT icon
97
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.9B
$1.27M 0.24%
19,127
-446
-2% -$29.6K
CNXM
98
DELISTED
CNX Midstream Partners LP
CNXM
$1.26M 0.24%
89,249
-855
-0.9% -$12.3K
HYLD
99
DELISTED
High Yield ETF
HYLD
$1.23M 0.23%
36,196
-4,909
-12% -$168K
AAAU icon
100
Goldman Sachs Physical Gold ETF Shares
AAAU
$2.44B
$1.22M 0.23%
+83,050
New +$1.22M
2 3
4
5 6

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NWAM LLC's Q3 2019 Portfolio in Review

As of Q3 2019, NWAM LLC held 416 positions worth $534M, up 6.4% from $502M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

NWAM LLC deployed $26.4M of net new capital in Q3 2019, opening 36 new positions and adding to 184 existing holdings. Its largest new stake was Beyond Meat: 8,970 shares worth $1.33M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $1.05M trimmed.

  • NWAM LLC's largest Q3 2019 buy was Beyond Meat: 8,970 shares worth $1.33M.
  • NWAM LLC added most to Apple in Q3 2019, an estimated $2.48M increase.
  • NWAM LLC's biggest Q3 2019 reduction was iShares Russell 2000 ETF, cutting an estimated $1.05M.
  • NWAM LLC fully exited iShares Emerging Markets Dividend ETF in Q3 2019, selling an estimated $1.06M.
  • NWAM LLC's ten largest holdings make up 27% of its $534M portfolio in Q3 2019.
  • NWAM LLC opened 36 new positions and closed 22 in Q3 2019.
  • NWAM LLC's portfolio value rose 6.4% quarter-over-quarter to $534M.

Based on NWAM LLC's 13F filing for Q3 2019, filed 15 Oct 2019.