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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+3.78%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$502M
AUM Growth
+$38.7M
Cap. Flow
+$22.9M
Cap. Flow %
4.55%
Top 10 Hldgs %
27.02%
Holding
389
New
33
Increased
159
Reduced
119
Closed
9

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$2.08M
2
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$2.05M
3
PTH icon
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
+$1.95M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.55M
5
VTV icon
Vanguard Value ETF
VTV
+$1.27M

Top Sells

Rank Stock Value
1
IHI icon
iShares US Medical Devices ETF
IHI
+$1.74M
2
BND icon
Vanguard Total Bond Market
BND
+$826K
3
AAPL icon
Apple
AAPL
+$662K
4
ENLC
ENLINK MIDSTREAM, LLC
ENLC
+$500K
5
CY
Cypress Semiconductor
CY
+$358K

Sector Composition

Rank Sector Weight
1 Technology 13.02%
2 Financials 6.05%
3 Industrials 4.74%
4 Consumer Discretionary 4.47%
5 Communication Services 3.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BABA icon
76
Alibaba
BABA
$276B
$1.6M 0.32%
9,468
+255
+3% +$44K
PEP icon
77
PepsiCo
PEP
$187B
$1.6M 0.32%
12,219
+755
+7% +$96.8K
AADR icon
78
AdvisorShares Dorsey Wright ADR ETF
AADR
$41.1M
$1.58M 0.31%
31,782
-85
-0.3% -$3.96K
TIP icon
79
iShares TIPS Bond ETF
TIP
$14.5B
$1.57M 0.31%
13,604
+331
+2% +$37.6K
IMCV icon
80
iShares Morningstar Mid-Cap Value ETF
IMCV
$1.12B
$1.56M 0.31%
29,784
+1,146
+4% +$59.6K
BKK
81
DELISTED
Blackrock Municipal 2020 Term Trust
BKK
$1.55M 0.31%
103,007
– –
VPL icon
82
Vanguard FTSE Pacific ETF
VPL
$8B
$1.51M 0.3%
22,880
+13,562
+146% +$888K
BP icon
83
BP
BP
$108B
$1.5M 0.3%
36,454
-1,821
-5% -$76.4K
V icon
84
Visa
V
$682B
$1.48M 0.29%
8,528
-19
-0.2% -$3.11K
SCHO icon
85
Schwab Short-Term US Treasury ETF
SCHO
$12.7B
$1.43M 0.28%
56,544
+15,798
+39% +$397K
HYLD
86
DELISTED
High Yield ETF
HYLD
$1.41M 0.28%
41,105
+409
+1% +$14.2K
BLV icon
87
Vanguard Long-Term Bond ETF
BLV
$5.85B
$1.37M 0.27%
14,100
+1,360
+11% +$126K
DHR icon
88
Danaher
DHR
$144B
$1.37M 0.27%
10,793
+789
+8% +$93.4K
OEF icon
89
iShares S&P 100 ETF
OEF
$20.1B
$1.36M 0.27%
10,465
+494
+5% +$63.1K
EMB icon
90
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.6B
$1.32M 0.26%
11,697
+179
+2% +$19.7K
UNP icon
91
Union Pacific
UNP
$179B
$1.3M 0.26%
7,700
-73
-0.9% -$12.5K
IBM icon
92
IBM
IBM
$200B
$1.29M 0.26%
9,793
-1,587
-14% -$208K
VGIT icon
93
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.9B
$1.29M 0.26%
19,573
+5,248
+37% +$340K
HPS
94
John Hancock Preferred Income Fund III
HPS
$461M
$1.27M 0.25%
65,609
-3,095
-5% -$58.6K
CNXM
95
DELISTED
CNX Midstream Partners LP
CNXM
$1.27M 0.25%
90,104
+5,471
+6% +$81.2K
MELI icon
96
Mercado Libre
MELI
$92B
$1.25M 0.25%
2,050
-290
-12% -$161K
FVD icon
97
First Trust Value Line Dividend Fund
FVD
$8.27B
$1.24M 0.25%
36,790
+3,603
+11% +$119K
NBH
98
Neuberger Municipal Fund Inc
NBH
$309M
$1.24M 0.25%
84,980
+879
+1% +$12.7K
VSS icon
99
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.3B
$1.21M 0.24%
11,497
+169
+1% +$17.6K
VWOB icon
100
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.21B
$1.18M 0.24%
14,715
+4,112
+39% +$322K
2 3
4
5 6

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NWAM LLC's Q2 2019 Portfolio in Review

As of Q2 2019, NWAM LLC held 389 positions worth $502M, up 8.3% from $464M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

NWAM LLC deployed $22.9M of net new capital in Q2 2019, opening 33 new positions and adding to 159 existing holdings. Its largest new stake was First Trust Large Cap Value AlphaDEX Fund: 39,675 shares worth $2.07M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was Vanguard Total Bond Market, an estimated $826K trimmed.

  • NWAM LLC's largest Q2 2019 buy was First Trust Large Cap Value AlphaDEX Fund: 39,675 shares worth $2.07M.
  • NWAM LLC added most to iShares Russell 2000 ETF in Q2 2019, an estimated $2.08M increase.
  • NWAM LLC's biggest Q2 2019 reduction was Vanguard Total Bond Market, cutting an estimated $826K.
  • NWAM LLC fully exited iShares US Medical Devices ETF in Q2 2019, selling an estimated $1.74M.
  • NWAM LLC's ten largest holdings make up 27% of its $502M portfolio in Q2 2019.
  • NWAM LLC opened 33 new positions and closed 9 in Q2 2019.
  • NWAM LLC's portfolio value rose 8.3% quarter-over-quarter to $502M.

Based on NWAM LLC's 13F filing for Q2 2019, filed 18 Jul 2019.