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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+3.4%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$422M
AUM Growth
+$26.4M
Cap. Flow
+$13.2M
Cap. Flow %
3.12%
Top 10 Hldgs %
26.31%
Holding
375
New
33
Increased
113
Reduced
144
Closed
34

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$8.71M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$2.4M
3
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$2.18M
4
IAI icon
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
+$2.07M
5
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$2.05M

Top Sells

Rank Stock Value
1
USB icon
US Bancorp
USB
+$7.89M
2
HYLD
High Yield ETF
HYLD
+$1.56M
3
MZF
Managed Duration Inv Grd Muni Fd
MZF
+$1.3M
4
CRHM
CRH Medical Corporation
CRHM
+$938K
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$829K

Sector Composition

Rank Sector Weight
1 Technology 11.51%
2 Industrials 4.99%
3 Financials 4.67%
4 Consumer Discretionary 4.63%
5 Healthcare 3.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EEM icon
51
iShares MSCI Emerging Markets ETF
EEM
$28B
$2.03M 0.48%
46,788
-1,508
-3% -$69.8K
MDY icon
52
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.3B
$2.02M 0.48%
5,705
-43
-0.7% -$15.1K
BAC icon
53
Bank of America
BAC
$430B
$2.01M 0.48%
71,380
+7,836
+12% +$234K
KRE icon
54
State Street SPDR S&P Regional Banking ETF
KRE
$4.97B
$2M 0.47%
+32,745
New +$2.05M
VZ icon
55
Verizon
VZ
$182B
$1.99M 0.47%
39,493
+781
+2% +$37.8K
IAI icon
56
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.42B
$1.99M 0.47%
+30,955
New +$2.07M
SPY icon
57
State Street SPDR S&P 500 ETF Trust
SPY
$774B
$1.93M 0.46%
7,123
-414
-5% -$112K
PCAR icon
58
PACCAR
PCAR
$66.4B
$1.92M 0.45%
46,475
+83
+0.2% +$3.59K
AADR icon
59
AdvisorShares Dorsey Wright ADR ETF
AADR
$41.1M
$1.88M 0.44%
35,235
+200
+0.6% +$11.6K
XOM icon
60
ExxonMobil
XOM
$611B
$1.83M 0.43%
22,107
+363
+2% +$28.9K
BP icon
61
BP
BP
$108B
$1.81M 0.43%
42,148
+1,164
+3% +$48.9K
T icon
62
AT&T
T
$152B
$1.8M 0.43%
74,246
+21,440
+41% +$538K
IWO icon
63
iShares Russell 2000 Growth ETF
IWO
$14.7B
$1.76M 0.42%
8,609
+790
+10% +$158K
JRI icon
64
Nuveen Real Asset Income & Growth Fund
JRI
$355M
$1.75M 0.41%
108,411
-2,162
-2% -$35.3K
IJS icon
65
iShares S&P Small-Cap 600 Value ETF
IJS
$8.15B
$1.7M 0.4%
20,800
-4,568
-18% -$365K
FDN icon
66
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.06B
$1.66M 0.39%
+12,072
New +$1.58M
JPM icon
67
JPMorgan Chase
JPM
$907B
$1.62M 0.38%
15,533
-464
-3% -$50.9K
CSCO icon
68
Cisco
CSCO
$441B
$1.62M 0.38%
37,550
-1,193
-3% -$52.1K
BABA icon
69
Alibaba
BABA
$276B
$1.57M 0.37%
8,471
+1,467
+21% +$280K
DD icon
70
DuPont de Nemours
DD
$18.3B
$1.57M 0.37%
9,418
-27
-0.3% -$4.52K
IWP icon
71
iShares Russell Mid-Cap Growth ETF
IWP
$20.2B
$1.57M 0.37%
24,800
+3,326
+15% +$209K
BKK
72
DELISTED
Blackrock Municipal 2020 Term Trust
BKK
$1.55M 0.37%
103,007
– –
VCSH icon
73
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.8B
$1.53M 0.36%
19,619
-1,214
-6% -$94.8K
TIP icon
74
iShares TIPS Bond ETF
TIP
$14.5B
$1.49M 0.35%
13,190
-5,716
-30% -$642K
IEMG icon
75
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
$1.46M 0.35%
27,843
+1,861
+7% +$104K
1 2
3
4 5

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NWAM LLC's Q2 2018 Portfolio in Review

As of Q2 2018, NWAM LLC held 375 positions worth $422M, up 6.7% from $396M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

NWAM LLC deployed $13.2M of net new capital in Q2 2018, opening 33 new positions and adding to 113 existing holdings. Its largest new stake was First Trust Energy AlphaDEX Fund: 134,598 shares worth $2.28M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.5% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was iShares TIPS Bond ETF, an estimated $642K trimmed.

  • NWAM LLC's largest Q2 2018 buy was First Trust Energy AlphaDEX Fund: 134,598 shares worth $2.28M.
  • NWAM LLC added most to Microsoft in Q2 2018, an estimated $8.71M increase.
  • NWAM LLC's biggest Q2 2018 reduction was iShares TIPS Bond ETF, cutting an estimated $642K.
  • NWAM LLC fully exited US Bancorp in Q2 2018, selling an estimated $7.89M.
  • NWAM LLC's ten largest holdings make up 26% of its $422M portfolio in Q2 2018.
  • NWAM LLC opened 33 new positions and closed 34 in Q2 2018.
  • NWAM LLC's portfolio value rose 6.7% quarter-over-quarter to $422M.

Based on NWAM LLC's 13F filing for Q2 2018, filed 16 Jul 2018.