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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
-1.19%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$281M
AUM Growth
-$40.6M
Cap. Flow
-$30.8M
Cap. Flow %
-10.95%
Top 10 Hldgs %
24.08%
Holding
324
New
24
Increased
147
Reduced
106
Closed
28

Top Buys

Rank Stock Value
1
SBUX icon
Starbucks
SBUX
+$4.72M
2
BBLU
BLUE EARTH, INC. COMMON STOCK
BBLU
+$1.85M
3
DRA
Diversified Real Asset Income Fd
DRA
+$1.77M
4
RDS.B
Royal Dutch Shell PLC ADS Class B
RDS.B
+$1.31M
5
MZF
Managed Duration Inv Grd Muni Fd
MZF
+$1.18M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$5.31M
2
BAC icon
Bank of America
BAC
+$3.26M
3
INTC icon
Intel
INTC
+$2.82M
4
O icon
Realty Income
O
+$2.36M
5
APU
AmeriGas Partners, L.P.
APU
+$2.18M

Sector Composition

Rank Sector Weight
1 Technology 8.17%
2 Financials 6.7%
3 Energy 5.79%
4 Industrials 5.51%
5 Consumer Staples 5.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COST icon
26
Costco
COST
$417B
$2.56M 0.91%
20,408
-4,604
-18% -$556K
BAC icon
27
Bank of America
BAC
$430B
$2.35M 0.84%
137,749
-204,801
-60% -$3.26M
AAXJ icon
28
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.65B
$2.31M 0.82%
37,603
+822
+2% +$53.1K
BBLU
29
DELISTED
BLUE EARTH, INC. COMMON STOCK
BBLU
$2.17M 0.77%
+576,119
New +$1.85M
PM icon
30
Philip Morris
PM
$301B
$2.08M 0.74%
24,929
-1,195
-5% -$101K
PCAR icon
31
PACCAR
PCAR
$66.4B
$2.02M 0.72%
53,336
-25,458
-32% -$1.06M
IYR icon
32
iShares US Real Estate ETF
IYR
$4.83B
$2.01M 0.72%
29,039
+1,028
+4% +$74.5K
DJP icon
33
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$795M
$1.99M 0.71%
57,894
+6,738
+13% +$248K
INTC icon
34
Intel
INTC
$478B
$1.95M 0.69%
55,932
-83,170
-60% -$2.82M
PFE icon
35
Pfizer
PFE
$143B
$1.93M 0.69%
68,840
-20,231
-23% -$568K
MO icon
36
Altria Group
MO
$124B
$1.92M 0.68%
41,686
-25,608
-38% -$1.1M
BND icon
37
Vanguard Total Bond Market
BND
$159B
$1.91M 0.68%
23,251
+328
+1% +$26.9K
LQD icon
38
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$35.2B
$1.82M 0.65%
15,428
-197
-1% -$23.4K
VZ icon
39
Verizon
VZ
$182B
$1.78M 0.63%
35,584
-27,284
-43% -$1.36M
DRA
40
DELISTED
Diversified Real Asset Income Fd
DRA
$1.77M 0.63%
+100,103
New +$1.77M
TLT icon
41
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$1.76M 0.63%
15,129
-366
-2% -$42.1K
EFA icon
42
iShares MSCI EAFE ETF
EFA
$76.5B
$1.68M 0.6%
26,166
+1,431
+6% +$95.5K
RDS.B
43
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$1.53M 0.54%
19,870
+15,501
+355% +$1.31M
EMD
44
Western Asset Emerging Markets Debt Fund
EMD
$619M
$1.51M 0.54%
88,069
+3,335
+4% +$60.2K
NLY icon
45
Annaly Capital Management
NLY
$16.9B
$1.5M 0.53%
35,006
+1,757
+5% +$80.3K
BSV icon
46
Vanguard Short-Term Bond ETF
BSV
$44.7B
$1.49M 0.53%
18,656
+451
+2% +$36.1K
IWO icon
47
iShares Russell 2000 Growth ETF
IWO
$14.7B
$1.46M 0.52%
11,266
+711
+7% +$95.3K
HYLD
48
DELISTED
High Yield ETF
HYLD
$1.46M 0.52%
29,114
+1,652
+6% +$86.2K
IWN icon
49
iShares Russell 2000 Value ETF
IWN
$14.4B
$1.45M 0.52%
15,499
+1,455
+10% +$144K
HPS
50
John Hancock Preferred Income Fund III
HPS
$461M
$1.45M 0.52%
82,752
+5,025
+6% +$88.2K
1
2
3 4 5

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NWAM LLC's Q3 2014 Portfolio in Review

As of Q3 2014, NWAM LLC held 324 positions worth $281M, down 13% from $321M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

NWAM LLC withdrew a net $30.8M in Q3 2014, closing 28 positions and reducing 106 holdings. Its most notable exit was AMERN STRATEGIC INCM PORTF II, an estimated $1.22M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.2% of assets, down from 9.8% a quarter earlier, followed by Financials and Energy.

Against the trend, NWAM LLC opened a new position in BLUE EARTH, INC. COMMON STOCK worth $2.17M.

  • NWAM LLC's largest Q3 2014 buy was BLUE EARTH, INC. COMMON STOCK: 576,119 shares worth $2.17M.
  • NWAM LLC added most to Starbucks in Q3 2014, an estimated $4.72M increase.
  • NWAM LLC's biggest Q3 2014 reduction was Microsoft, cutting an estimated $5.31M.
  • NWAM LLC fully exited AMERN STRATEGIC INCM PORTF II in Q3 2014, selling an estimated $1.22M.
  • NWAM LLC's ten largest holdings make up 24% of its $281M portfolio in Q3 2014.
  • NWAM LLC opened 24 new positions and closed 28 in Q3 2014.
  • NWAM LLC's portfolio value fell 13% quarter-over-quarter to $281M.

Based on NWAM LLC's 13F filing for Q3 2014, filed 9 Sep 2016.