NWAM LLC’s iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036 DJP Stock Holding History

NWAM LLC’s Portfolio DJP Stock Details DJP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-14,000	Closed	-$399K	–	160
2015 Q2	$399K	Sell	14,000 -14,761	-51%	-$426K	0.17%	132
2015 Q1	$798K	Sell	28,761 -35,862	-55%	-$1.03M	0.34%	76
2014 Q4	$1.93M	Buy	64,623 +6,729	+12%	+$223K	0.84%	23
2014 Q3	$1.99M	Buy	57,894 +6,738	+13%	+$248K	0.71%	33
2014 Q2	$2.02M	Sell	51,156 -234	-0.5%	-$9.32K	0.63%	43
2014 Q1	$2.03M	Sell	51,390 -16,643	-24%	-$635K	0.7%	42
2013 Q4	$2.5M	Buy	68,033 +1,229	+2%	+$45.2K	1.33%	20
2013 Q3	$2.49M	Buy	66,804 +7,126	+12%	+$268K	1.21%	22
2013 Q2	$2.18M	Buy	+59,678	New	+$2.31M	1.1%	31

Other funds holding DJP

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

US Bancorp Minneapolis, Minnesota $82.4B AUM 19.69% 1-Year Est. Return

MAM

Mizuho Asset Management Tokyo, Japan $462M AUM 15.39% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

PAG

Pinnacle Advisory Group Columbia, Maryland $2.17B AUM 39.21% 1-Year Est. Return

BCI

Brinker Capital Investments Berwyn, Pennsylvania $11.7B AUM 21.33% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

NWAM LLC's DJP Position: Q3 2015 in Review

NWAM LLC sold out of iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036 (DJP) in Q3 2015, closing a stake of 14,000 shares — an estimated $399K sold.

NWAM LLC first reported a position in DJP in Q2 2013 and held it in 9 quarters. The position peaked at $2.5M in Q4 2013. 129 funds tracked by Wall St. Rank hold DJP as of Q3 2015.

NWAM LLC reported no remaining iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036 position as of Q3 2015 after selling out during the quarter.
NWAM LLC sold 14,000 iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036 shares in Q3 2015, an estimated $399K.
NWAM LLC first reported a position in iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036 in Q2 2013 and held it in 9 quarters.
NWAM LLC's iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036 position peaked at $2.5M in Q4 2013.
129 funds tracked by Wall St. Rank held iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036 as of Q3 2015.

Based on NWAM LLC's 13F filing for Q3 2015, filed 17 Nov 2015.