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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+7.47%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$188M
AUM Growth
-$17.5M
Cap. Flow
-$68.5M
Cap. Flow %
-36.35%
Top 10 Hldgs %
24.79%
Holding
225
New
18
Increased
30
Reduced
129
Closed
47

Top Buys

Rank Stock Value
1
RITM icon
Rithm Capital
RITM
+$1.51M
2
AFB
AllianceBernstein National Municipal Income Fund
AFB
+$1.36M
3
VB icon
Vanguard Small-Cap ETF
VB
+$675K
4
DS
Drive Shack Inc.
DS
+$634K
5
PFX icon
PhenixFIN
PFX
+$504K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$23.5M
2
EPC icon
Edgewell Personal Care
EPC
+$9.76M
3
SBUX icon
Starbucks
SBUX
+$4.27M
4
MSFT icon
Microsoft
MSFT
+$1.9M
5
AWF
AllianceBernstein Global High Income Fund
AWF
+$1.63M

Sector Composition

Rank Sector Weight
1 Technology 11.4%
2 Financials 10.83%
3 Industrials 6.62%
4 Consumer Discretionary 6.28%
5 Energy 4.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DD icon
26
DuPont de Nemours
DD
$18.3B
$2.33M 1.24%
20,747
-4,193
-17% -$430K
PG icon
27
Procter & Gamble
PG
$349B
$2.26M 1.2%
27,756
-2,882
-9% -$235K
DLS icon
28
WisdomTree International SmallCap Dividend Fund
DLS
$1.04B
$2.21M 1.17%
35,011
-3,872
-10% -$238K
AGG icon
29
iShares Core US Aggregate Bond ETF
AGG
$139B
$2.2M 1.17%
20,671
-1,266
-6% -$136K
FGP
30
DELISTED
Ferrellgas Partners, L.P.
FGP
$2.16M 1.15%
94,273
-5,678
-6% -$131K
APU
31
DELISTED
AmeriGas Partners, L.P.
APU
$2.13M 1.13%
47,721
-327
-0.7% -$14.2K
T icon
32
AT&T
T
$152B
$2M 1.06%
75,350
-15,385
-17% -$405K
CSCO icon
33
Cisco
CSCO
$441B
$1.88M 1%
83,952
+5,114
+6% +$113K
JPM icon
34
JPMorgan Chase
JPM
$907B
$1.85M 0.98%
31,651
-6,484
-17% -$355K
COST icon
35
Costco
COST
$417B
$1.81M 0.96%
15,180
-3,577
-19% -$428K
XOM icon
36
ExxonMobil
XOM
$611B
$1.76M 0.93%
17,403
-2,795
-14% -$258K
BND icon
37
Vanguard Total Bond Market
BND
$159B
$1.73M 0.92%
21,598
+47
+0.2% +$3.79K
PIE icon
38
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
$247M
$1.7M 0.9%
93,443
-6,316
-6% -$116K
BMY icon
39
Bristol-Myers Squibb
BMY
$124B
$1.65M 0.87%
31,001
-16,452
-35% -$838K
EMB icon
40
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.6B
$1.63M 0.87%
15,079
-2,594
-15% -$283K
HYLD
41
DELISTED
High Yield ETF
HYLD
$1.59M 0.84%
30,776
-1,946
-6% -$101K
PIZ icon
42
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$722M
$1.58M 0.84%
59,639
-7,898
-12% -$201K
LQD icon
43
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$35.2B
$1.58M 0.84%
13,831
-1,009
-7% -$115K
RITM icon
44
Rithm Capital
RITM
$5.2B
$1.56M 0.83%
+117,120
New +$1.51M
AFB
45
AllianceBernstein National Municipal Income Fund
AFB
$323M
$1.54M 0.82%
+107,905
New +$1.36M
MRK icon
46
Merck
MRK
$315B
$1.49M 0.79%
31,222
-7,264
-19% -$332K
DD
47
DELISTED
Du Pont De Nemours E I
DD
$1.48M 0.78%
23,947
-4,736
-17% -$274K
PCN
48
PIMCO Corporate & Income Strategy Fund
PCN
$875M
$1.46M 0.78%
92,447
-1,524
-2% -$25.2K
BSV icon
49
Vanguard Short-Term Bond ETF
BSV
$44.7B
$1.43M 0.76%
17,896
+960
+6% +$77.2K
PGX icon
50
Invesco Preferred ETF
PGX
$3.91B
$1.42M 0.75%
105,391
-2,443
-2% -$33.3K
1
2
3 4 5

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NWAM LLC's Q4 2013 Portfolio in Review

As of Q4 2013, NWAM LLC held 225 positions worth $188M, down 8.5% from $206M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

NWAM LLC withdrew a net $68.5M in Q4 2013, closing 47 positions and reducing 129 holdings. Its most notable exit was AllianceBernstein Global High Income Fund, an estimated $1.63M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Financials and Industrials.

Against the trend, NWAM LLC opened a new position in Rithm Capital worth $1.56M.

  • NWAM LLC's largest Q4 2013 buy was Rithm Capital: 117,120 shares worth $1.56M.
  • NWAM LLC added most to MannKind Corp in Q4 2013, an estimated $200K increase.
  • NWAM LLC's biggest Q4 2013 reduction was Apple, cutting an estimated $23.5M.
  • NWAM LLC fully exited AllianceBernstein Global High Income Fund in Q4 2013, selling an estimated $1.63M.
  • NWAM LLC's ten largest holdings make up 25% of its $188M portfolio in Q4 2013.
  • NWAM LLC opened 18 new positions and closed 47 in Q4 2013.
  • NWAM LLC's portfolio value fell 8.5% quarter-over-quarter to $188M.

Based on NWAM LLC's 13F filing for Q4 2013, filed 9 Sep 2016.