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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
-35.56%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$3.7M
AUM Growth
-$575M
Cap. Flow
+$44.8M
Cap. Flow %
1,209.86%
Top 10 Hldgs %
45.05%
Holding
440
New
30
Increased
156
Reduced
137
Closed
80

Top Buys

Rank Stock Value
1
ITB icon
iShares US Home Construction ETF
ITB
+$3.8M
2
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$3.19M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.92M
4
AAPL icon
Apple
AAPL
+$2.56M
5
TT icon
Trane Technologies
TT
+$2.48M

Top Sells

Rank Stock Value
1
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$2.55M
2
AADR icon
AdvisorShares Dorsey Wright ADR ETF
AADR
+$1.7M
3
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$1.28M
4
VWOB icon
Vanguard Emerging Markets Government Bond ETF
VWOB
+$1.24M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$1.16M

Sector Composition

Rank Sector Weight
1 Energy 13.1%
2 Real Estate 8.08%
3 Materials 7.08%
4 Consumer Discretionary 5.9%
5 Financials 5.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DEO icon
376
Diageo
DEO
$49B
– –
-1,230
Closed -$207K
DGS icon
377
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.66B
– –
-4,545
Closed -$217K
EAD
378
Allspring Income Opportunities Fund
EAD
$372M
– –
-11,600
Closed -$98K
ECL icon
379
Ecolab
ECL
$79B
– –
-1,065
Closed -$206K
ELV icon
380
Elevance Health
ELV
$82.8B
– –
-1,421
Closed -$429K
FISV
381
Fiserv Inc
FISV
$29.5B
– –
-2,623
Closed -$303K
FTA icon
382
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.41B
– –
-18,149
Closed -$1.03M
FXI icon
383
iShares China Large-Cap ETF
FXI
$4.31B
– –
-4,589
Closed -$200K
GIS icon
384
General Mills
GIS
$20.5B
– –
-13,662
Closed -$732K
HEI icon
385
HEICO Corp
HEI
$49.5B
– –
-1,790
Closed -$204K
ICF icon
386
iShares Select U.S. REIT ETF
ICF
$2.12B
– –
-3,530
Closed -$206K
IEFA icon
387
iShares Core MSCI EAFE ETF
IEFA
$186B
– –
-7,131
Closed -$465K
IFF icon
388
International Flavors & Fragrances
IFF
$19.9B
– –
-2,455
Closed -$317K
IGSB icon
389
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.9B
– –
-14,395
Closed -$772K
INFY icon
390
Infosys
INFY
$50.8B
– –
-10,200
Closed -$105K
ISCV icon
391
iShares Morningstar Small-Cap Value ETF
ISCV
$697M
– –
-4,356
Closed -$209K
IUSV icon
392
iShares Core S&P US Value ETF
IUSV
$27.4B
– –
-3,993
Closed -$252K
JMM icon
393
Nuveen Multi-Market Income Fund
JMM
$54.8M
– –
-10,559
Closed -$78K
JPIB icon
394
JPMorgan International Bond Opportunities ETF
JPIB
$2.09B
– –
-4,200
Closed -$210K
JWN
395
DELISTED
Nordstrom
JWN
– –
-7,910
Closed -$324K
MA icon
396
Mastercard
MA
$501B
– –
-1,460
Closed -$436K
MDLZ icon
397
Mondelez International
MDLZ
$84B
– –
-3,632
Closed -$200K
NMIH icon
398
NMI Holdings
NMIH
$3.38B
– –
-9,500
Closed -$315K
NOBL icon
399
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
– –
-6,470
Closed -$245K
OXY icon
400
Occidental Petroleum
OXY
$55.8B
– –
-6,235
Closed -$257K
14 15
16
17 18

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NWAM LLC's Q1 2020 Portfolio in Review

As of Q1 2020, NWAM LLC held 440 positions worth $3.7M, down 99% from $578M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

NWAM LLC deployed $44.8M of net new capital in Q1 2020, opening 30 new positions and adding to 156 existing holdings. Its largest new stake was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 22,973 shares worth $2.27K.

By sector, the portfolio is most concentrated in Energy at 13% of assets, up from 3.1% a quarter earlier, followed by Real Estate and Materials.

On the sell side, the largest reduction was BlackRock Credit Allocation Income Trust, an estimated $2.55M trimmed.

  • NWAM LLC's largest Q1 2020 buy was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 22,973 shares worth $2.27K.
  • NWAM LLC added most to iShares US Home Construction ETF in Q1 2020, an estimated $3.8M increase.
  • NWAM LLC's biggest Q1 2020 reduction was BlackRock Credit Allocation Income Trust, cutting an estimated $2.55M.
  • NWAM LLC fully exited AdvisorShares Dorsey Wright ADR ETF in Q1 2020, selling an estimated $1.7M.
  • NWAM LLC's ten largest holdings make up 45% of its $3.7M portfolio in Q1 2020.
  • NWAM LLC opened 30 new positions and closed 80 in Q1 2020.
  • NWAM LLC's portfolio value fell 99% quarter-over-quarter to $3.7M.

Based on NWAM LLC's 13F filing for Q1 2020, filed 16 Apr 2020.