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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+4.73%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$395M
AUM Growth
+$10.1M
Cap. Flow
-$6.25M
Cap. Flow %
-1.58%
Top 10 Hldgs %
24.78%
Holding
343
New
16
Increased
124
Reduced
130
Closed
20

Top Buys

Rank Stock Value
1
HCR
Hi-Crush Inc. Common Stock
HCR
+$763K
2
GCC icon
WisdomTree Enhanced Commodity Strategy Fund
GCC
+$593K
3
GEL icon
Genesis Energy
GEL
+$447K
4
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$381K
5
PCAR icon
PACCAR
PCAR
+$375K

Top Sells

Rank Stock Value
1
AMLP icon
Alerian MLP ETF
AMLP
+$2.54M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$1.4M
3
CNXM
CNX Midstream Partners LP
CNXM
+$1.01M
4
AAPL icon
Apple
AAPL
+$795K
5
AMZN icon
Amazon
AMZN
+$581K

Sector Composition

Rank Sector Weight
1 Technology 9.3%
2 Financials 7.16%
3 Industrials 5.76%
4 Consumer Discretionary 4.09%
5 Healthcare 3.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TWI icon
301
Titan International
TWI
$516M
$177K 0.04%
13,705
-650
-5% -$7.22K
RBBN icon
302
Ribbon Communications
RBBN
$354M
$164K 0.04%
21,190
-2,100
-9% -$16.1K
PMO
303
Franklin Municipal Opportunities Trust
PMO
$282M
$163K 0.04%
13,172
– –
NAC icon
304
Nuveen California Quality Municipal Income Fund
NAC
$1.83B
$160K 0.04%
11,158
-2,716
-20% -$39.7K
HTGC icon
305
Hercules Capital
HTGC
$2.94B
$155K 0.04%
11,800
-11,150
-49% -$146K
TEI
306
Templeton Emerging Markets Income Fund
TEI
$310M
$136K 0.03%
12,136
– –
AMD icon
307
Advanced Micro Devices
AMD
$851B
$135K 0.03%
13,117
-4,850
-27% -$56.7K
JPC icon
308
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$134K 0.03%
12,950
-1,661
-11% -$17.4K
CSQ icon
309
Calamos Strategic Total Return Fund
CSQ
$3.21B
$129K 0.03%
10,700
– –
HRZN icon
310
Horizon Technology Finance
HRZN
$294M
$119K 0.03%
10,650
– –
LEO
311
BNY Mellon Strategic Municipals
LEO
$387M
$112K 0.03%
13,000
– –
PFX icon
312
PhenixFIN
PFX
$112K 0.03%
1,078
-177
-14% -$20.2K
IMH
313
DELISTED
Impac Mortgage Holdings Inc.
IMH
$91K 0.02%
16,500
+1,000
+6% +$12.1K
SCU
314
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
$86K 0.02%
3,435
+12
+0.4% +$377
WPRT
315
Westport Fuel Systems
WPRT
$36.5M
$85K 0.02%
2,270
– –
WFT
316
DELISTED
Weatherford International plc
WFT
$83K 0.02%
19,984
-4,200
-17% -$15.5K
BKT icon
317
BlackRock Income Trust
BKT
$330M
$80K 0.02%
4,333
– –
PIM
318
Franklin Master Intermediate Income Trust
PIM
$149M
$76K 0.02%
16,000
– –
UQM
319
DELISTED
UQM Technologies, Inc.
UQM
$59K 0.01%
42,778
-5,500
-11% -$7.03K
ARLZ
320
DELISTED
Aralez Pharmaceuticals Inc.
ARLZ
$28K 0.01%
20,000
-7,000
-26% -$11.5K
MNKD icon
321
MannKind Corp
MNKD
$1.28B
$27K 0.01%
11,528
-200
-2% -$683
AMTX icon
322
Aemetis
AMTX
$119M
$22K 0.01%
39,202
-13,875
-26% -$10.1K
NVAX icon
323
Novavax
NVAX
$1.23B
$15K ﹤0.01%
600
– –
AFL icon
324
Aflac
AFL
$63.9B
– –
-7,900
Closed -$321K
ALL icon
325
Allstate
ALL
$66.9B
– –
-2,330
Closed -$214K
10 11 12
13
14

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BGM
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NWAM LLC's Q4 2017 Portfolio in Review

As of Q4 2017, NWAM LLC held 343 positions worth $395M, up 2.6% from $385M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

NWAM LLC's Q4 2017 filing shows 16 new, 124 increased, 130 reduced and 20 closed positions. Its largest new stake was Hi-Crush Inc. Common Stock: 76,105 shares worth $814K. The largest sale was Alerian MLP ETF, an estimated $2.54M.

By sector, the portfolio is most concentrated in Technology at 9.3% of assets, up from 8.8% a quarter earlier, followed by Financials and Industrials.

  • NWAM LLC's largest Q4 2017 buy was Hi-Crush Inc. Common Stock: 76,105 shares worth $814K.
  • NWAM LLC added most to BlackRock Credit Allocation Income Trust in Q4 2017, an estimated $381K increase.
  • NWAM LLC's biggest Q4 2017 reduction was Vanguard Short-Term Corporate Bond ETF, cutting an estimated $1.4M.
  • NWAM LLC fully exited Alerian MLP ETF in Q4 2017, selling an estimated $2.54M.
  • NWAM LLC's ten largest holdings make up 25% of its $395M portfolio in Q4 2017.
  • NWAM LLC opened 16 new positions and closed 20 in Q4 2017.
  • NWAM LLC's portfolio value rose 2.6% quarter-over-quarter to $395M.

Based on NWAM LLC's 13F filing for Q4 2017, filed 7 Feb 2018.