We are live on ! Find out more
NL

NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+1.48%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$534M
AUM Growth
+$32M
Cap. Flow
+$26.4M
Cap. Flow %
4.94%
Top 10 Hldgs %
27.46%
Holding
416
New
36
Increased
184
Reduced
117
Closed
22

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.48M
2
JNJ icon
Johnson & Johnson
JNJ
+$2.41M
3
XOM icon
ExxonMobil
XOM
+$1.79M
4
BYND icon
Beyond Meat
BYND
+$1.48M
5
ABT icon
Abbott
ABT
+$1.37M

Top Sells

Rank Stock Value
1
DVYE icon
iShares Emerging Markets Dividend ETF
DVYE
+$1.06M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$1.05M
3
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$1.03M
4
TAN icon
Invesco Solar ETF
TAN
+$632K
5
OUNZ icon
VanEck Merk Gold Trust
OUNZ
+$593K

Sector Composition

Rank Sector Weight
1 Technology 14.07%
2 Financials 5.59%
3 Industrials 4.91%
4 Consumer Discretionary 4.43%
5 Healthcare 3.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CIEN icon
276
Ciena
CIEN
$55.3B
$302K 0.06%
7,697
-394
-5% -$16.5K
WFC icon
277
Wells Fargo
WFC
$261B
$302K 0.06%
5,997
-1,210
-17% -$57K
RTN
278
DELISTED
Raytheon Company
RTN
$302K 0.06%
1,540
+192
+14% +$35.6K
IFF icon
279
International Flavors & Fragrances
IFF
$19.4B
$301K 0.06%
2,455
– –
FISV
280
Fiserv Inc
FISV
$27.2B
$298K 0.06%
2,878
+225
+8% +$23K
SABR icon
281
Sabre
SABR
$656M
$298K 0.06%
+13,303
New +$313K
D icon
282
Dominion Energy
D
$62.5B
$297K 0.06%
3,665
+1,014
+38% +$78.4K
RIO icon
283
Rio Tinto
RIO
$148B
$294K 0.06%
5,653
+3
+0.1% +$163
CMI icon
284
Cummins
CMI
$91.7B
$293K 0.05%
1,800
+33
+2% +$5.28K
BIV icon
285
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$292K 0.05%
3,317
+809
+32% +$70.7K
GPP
286
DELISTED
Green Plains Partners LP
GPP
$291K 0.05%
21,890
-450
-2% -$6.08K
SCHF icon
287
Schwab International Equity ETF
SCHF
$65.6B
$288K 0.05%
18,088
+10
+0.1% +$157
MBT
288
DELISTED
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
$287K 0.05%
35,420
+7,412
+26% +$60.8K
VCIT icon
289
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.1B
$284K 0.05%
+3,108
New +$282K
MQY icon
290
BlackRock MuniYield Quality Fund
MQY
$807M
$283K 0.05%
18,848
– –
PCI
291
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$281K 0.05%
11,480
-10,049
-47% -$243K
TDAY
292
USA Today Co
TDAY
$1.23B
$280K 0.05%
31,830
-1,941
-6% -$17.7K
NRK icon
293
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$900M
$280K 0.05%
20,838
– –
AMD icon
294
Advanced Micro Devices
AMD
$851B
$279K 0.05%
9,629
+880
+10% +$27.6K
BHK icon
295
BlackRock Core Bond Trust
BHK
$642M
$279K 0.05%
19,294
– –
IEUR icon
296
iShares Core MSCI Europe ETF
IEUR
$8.66B
$277K 0.05%
6,059
– –
CSGP icon
297
CoStar Group
CSGP
$11.3B
$274K 0.05%
4,620
– –
WY icon
298
Weyerhaeuser
WY
$17.3B
$272K 0.05%
9,811
+48
+0.5% +$1.25K
FPX icon
299
First Trust US Equity Opportunities ETF
FPX
$1.51B
$270K 0.05%
3,558
+849
+31% +$66.8K
HYG icon
300
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$270K 0.05%
3,097
-44
-1% -$3.82K
10 11
12
13 14

Similar funds

RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
LGM
Logos Global Management San Francisco, California $2B AUM 444.09% 1-Year Est. Return
MYAM
Meiji Yasuda Asset Management Tokyo, Japan $2B AUM 22.52% 1-Year Est. Return
LBC
Lowe Brockenbrough & Co Richmond, Virginia $2.01B AUM 22.05% 1-Year Est. Return
C
Consulta London, United Kingdom $2.01B AUM 16.82% 1-Year Est. Return
CAM
Cormorant Asset Management Boston, Massachusetts $1.99B AUM 737.95% 1-Year Est. Return
SC
Syon Capital San Francisco, California $1.99B AUM 22.67% 1-Year Est. Return
BGM
Burkehill Global Management New York $2.02B AUM 85.32% 1-Year Est. Return

NWAM LLC's Q3 2019 Portfolio in Review

As of Q3 2019, NWAM LLC held 416 positions worth $534M, up 6.4% from $502M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

NWAM LLC deployed $26.4M of net new capital in Q3 2019, opening 36 new positions and adding to 184 existing holdings. Its largest new stake was Beyond Meat: 8,970 shares worth $1.33M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $1.05M trimmed.

  • NWAM LLC's largest Q3 2019 buy was Beyond Meat: 8,970 shares worth $1.33M.
  • NWAM LLC added most to Apple in Q3 2019, an estimated $2.48M increase.
  • NWAM LLC's biggest Q3 2019 reduction was iShares Russell 2000 ETF, cutting an estimated $1.05M.
  • NWAM LLC fully exited iShares Emerging Markets Dividend ETF in Q3 2019, selling an estimated $1.06M.
  • NWAM LLC's ten largest holdings make up 27% of its $534M portfolio in Q3 2019.
  • NWAM LLC opened 36 new positions and closed 22 in Q3 2019.
  • NWAM LLC's portfolio value rose 6.4% quarter-over-quarter to $534M.

Based on NWAM LLC's 13F filing for Q3 2019, filed 15 Oct 2019.