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NWAM LLC’s First Trust US Equity Opportunities ETF FPX Stock Holding History

NWAM LLC’s Portfolio FPX Stock Details FPX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		$455K Buy
5,662
+2,104
+59% +$163K 0.08% 232
2019
Q3 		$270K Buy
3,558
+849
+31% +$66.8K 0.05% 299
2019
Q2 		$211K Hold
2,709
– – 0.04% 343
2019
Q1 		$203K Buy
+2,709
New +$191K 0.04% 327

Other funds holding FPX

Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return
RJFSA
Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

NWAM LLC's FPX Position: Q4 2019 in Review

NWAM LLC increased its First Trust US Equity Opportunities ETF (FPX) stake by 59% in Q4 2019, buying an estimated $163K and bringing the position to 5,662 shares worth $455K. The position accounts for 0.08% of the portfolio, ranked #232.

NWAM LLC first reported a position in FPX in Q1 2019 and has held it in 4 quarters since. 143 funds tracked by Wall St. Rank hold FPX as of Q4 2019.

  • NWAM LLC held 5,662 shares of First Trust US Equity Opportunities ETF worth $455K as of Q4 2019.
  • NWAM LLC bought 2,104 First Trust US Equity Opportunities ETF shares in Q4 2019, an estimated $163K.
  • First Trust US Equity Opportunities ETF made up 0.08% of NWAM LLC's portfolio in Q4 2019, its #232 holding.
  • NWAM LLC first reported a position in First Trust US Equity Opportunities ETF in Q1 2019 and has held it in 4 quarters since.
  • 143 funds tracked by Wall St. Rank held First Trust US Equity Opportunities ETF as of Q4 2019.

Based on NWAM LLC's 13F filing for Q4 2019, filed 23 Jan 2020.