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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
-1.02%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$239M
AUM Growth
+$5.16M
Cap. Flow
+$9.72M
Cap. Flow %
4.07%
Top 10 Hldgs %
28.82%
Holding
290
New
39
Increased
141
Reduced
63
Closed
41

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$4.12M
2
AAPL icon
Apple
AAPL
+$3.85M
3
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$3.27M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$2.59M
5
VUG icon
Vanguard Growth ETF
VUG
+$2.07M

Top Sells

Rank Stock Value
1
RITM icon
Rithm Capital
RITM
+$4.71M
2
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$2.44M
3
DVY icon
iShares Select Dividend ETF
DVY
+$2.43M
4
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.36M
5
DRA
Diversified Real Asset Income Fd
DRA
+$2.33M

Sector Composition

Rank Sector Weight
1 Technology 9.79%
2 Financials 5.85%
3 Industrials 5.6%
4 Energy 4.26%
5 Consumer Discretionary 4.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MHG
226
DELISTED
Marine Harvest ASA
MHG
$156K 0.07%
14,000
+655
+5% +$7.8K
NRK icon
227
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$900M
$154K 0.06%
+12,000
New +$154K
PMO
228
Franklin Municipal Opportunities Trust
PMO
$287M
$153K 0.06%
13,000
-172
-1% -$2.06K
CHY
229
Calamos Convertible and High Income Fund
CHY
$1.03B
$149K 0.06%
+11,000
New +$157K
OB
230
DELISTED
Onebeacon Insurance Group Ltd
OB
$149K 0.06%
+10,000
New +$150K
MUS
231
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
$143K 0.06%
+11,000
New +$145K
WPRT
232
Westport Fuel Systems
WPRT
$36.4M
$138K 0.06%
2,900
+122
+4% +$6.15K
PBR.A icon
233
Petrobras Class A
PBR.A
$107B
$121K 0.05%
+15,000
New +$126K
LINE
234
DELISTED
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
$111K 0.05%
12,000
+801
+7% +$9.37K
JPC icon
235
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$109K 0.05%
12,000
+50
+0.4% +$477
EAD
236
Allspring Income Opportunities Fund
EAD
$372M
$107K 0.04%
13,000
-885
-6% -$7.75K
LEO
237
BNY Mellon Strategic Municipals
LEO
$387M
$103K 0.04%
13,000
– –
BBEP
238
DELISTED
BREITBURN ENERGY PARTNERS LP COM UNITS RPTNG LTD PRTNRSHIP
BBEP
$94K 0.04%
+20,000
New +$116K
RVLT
239
DELISTED
Revolution Lighting Technologies, Inc. - Class A
RVLT
$89K 0.04%
7,700
-510
-6% -$6.15K
PIM
240
Franklin Master Intermediate Income Trust
PIM
$152M
$78K 0.03%
17,000
+402
+2% +$1.94K
DSU icon
241
BlackRock Debt Strategies Fund
DSU
$591M
$77K 0.03%
7,000
-90
-1% -$1.01K
LYG icon
242
Lloyds Banking Group
LYG
$87.4B
$60K 0.03%
11,000
-70
-0.6% -$365
TGS icon
243
Transportadora de Gas del Sur
TGS
$4.59B
$46K 0.02%
+10,385
New +$48.7K
BTU
244
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
$43K 0.02%
1,333
+338
+34% +$19.8K
UQM
245
DELISTED
UQM Technologies, Inc.
UQM
$40K 0.02%
46,000
-2,663
-5% -$2.57K
SNOA icon
246
Sonoma Pharmaceuticals
SNOA
$5.46M
$34K 0.01%
+27
New +$25.3K
FXEN
247
DELISTED
FX ENERGY INC
FXEN
$17K 0.01%
19,000
-400
-2% -$471
ANR
248
DELISTED
Alpha Natural Resources Inc
ANR
$6K ﹤0.01%
19,000
+4,800
+34% +$3.31K
HTM
249
DELISTED
U.S. Geothermal Inc.
HTM
$5K ﹤0.01%
1,667
– –
BP icon
250
PUT
BP
BP
$113B
– –
-8,437
Closed -$259K
8 9
10
11 12

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NWAM LLC's Q2 2015 Portfolio in Review

As of Q2 2015, NWAM LLC held 290 positions worth $239M, up 2.2% from $234M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

NWAM LLC deployed $9.72M of net new capital in Q2 2015, opening 39 new positions and adding to 141 existing holdings. Its largest new stake was iShares Russell 2000 ETF: 33,000 shares worth $4.16M.

By sector, the portfolio is most concentrated in Technology at 9.8% of assets, up from 8.1% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares Select Dividend ETF, an estimated $2.43M trimmed.

  • NWAM LLC's largest Q2 2015 buy was iShares Russell 2000 ETF: 33,000 shares worth $4.16M.
  • NWAM LLC added most to Apple in Q2 2015, an estimated $3.85M increase.
  • NWAM LLC's biggest Q2 2015 reduction was iShares Select Dividend ETF, cutting an estimated $2.43M.
  • NWAM LLC fully exited Rithm Capital in Q2 2015, selling an estimated $4.71M.
  • NWAM LLC's ten largest holdings make up 29% of its $239M portfolio in Q2 2015.
  • NWAM LLC opened 39 new positions and closed 41 in Q2 2015.
  • NWAM LLC's portfolio value rose 2.2% quarter-over-quarter to $239M.

Based on NWAM LLC's 13F filing for Q2 2015, filed 15 Oct 2015.