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NWAM LLC Portfolio holdings

AUM $1.23B
1-Year Return 22.34%
This Quarter Return
-1.02%
1 Year Return
+22.34%
3 Year Return
+89.7%
5 Year Return
+147.55%
10 Year Return
+197.14%
AUM
$239M
AUM Growth
+$9.05M
Cap. Flow
+$11.8M
Cap. Flow %
4.92%
Top 10 Hldgs %
28.82%
Holding
285
New
39
Increased
141
Reduced
63
Closed
34

Top Buys

1
IWM icon
iShares Russell 2000 ETF
IWM
$4.16M
2
AAPL icon
Apple
AAPL
$3.77M
3
QQQ icon
Invesco QQQ Trust
QQQ
$2.56M
4
ACWI icon
iShares MSCI ACWI ETF
ACWI
$2.35M
5
VUG icon
Vanguard Growth ETF
VUG
$2.02M

Top Sells

1
RITM icon
Rithm Capital
RITM
$4.71M
2
BRK.B icon
Berkshire Hathaway Class B
BRK.B
$2.44M
3
MDY icon
SPDR S&P MidCap 400 ETF Trust
MDY
$2.36M
4
DRA
Diversified Real Asset Income Fd
DRA
$2.33M
5
DVY icon
iShares Select Dividend ETF
DVY
$2.32M

Sector Composition

1 Technology 9.96%
2 Financials 5.85%
3 Industrials 5.43%
4 Energy 4.26%
5 Consumer Discretionary 4.06%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MHG
226
DELISTED
Marine Harvest ASA
MHG
$156K 0.07%
14,000
+655
+5% +$7.3K
NRK icon
227
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$830M
$154K 0.06%
+12,000
New +$154K
PMO
228
Putnam Municipal Opportunities Trust
PMO
$277M
$153K 0.06%
13,000
-172
-1% -$2.02K
CHY
229
Calamos Convertible and High Income Fund
CHY
$867M
$149K 0.06%
+11,000
New +$149K
OB
230
DELISTED
Onebeacon Insurance Group Ltd
OB
$149K 0.06%
+10,000
New +$149K
MUS
231
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
$143K 0.06%
+11,000
New +$143K
WPRT
232
Westport Fuel Systems
WPRT
$45.8M
$138K 0.06%
2,900
+122
+4% +$5.81K
PBR.A icon
233
Petrobras Class A
PBR.A
$73.6B
$121K 0.05%
+15,000
New +$121K
LINE
234
DELISTED
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
$111K 0.05%
12,000
+801
+7% +$7.41K
JPC icon
235
Nuveen Preferred & Income Opportunities Fund
JPC
$2.62B
$109K 0.05%
12,000
+50
+0.4% +$454
EAD
236
Allspring Income Opportunities Fund
EAD
$421M
$107K 0.04%
13,000
-885
-6% -$7.28K
LEO
237
BNY Mellon Strategic Municipals
LEO
$370M
$103K 0.04%
13,000
– –
BBEP
238
DELISTED
BREITBURN ENERGY PARTNERS LP COM UNITS RPTNG LTD PRTNRSHIP
BBEP
$94K 0.04%
+20,000
New +$94K
RVLT
239
DELISTED
Revolution Lighting Technologies, Inc. - Class A
RVLT
$89K 0.04%
7,700
-510
-6% -$5.9K
PIM
240
Putnam Master Intermediate Income Trust
PIM
$162M
$78K 0.03%
17,000
+402
+2% +$1.84K
DSU icon
241
BlackRock Debt Strategies Fund
DSU
$547M
$77K 0.03%
7,000
-90
-1% -$990
LYG icon
242
Lloyds Banking Group
LYG
$64.9B
$60K 0.03%
11,000
-70
-0.6% -$382
TGS icon
243
Transportadora de Gas del Sur
TGS
$4B
$46K 0.02%
+10,385
New +$46K
BTU
244
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
$43K 0.02%
1,333
+338
+34% +$10.9K
UQM
245
DELISTED
UQM Technologies, Inc.
UQM
$40K 0.02%
46,000
-2,663
-5% -$2.32K
SNOA icon
246
Sonoma Pharmaceuticals
SNOA
$7.44M
$34K 0.01%
+27
New +$34K
FXEN
247
DELISTED
FX ENERGY INC
FXEN
$17K 0.01%
19,000
-400
-2% -$358
ANR
248
DELISTED
ALPHA NATURAL RESOURCES INC.
ANR
$6K ﹤0.01%
19,000
+4,800
+34% +$1.52K
HTM
249
DELISTED
U.S. Geothermal Inc.
HTM
$5K ﹤0.01%
1,667
– –
BRK.B icon
250
Berkshire Hathaway Class B
BRK.B
$1.09T
– –
-16,920
Closed -$2.44M
8 9
10
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