We are live on ! Find out more
NL

NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+4.53%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$321M
AUM Growth
+$30.8M
Cap. Flow
+$3.96M
Cap. Flow %
1.23%
Top 10 Hldgs %
22.51%
Holding
311
New
42
Increased
111
Reduced
139
Closed
11

Top Buys

Rank Stock Value
1
APC
Anadarko Petroleum
APC
+$11.9M
2
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$2.41M
3
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$2.09M
4
DOC icon
Healthpeak Properties
DOC
+$1.76M
5
FFC
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
+$1.76M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$27.7M
2
WELL icon
Welltower
WELL
+$1.76M
3
LUMN icon
Lumen
LUMN
+$1.42M
4
CVX icon
Chevron
CVX
+$1.26M
5
CSP
AMER STRATEGIC INCM PTFL-III
CSP
+$988K

Sector Composition

Rank Sector Weight
1 Technology 9.82%
2 Financials 8.2%
3 Industrials 6.16%
4 Healthcare 5.33%
5 Energy 5.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SDY icon
226
State Street SPDR S&P Dividend ETF
SDY
$21.9B
$265K 0.08%
3,463
-132
-4% -$9.89K
HON icon
227
Honeywell
HON
$77B
$263K 0.08%
3,148
-6
-0.2% -$502
IJR icon
228
iShares Core S&P Small-Cap ETF
IJR
$109B
$263K 0.08%
4,684
-8
-0.2% -$433
LEO
229
BNY Mellon Strategic Municipals
LEO
$387M
$260K 0.08%
30,796
-1,656
-5% -$13.7K
NNN icon
230
NNN REIT
NNN
$9.39B
$258K 0.08%
6,951
+252
+4% +$8.86K
MMP
231
DELISTED
Magellan Midstream Partners, L.P.
MMP
$256K 0.08%
+3,042
New +$238K
EMR icon
232
Emerson Electric
EMR
$82.9B
$255K 0.08%
3,842
+95
+3% +$6.39K
DSL
233
DoubleLine Income Solutions Fund
DSL
$1.21B
$254K 0.08%
+11,310
New +$250K
TWTR
234
DELISTED
Twitter, Inc.
TWTR
$254K 0.08%
6,189
+978
+19% +$37K
CSX icon
235
CSX Corp
CSX
$98.6B
$251K 0.08%
24,477
-1,473
-6% -$14.3K
MQY icon
236
BlackRock MuniYield Quality Fund
MQY
$807M
$251K 0.08%
+16,650
New +$248K
BCE icon
237
BCE
BCE
$19.9B
$250K 0.08%
5,190
-433
-8% -$19.5K
ED icon
238
Consolidated Edison
ED
$41.6B
$250K 0.08%
4,321
-330
-7% -$18.4K
VOT icon
239
Vanguard Mid-Cap Growth ETF
VOT
$19B
$250K 0.08%
+2,591
New +$240K
EXC icon
240
Exelon
EXC
$48.6B
$249K 0.08%
+9,555
New +$244K
BBEP
241
DELISTED
BREITBURN ENERGY PARTNERS LP COM UNITS RPTNG LTD PRTNRSHIP
BBEP
$246K 0.08%
+11,123
New +$232K
CIEN icon
242
Ciena
CIEN
$55.3B
$245K 0.08%
11,328
+538
+5% +$11.1K
KMP
243
DELISTED
KINDER MORGAN ENER PNTRS L.P.
KMP
$244K 0.08%
+2,965
New +$229K
TWX
244
DELISTED
Time Warner Inc
TWX
$241K 0.08%
3,424
-416
-11% -$27.3K
GDV icon
245
Gabelli Dividend & Income Trust
GDV
$2.6B
$239K 0.07%
10,908
-555
-5% -$11.8K
MRO
246
DELISTED
Marathon Oil Corporation
MRO
$239K 0.07%
+5,977
New +$221K
CSQ icon
247
Calamos Strategic Total Return Fund
CSQ
$3.21B
$237K 0.07%
19,750
+1,219
+7% +$14K
WTRG icon
248
Essential Utilities
WTRG
$11.2B
$237K 0.07%
9,029
-415
-4% -$10.4K
FIG
249
DELISTED
Fortress Investment Group Llc
FIG
$234K 0.07%
31,400
– –
BX icon
250
Blackstone
BX
$104B
$232K 0.07%
7,065
+184
+3% +$5.68K
8 9
10
11 12

Similar funds

RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
LGM
Logos Global Management San Francisco, California $2B AUM 444.09% 1-Year Est. Return
MYAM
Meiji Yasuda Asset Management Tokyo, Japan $2B AUM 22.52% 1-Year Est. Return
LBC
Lowe Brockenbrough & Co Richmond, Virginia $2.01B AUM 22.05% 1-Year Est. Return
C
Consulta London, United Kingdom $2.01B AUM 16.82% 1-Year Est. Return
CAM
Cormorant Asset Management Boston, Massachusetts $1.99B AUM 737.95% 1-Year Est. Return
SC
Syon Capital San Francisco, California $1.99B AUM 22.67% 1-Year Est. Return
BGM
Burkehill Global Management New York $2.02B AUM 85.32% 1-Year Est. Return

NWAM LLC's Q2 2014 Portfolio in Review

As of Q2 2014, NWAM LLC held 311 positions worth $321M, up 11% from $291M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

NWAM LLC's Q2 2014 filing shows 42 new, 111 increased, 139 reduced and 11 closed positions. Its largest new stake was Anadarko Petroleum: 116,577 shares worth $100K. The largest sale was Apple, an estimated $27.7M.

By sector, the portfolio is most concentrated in Technology at 9.8% of assets, down from 11% a quarter earlier, followed by Financials and Industrials.

  • NWAM LLC's largest Q2 2014 buy was Anadarko Petroleum: 116,577 shares worth $100K.
  • NWAM LLC added most to BlackRock Credit Allocation Income Trust in Q2 2014, an estimated $2.09M increase.
  • NWAM LLC's biggest Q2 2014 reduction was Apple, cutting an estimated $27.7M.
  • NWAM LLC fully exited Lumen in Q2 2014, selling an estimated $1.42M.
  • NWAM LLC's ten largest holdings make up 23% of its $321M portfolio in Q2 2014.
  • NWAM LLC opened 42 new positions and closed 11 in Q2 2014.
  • NWAM LLC's portfolio value rose 11% quarter-over-quarter to $321M.

Based on NWAM LLC's 13F filing for Q2 2014, filed 9 Sep 2016.