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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
-0.29%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$243M
AUM Growth
+$2.52M
Cap. Flow
+$3.71M
Cap. Flow %
1.52%
Top 10 Hldgs %
65.55%
Holding
407
New
25
Increased
57
Reduced
31
Closed
31

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.29M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$1.5M
3
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
+$1.27M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$950K
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$823K

Top Sells

Rank Stock Value
1
RWL icon
Invesco S&P 500 Revenue ETF
RWL
+$5.05M
2
RWK icon
Invesco S&P MidCap 400 Revenue ETF
RWK
+$922K
3
RTR
Oppenheimer ADR Revenue ETF
RTR
+$745K
4
RWJ icon
Invesco S&P SmallCap 600 Revenue ETF
RWJ
+$701K
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$192K

Sector Composition

Rank Sector Weight
1 Financials 3.18%
2 Healthcare 1.01%
3 Technology 0.87%
4 Energy 0.87%
5 Consumer Staples 0.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMCSA icon
101
Comcast
CMCSA
$84B
$140K 0.06%
4,964
– –
QQQ icon
102
Invesco QQQ Trust
QQQ
$450B
$139K 0.06%
1,314
– –
QCOM icon
103
Qualcomm
QCOM
$160B
$136K 0.06%
1,958
+423
+28% +$29.8K
PGX icon
104
Invesco Preferred ETF
PGX
$3.81B
$135K 0.06%
9,054
+46
+0.5% +$682
GLD icon
105
SPDR Gold Trust
GLD
$133B
$130K 0.05%
1,145
+578
+102% +$67.6K
D icon
106
Dominion Energy
D
$61.3B
$128K 0.05%
1,800
-304
-14% -$22.6K
IJT icon
107
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.27B
$128K 0.05%
1,966
– –
ADI icon
108
Analog Devices
ADI
$179B
$127K 0.05%
2,010
– –
EEM icon
109
iShares MSCI Emerging Markets ETF
EEM
$28.6B
$126K 0.05%
3,150
– –
EMD
110
DELISTED
Western Asset Emerging Markets
EMD
$126K 0.05%
11,346
– –
EEMV icon
111
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.45B
$123K 0.05%
2,079
– –
TPR icon
112
Tapestry
TPR
$30.8B
$123K 0.05%
2,970
– –
ABT icon
113
Abbott
ABT
$183B
$121K 0.05%
2,612
– –
VPL icon
114
Vanguard FTSE Pacific ETF
VPL
$8.16B
$120K 0.05%
1,960
– –
CSCO icon
115
Cisco
CSCO
$448B
$119K 0.05%
4,340
+300
+7% +$8.45K
DLS icon
116
WisdomTree International SmallCap Dividend Fund
DLS
$1.06B
$119K 0.05%
2,000
– –
EEFT icon
117
Euronet Worldwide
EEFT
$2.92B
$118K 0.05%
2,000
– –
STPZ icon
118
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$506M
$117K 0.05%
2,250
– –
ISCG icon
119
iShares Morningstar Small-Cap Growth ETF
ISCG
$972M
$115K 0.05%
4,800
– –
VHT icon
120
Vanguard Health Care ETF
VHT
$18.3B
$113K 0.05%
+837
New +$110K
TGT icon
121
Target
TGT
$65.6B
$110K 0.05%
1,336
– –
CFG icon
122
Citizens Financial Group
CFG
$30.3B
$109K 0.04%
4,500
– –
MDT icon
123
Medtronic
MDT
$110B
$108K 0.04%
+1,387
New +$105K
BSCK
124
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$108K 0.04%
5,000
– –
INTC icon
125
Intel
INTC
$460B
$105K 0.04%
3,360
+300
+10% +$10.1K
3 4
5
6 7

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Klingman & Associates's Q1 2015 Portfolio in Review

As of Q1 2015, Klingman & Associates held 407 positions worth $243M, up 1% from $241M the previous quarter. Its ten largest holdings account for 66% of the portfolio.

Klingman & Associates's Q1 2015 filing shows 25 new, 57 increased, 31 reduced and 31 closed positions. Its largest new stake was Vanguard Health Care ETF: 837 shares worth $113K. The largest sale was Invesco S&P 500 Revenue ETF, an estimated $5.05M.

By sector, the portfolio is most concentrated in Financials at 3.2% of assets, down from 3.4% a quarter earlier, followed by Healthcare and Technology.

  • Klingman & Associates's largest Q1 2015 buy was Vanguard Health Care ETF: 837 shares worth $113K.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q1 2015, an estimated $2.29M increase.
  • Klingman & Associates's biggest Q1 2015 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $192K.
  • Klingman & Associates fully exited Invesco S&P 500 Revenue ETF in Q1 2015, selling an estimated $5.05M.
  • Klingman & Associates's ten largest holdings make up 66% of its $243M portfolio in Q1 2015.
  • Klingman & Associates opened 25 new positions and closed 31 in Q1 2015.
  • Klingman & Associates's portfolio value rose 1% quarter-over-quarter to $243M.

Based on Klingman & Associates's 13F filing for Q1 2015, filed 9 Feb 2016.