Klingman & Associates’s Invesco Preferred ETF PGX Stock Holding History

Klingman & Associates’s Portfolio PGX Stock Details PGX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-9,293	Closed	-$142K	–	388
2016 Q2	$142K	Buy	9,293 +48	+0.5%	+$721	0.05%	113
2016 Q1	$138K	Buy	9,245 +48	+0.5%	+$707	0.05%	114
2015 Q4	$137K	Buy	9,197 +48	+0.5%	+$709	0.05%	136
2015 Q3	$133K	Buy	9,149 +47	+0.5%	+$687	0.05%	135
2015 Q2	$132K	Buy	9,102 +48	+0.5%	+$707	0.05%	109
2015 Q1	$135K	Buy	9,054 +46	+0.5%	+$682	0.06%	104
2014 Q4	$132K	Buy	+9,008	New	+$131K	0.05%	106

Other funds holding PGX

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

HNB

Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

Klingman & Associates's PGX Position: Q3 2016 in Review

Klingman & Associates sold out of Invesco Preferred ETF (PGX) in Q3 2016, closing a stake of 9,293 shares — an estimated $142K sold.

Klingman & Associates first reported a position in PGX in Q4 2014 and held it in 7 quarters. The position peaked at $142K in Q2 2016. 227 funds tracked by Wall St. Rank hold PGX as of Q3 2016.

Klingman & Associates reported no remaining Invesco Preferred ETF position as of Q3 2016 after selling out during the quarter.
Klingman & Associates sold 9,293 Invesco Preferred ETF shares in Q3 2016, an estimated $142K.
Klingman & Associates first reported a position in Invesco Preferred ETF in Q4 2014 and held it in 7 quarters.
Klingman & Associates's Invesco Preferred ETF position peaked at $142K in Q2 2016.
227 funds tracked by Wall St. Rank held Invesco Preferred ETF as of Q3 2016.

Based on Klingman & Associates's 13F filing for Q3 2016, filed 19 Oct 2016.