Klingman & Associates’s iShares Morningstar Small-Cap Growth ETF ISCG Stock Holding History

Klingman & Associates’s Portfolio ISCG Stock Details ISCG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-3,600	Closed	-$86K	–	207
2016 Q3	$86K	Hold	3,600	–	–	0.03%	149
2016 Q2	$80K	Hold	3,600	–	–	0.03%	156
2016 Q1	$77K	Hold	3,600	–	–	0.03%	158
2015 Q4	$81K	Hold	3,600	–	–	0.03%	180
2015 Q3	$77K	Hold	3,600	–	–	0.03%	182
2015 Q2	$87K	Sell	3,600 -1,200	-25%	-$28.9K	0.03%	144
2015 Q1	$115K	Hold	4,800	–	–	0.05%	119
2014 Q4	$108K	Buy	+4,800	New	+$104K	0.04%	126

Other funds holding ISCG

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LFAS

Level Four Advisory Services Dallas, Texas $3.05B AUM 23.96% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

MHS

M Holdings Securities Portland, Oregon $1.48B AUM 26.15% 1-Year Est. Return

CMP

Courage Miller Partners Norfolk, Virginia $354M AUM 13.72% 1-Year Est. Return

CPSAC

Chas P. Smith & Associates (CPS) Lakeland, Florida $1.84B AUM 13.62% 1-Year Est. Return

Klingman & Associates's ISCG Position: Q4 2016 in Review

Klingman & Associates sold out of iShares Morningstar Small-Cap Growth ETF (ISCG) in Q4 2016, closing a stake of 3,600 shares — an estimated $86K sold.

Klingman & Associates first reported a position in ISCG in Q4 2014 and held it in 8 quarters. The position peaked at $115K in Q1 2015. 39 funds tracked by Wall St. Rank hold ISCG as of Q4 2016.

Klingman & Associates reported no remaining iShares Morningstar Small-Cap Growth ETF position as of Q4 2016 after selling out during the quarter.
Klingman & Associates sold 3,600 iShares Morningstar Small-Cap Growth ETF shares in Q4 2016, an estimated $86K.
Klingman & Associates first reported a position in iShares Morningstar Small-Cap Growth ETF in Q4 2014 and held it in 8 quarters.
Klingman & Associates's iShares Morningstar Small-Cap Growth ETF position peaked at $115K in Q1 2015.
39 funds tracked by Wall St. Rank held iShares Morningstar Small-Cap Growth ETF as of Q4 2016.

Based on Klingman & Associates's 13F filing for Q4 2016, filed 26 Jan 2017.