CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+7.4%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.59B
AUM Growth
+$86.7M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
101
New
Increased
Reduced
Closed

Top Buys

1
+$23.6M
2
+$5.87M
3
+$5.69M
4
SEMG.WS
SEMGROUP CORP WT EXP 11/30/2014
SEMG.WS
+$1.11M
5
HIG.WS
Hartford Financial Services Grp
HIG.WS
+$468K

Top Sells

1
+$15.6M
2
+$2.5M
3
+$2.43M
4
KODK.WS
Eastman Kodak Company
KODK.WS
+$1.11M
5
MTB.WS
M&T Bank Corporation
MTB.WS
+$447K

Sector Composition

1 Materials 0.3%
2 Industrials 0.12%
3 Energy 0.07%
4 Technology 0.03%
5 Consumer Discretionary 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
26
– –
-68,859
27
– –
-248,400
28
– –
0
29
– –
-62,510
30
– –
-1,015,900
31
– –
0
32
– –
0
33
– –
0
34
– –
0
35
– –
0
36
– –
-3,600
1
2