CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.41%
This Quarter Est. Return
1 Year Est. Return
+7.41%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.59B
AUM Growth
+$86.7M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
101
New
Increased
Reduced
Closed

Top Buys

1
+$22.5M
2
+$12M
3
+$6.03M
4
SEMG.WS
SEMGROUP CORP WT EXP 11/30/2014
SEMG.WS
+$1.59M
5
LEU icon
Centrus Energy
LEU
+$1.13M

Top Sells

1
+$15.7M
2
+$15.6M
3
+$2.5M
4
ROIQ
ROI ACQUISITION CORP II COM STK
ROIQ
+$2.43M
5
KODK.WS
Eastman Kodak Company
KODK.WS
+$1.11M

Sector Composition

1 Materials 0.37%
2 Industrials 0.12%
3 Technology 0.03%
4 Consumer Discretionary 0%
5 Energy 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
26
$19K ﹤0.01%
41,549
27
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0
28
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-1,015,900
29
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0
30
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0
31
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0
32
– –
0
33
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0
34
– –
-3,600
35
– –
-45,540
36
– –
0
37
– –
-68,859
38
– –
-248,400
39
– –
0
40
– –
-62,510
1
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