We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.11%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$937M
AUM Growth
+$26.5M
Cap. Flow
+$9.81M
Cap. Flow %
1.05%
Top 10 Hldgs %
51.05%
Holding
1,388
New
56
Increased
294
Reduced
206
Closed
54

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$3.29M
2
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.51M
3
RNP icon
Cohen & Steers REIT and Preferred and Income Fund
RNP
+$2.12M
4
ARKK icon
ARK Innovation ETF
ARKK
+$2M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.88M

Top Sells

Rank Stock Value
1
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$5.43M
2
BNY
Bank of New York Mellon
BNY
+$882K
3
BBDC icon
Barings BDC
BBDC
+$666K
4
HDEF icon
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
HDEF
+$629K
5
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$582K

Sector Composition

Rank Sector Weight
1 Financials 7.82%
2 Technology 5.44%
3 Healthcare 3.4%
4 Energy 3.39%
5 Industrials 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RDS.A
226
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$312K 0.03%
4,510
-733
-14% -$50.8K
RSP icon
227
Invesco S&P 500 Equal Weight ETF
RSP
$99.5B
$310K 0.03%
3,050
– –
NUAG icon
228
Nuveen Enhanced Yield US Aggregate Bond ETF
NUAG
$95.1M
$307K 0.03%
13,050
+1,600
+14% +$37.8K
GSK icon
229
GSK
GSK
$106B
$302K 0.03%
5,996
+110
+2% +$5.54K
PREF icon
230
Principal Spectrum Preferred Securities Active ETF
PREF
$1.78B
$300K 0.03%
15,800
+2,625
+20% +$50.4K
ED icon
231
Consolidated Edison
ED
$39.9B
$293K 0.03%
3,770
– –
AGG icon
232
iShares Core US Aggregate Bond ETF
AGG
$138B
$288K 0.03%
2,710
+43
+2% +$4.56K
FPE icon
233
First Trust Preferred Securities and Income ETF
FPE
$6.36B
$287K 0.03%
15,107
– –
COKE icon
234
Coca-Cola Consolidated
COKE
$12.8B
$283K 0.03%
21,000
– –
DE icon
235
Deere & Co
DE
$168B
$283K 0.03%
2,029
-29
-1% -$4.27K
VTR icon
236
Ventas
VTR
$47.9B
$278K 0.03%
4,888
-410
-8% -$21.5K
GQRE icon
237
FlexShares Global Quality Real Estate Index Fund
GQRE
$421M
$275K 0.03%
4,421
+65
+1% +$4.03K
BABA icon
238
Alibaba
BABA
$308B
$274K 0.03%
1,479
– –
DEO icon
239
Diageo
DEO
$53.6B
$268K 0.03%
1,863
-13
-0.7% -$1.86K
TMO icon
240
Thermo Fisher Scientific
TMO
$220B
$267K 0.03%
1,290
+120
+10% +$25.5K
GIS icon
241
General Mills
GIS
$19.7B
$264K 0.03%
5,971
-745
-11% -$32.6K
SHW icon
242
Sherwin-Williams
SHW
$89.8B
$262K 0.03%
1,932
– –
DVY icon
243
iShares Select Dividend ETF
DVY
$23.6B
$261K 0.03%
2,679
+769
+40% +$74.6K
HFRO
244
Highland Opportunities and Income Fund
HFRO
$407M
$260K 0.03%
16,656
– –
KHC icon
245
Kraft Heinz
KHC
$30B
$258K 0.03%
4,112
-20
-0.5% -$1.19K
VO icon
246
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$257K 0.03%
6,524
– –
SCHW
247
Charles Schwab
SCHW
$187B
$255K 0.03%
4,995
+380
+8% +$21K
IWB icon
248
iShares Russell 1000 ETF
IWB
$50.1B
$254K 0.03%
1,676
+384
+30% +$57.9K
IWM icon
249
iShares Russell 2000 ETF
IWM
$83B
$253K 0.03%
1,547
-450
-23% -$72K
VWO icon
250
Vanguard FTSE Emerging Markets ETF
VWO
$124B
$253K 0.03%
5,998
+66
+1% +$2.98K
8 9
10
11 12

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q2 2018 Portfolio in Review

As of Q2 2018, Carroll Financial Associates held 1,388 positions worth $937M, up 2.9% from $911M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Carroll Financial Associates's Q2 2018 filing shows 56 new, 294 increased, 206 reduced and 54 closed positions. Its largest new stake was Global X SuperDividend ETF: 1,587 shares worth $99K. The largest sale was Xtrackers MSCI EAFE Hedged Equity ETF, an estimated $5.43M.

By sector, the portfolio is most concentrated in Financials at 7.8% of assets, down from 8.4% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q2 2018 buy was Global X SuperDividend ETF: 1,587 shares worth $99K.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q2 2018, an estimated $3.29M increase.
  • Carroll Financial Associates's biggest Q2 2018 reduction was Xtrackers MSCI EAFE Hedged Equity ETF, cutting an estimated $5.43M.
  • Carroll Financial Associates fully exited Monsanto Co in Q2 2018, selling an estimated $536K.
  • Carroll Financial Associates's ten largest holdings make up 51% of its $937M portfolio in Q2 2018.
  • Carroll Financial Associates opened 56 new positions and closed 54 in Q2 2018.
  • Carroll Financial Associates's portfolio value rose 2.9% quarter-over-quarter to $937M.

Based on Carroll Financial Associates's 13F filing for Q2 2018, filed 19 Jul 2018.