Carroll Financial Associates’s Nuveen Enhanced Yield US Aggregate Bond ETF NUAG Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q2	–	Sell	-5,676	Closed	-$140K	–	1806
2021 Q1	$140K	Hold	5,676	–	–	0.01%	485
2020 Q4	$145K	Hold	5,676	–	–	0.01%	438
2020 Q3	$145K	Hold	5,676	–	–	0.01%	405
2020 Q2	$145K	Hold	5,676	–	–	0.01%	386
2020 Q1	$141K	Sell	5,676 -40	-0.7%	-$995	0.01%	358
2019 Q4	$140K	Hold	5,716	–	–	0.01%	433
2019 Q3	$142K	Sell	5,716 -7,254	-56%	-$179K	0.01%	433
2019 Q2	$317K	Hold	12,970	–	–	0.03%	273
2019 Q1	$309K	Sell	12,970 -80	-0.6%	-$1.88K	0.03%	251
2018 Q4	$302K	Hold	13,050	–	–	0.03%	214
2018 Q3	$305K	Hold	13,050	–	–	0.03%	227
2018 Q2	$307K	Buy	13,050 +1,600	+14%	+$37.8K	0.03%	228
2018 Q1	$273K	Sell	11,450 -411	-3%	-$9.87K	0.03%	241
2017 Q4	$289K	Buy	11,861 +4,318	+57%	+$106K	0.03%	234
2017 Q3	$185K	Buy	7,543 +2,027	+37%	+$50K	0.02%	276
2017 Q2	$135K	Buy	5,516 +5,105	+1,242%	+$125K	0.02%	319
2017 Q1	$10K	Buy	+411	New	+$9.99K	﹤0.01%	831