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Nuveen Enhanced Yield US Aggregate Bond ETF

29 hedge funds and large institutions have $66.4M invested in Nuveen Enhanced Yield US Aggregate Bond ETF in 2019 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 11 increasing their positions, 8 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

38% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 8

20.98% more ownership

Funds ownership: 75.25%96.23% (+21%)

15% less funds holding

Funds holding: 3429 (-5)

57% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 7

64% less capital invested

Capital invested by funds: $184M → $66.4M (-$117M)

Holders
29
Holders Change
-5
Holders Change %
-14.71%
% of All Funds
0.57%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
11
Reduced
8
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Envestnet Asset Management
1
Envestnet Asset Management
Illinois
$21.9M +$1.6M +64,527 +8%
BFA
2
Beaumont Financial Advisors
Massachusetts
$12.5M -$2.32M -93,961 -16%
Morgan Stanley
3
Morgan Stanley
New York
$7.85M +$382K +15,425 +5%
Bank of America
4
Bank of America
North Carolina
$7.44M +$15.9K +643 +0.2%
SS
5
Simplicity Solutions
Minnesota
$5.53M +$254K +10,269 +5%
BCI
6
Brinker Capital Investments
Pennsylvania
$3.06M +$1.43M +58,000 +87%
Citadel Advisors
7
Citadel Advisors
Florida
$1.72M +$1.27M +51,528 +282%
LTFS
8
Ladenburg Thalmann Financial Services
Florida
$1.35M -$6.1M -246,778 -82%
Truist Financial
9
Truist Financial
North Carolina
$717K +$720K +29,114 New
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$710K +$713K +28,843 New
PAG
11
Private Advisor Group
New Jersey
$394K -$381K -15,400 -49%
LPL Financial
12
LPL Financial
California
$383K -$8.26K -334 -2%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$381K +$141K +5,681 +58%
RJFSA
14
Raymond James Financial Services Advisors
Florida
$325K +$27.7K +1,118 +9%
UBS Group
15
UBS Group
Switzerland
$317K -$420 -17 -0.1%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$301K +$61.8K +2,500 +26%
MML Investors Services
17
MML Investors Services
Massachusetts
$294K +$36.6K +1,480 +14%
AG
18
Advisor Group
Arizona
$280K +$36.4K +1,471 +15%
IA
19
IFP Advisors
Florida
$241K -$14.8K -600 -6%
TIM
20
Tortoise Investment Management
New York
$239K
CFA
21
Carroll Financial Associates
North Carolina
$140K
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$131K -$18.7K -757 -12%
GRP
23
Global Retirement Partners
California
$51K
SPIA
24
Steward Partners Investment Advisory
New York
$47K
PFGIA
25
Patriot Financial Group Insurance Agency
Massachusetts
$35K

NUAG Hedge Fund Activity: Q4 2019 in Review

29 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Nuveen Enhanced Yield US Aggregate Bond ETF (NUAG) for Q4 2019, worth a combined $66.4M — down 64% from $184M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of NUAG and 3 opened new positions — a net loss of 4 holders — while 8 trimmed existing stakes and 11 added.

The largest buyer was Envestnet Asset Management, adding an estimated $1.6M. The largest seller was AssetMark Inc, cutting an estimated $108M.

  • 29 institutional investors held Nuveen Enhanced Yield US Aggregate Bond ETF (NUAG) as of Q4 2019, down from 34 in Q3 2019.
  • Funds reported $66.4M of Nuveen Enhanced Yield US Aggregate Bond ETF stock for Q4 2019, down 64% quarter-over-quarter.
  • 3 funds opened new Nuveen Enhanced Yield US Aggregate Bond ETF positions in Q4 2019 and 7 closed out, a net change of -4 holders.
  • The largest Nuveen Enhanced Yield US Aggregate Bond ETF buyer in Q4 2019 was Envestnet Asset Management, an estimated $1.6M added.
  • The largest Nuveen Enhanced Yield US Aggregate Bond ETF seller in Q4 2019 was AssetMark Inc, an estimated $108M sold.

Based on aggregated 13F filings for Q4 2019.