Ladenburg Thalmann Financial Services’s Nuveen Enhanced Yield US Aggregate Bond ETF NUAG Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio NUAG Stock Details NUAG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$1.35M	Sell	54,715 -246,778	-82%	-$6.1M	0.01%	1083
2019 Q3	$7.5M	Buy	301,493 +253,718	+531%	+$6.26M	0.05%	352
2019 Q2	$1.17M	Sell	47,775 -7,080	-13%	-$170K	0.01%	1117
2019 Q1	$1.31M	Buy	54,855 +5,161	+10%	+$121K	0.01%	1005
2018 Q4	$1.15M	Sell	49,694 -52,652	-51%	-$1.21M	0.01%	958
2018 Q3	$2.4M	Buy	102,346 +40,805	+66%	+$960K	0.02%	646
2018 Q2	$1.47M	Hold	61,541	–	–	0.01%	851
2018 Q1	$1.47M	Buy	61,541 +59,080	+2,401%	+$1.42M	0.01%	851
2017 Q4	$60K	Sell	2,461 -18,198	-88%	-$447K	﹤0.01%	3099
2017 Q3	$510K	Sell	20,659 -721	-3%	-$17.8K	0.01%	1454
2017 Q2	$527K	Buy	21,380 +16,141	+308%	+$396K	0.01%	1354
2017 Q1	$128K	Sell	5,239 -5,261	-50%	-$128K	﹤0.01%	2240
2016 Q4	$255K	Buy	+10,500	New	+$258K	﹤0.01%	1651

Other funds holding NUAG

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

BFA

Beaumont Financial Advisors Needham, Massachusetts $1.46B AUM 21.07% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Simplicity Solutions Minneapolis, Minnesota $3.66B AUM 23.51% 1-Year Est. Return

BCI

Brinker Capital Investments Berwyn, Pennsylvania $11.7B AUM 21.33% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $74.2B AUM 21.09% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return

Ladenburg Thalmann Financial Services's NUAG Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its Nuveen Enhanced Yield US Aggregate Bond ETF (NUAG) stake by 82% in Q4 2019, selling an estimated $6.1M and leaving 54,715 shares worth $1.35M. The position accounts for 0.01% of the portfolio, ranked #1083.

Ladenburg Thalmann Financial Services first reported a position in NUAG in Q4 2016 and has held it in 13 quarters since. The position peaked at $7.5M in Q3 2019. 29 funds tracked by Wall St. Rank hold NUAG as of Q4 2019.

Ladenburg Thalmann Financial Services held 54,715 shares of Nuveen Enhanced Yield US Aggregate Bond ETF worth $1.35M as of Q4 2019.
Ladenburg Thalmann Financial Services sold 246,778 Nuveen Enhanced Yield US Aggregate Bond ETF shares in Q4 2019, an estimated $6.1M.
Nuveen Enhanced Yield US Aggregate Bond ETF made up 0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #1083 holding.
Ladenburg Thalmann Financial Services first reported a position in Nuveen Enhanced Yield US Aggregate Bond ETF in Q4 2016 and has held it in 13 quarters since.
Ladenburg Thalmann Financial Services's Nuveen Enhanced Yield US Aggregate Bond ETF position peaked at $7.5M in Q3 2019.
29 funds tracked by Wall St. Rank held Nuveen Enhanced Yield US Aggregate Bond ETF as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.