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Nuveen Enhanced Yield US Aggregate Bond ETF

25 hedge funds and large institutions have $119M invested in Nuveen Enhanced Yield US Aggregate Bond ETF in 2018 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 11 increasing their positions, 4 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 2

178% more capital invested

Capital invested by funds: $42.7M → $119M (+$75.9M)

175% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 4

19.96% more ownership

Funds ownership: 60.34%80.3% (+20%)

19% more funds holding

Funds holding: 2125 (+4)

Holders
25
Holders Change
+4
Holders Change %
+19.05%
% of All Funds
0.57%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
11
Reduced
4
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AssetMark Inc
1
AssetMark Inc
California
$48.5M +$48.7M +2,070,104 +571,852%
Envestnet Asset Management
2
Envestnet Asset Management
Illinois
$22.1M +$22.2M +944,020 New
BFA
3
Beaumont Financial Advisors
Massachusetts
$15.3M +$1.37M +58,368 +10%
BTS
4
BB&T Securities
Virginia
$6.67M +$760K +32,316 +13%
Morgan Stanley
5
Morgan Stanley
New York
$6.18M -$203K -8,611 -3%
Bank of America
6
Bank of America
North Carolina
$5.02M -$709K -30,122 -12%
SS
7
Simplicity Solutions
Minnesota
$4.8M +$466K +19,803 +11%
BCI
8
Brinker Capital Investments
Pennsylvania
$3.11M +$1.56M +66,400 +100%
LTFS
9
Ladenburg Thalmann Financial Services
Florida
$2.4M +$960K +40,805 +66%
PAG
10
Private Advisor Group
New Jersey
$1.14M +$882K +37,510 +333%
TIM
11
Tortoise Investment Management
New York
$474K -$87K -3,700 -15%
MML Investors Services
12
MML Investors Services
Massachusetts
$448K +$159K +6,759 +55%
LPL Financial
13
LPL Financial
California
$378K +$33.2K +1,411 +10%
IA
14
IFP Advisors
Florida
$351K +$19.1K +813 +6%
CFA
15
Carroll Financial Associates
North Carolina
$305K
UBS Group
16
UBS Group
Switzerland
$284K -$210K -8,910 -42%
Susquehanna International Group
17
Susquehanna International Group
Pennsylvania
$282K +$283K +12,039 New
RJFSA
18
Raymond James Financial Services Advisors
Florida
$257K +$258K +10,953 New
DAS
19
Dynamic Advisor Solutions
Arizona
$253K
GRP
20
Global Retirement Partners
California
$90K
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$62K +$2.89K +123 +5%
AG
22
Advisor Group
Arizona
$48K +$47.7K +2,029 New
PFGIA
23
Patriot Financial Group Insurance Agency
Massachusetts
$34K +$34.2K +1,453 New
ASN
24
Advisory Services Network
Georgia
$9K
MWM
25
MinichMacGregor Wealth Management
New York
$2K +$2.14K +91 New

NUAG Hedge Fund Activity: Q3 2018 in Review

25 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in Nuveen Enhanced Yield US Aggregate Bond ETF (NUAG) for Q3 2018, worth a combined $119M — up 178% from $42.7M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new NUAG positions and 2 closed out — a net gain of 4 holders — while 11 added to existing stakes and 4 trimmed.

The largest buyer was AssetMark Inc, adding an estimated $48.7M. The largest seller was Bank of America, cutting an estimated $709K.

  • 25 institutional investors held Nuveen Enhanced Yield US Aggregate Bond ETF (NUAG) as of Q3 2018, up from 21 in Q2 2018.
  • Funds reported $119M of Nuveen Enhanced Yield US Aggregate Bond ETF stock for Q3 2018, up 178% quarter-over-quarter.
  • 6 funds opened new Nuveen Enhanced Yield US Aggregate Bond ETF positions in Q3 2018 and 2 closed out, a net change of +4 holders.
  • The largest Nuveen Enhanced Yield US Aggregate Bond ETF buyer in Q3 2018 was AssetMark Inc, an estimated $48.7M added.
  • The largest Nuveen Enhanced Yield US Aggregate Bond ETF seller in Q3 2018 was Bank of America, an estimated $709K sold.

Based on aggregated 13F filings for Q3 2018.