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AUIM

Aegon USA Investment Management Portfolio holdings

AUM $140M
1-Year Est. Return 12.2%
This Fund
S&P 500
This Quarter Est. Return
+8.46%
1 Year Est. Return
+12.2%
3 Year Est. Return
+39.93%
5 Year Est. Return
+35.68%
10 Year Est. Return
+2,415.36%
AUM
$140M
AUM Growth
+$1.39M
Cap. Flow
-$35.3M
Cap. Flow %
-25.23%
Top 10 Hldgs %
87.93%
Holding
39
New
2
Increased
9
Reduced
7
Closed
4

Top Buys

Rank Stock Value
1
APO.PRA
Apollo Global Management Series A
APO.PRA
+$3.77M
2
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$1.37M
3
BKLN icon
Invesco Senior Loan ETF
BKLN
+$1.33M
4
NEE.PRR
NextEra Energy, Inc. 6.926% Corporate Units
NEE.PRR
+$258K
5
RIV
RiverNorth Opportunities Fund
RIV
+$160K

Top Sells

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$13M
2
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$8.91M
3
BND icon
Vanguard Total Bond Market
BND
+$4.36M
4
EFR
Eaton Vance Senior Floating-Rate Fund
EFR
+$579K
5
VVR icon
Invesco Senior Income Trust
VVR
+$572K

Sector Composition

Rank Sector Weight
1 Real Estate 0.87%
2 Energy 0.34%
3 Communication Services 0.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HNW
26
DELISTED
Pioneer Diversified High Income Fund
HNW
$207K 0.15%
19,260
– –
CCO icon
27
Clear Channel Outdoor Holdings
CCO
$1.23B
$183K 0.13%
100,713
-26,406
-21% -$36.5K
PHD
28
DELISTED
Pioneer Floating Rate Fund
PHD
$124K 0.09%
13,528
– –
DSU icon
29
BlackRock Debt Strategies Fund
DSU
$599M
– –
-28,000
Closed -$288K
HFRO
30
Highland Opportunities and Income Fund
HFRO
$398M
– –
-18,172
Closed -$146K
VVR icon
31
Invesco Senior Income Trust
VVR
$457M
– –
-145,792
Closed -$572K
1
2

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LIP
Landmark Investment Partners West Palm Beach, Florida $139M AUM 16.97% 1-Year Est. Return
JD6
J Digital 6 Chicago, Illinois $140M AUM
CI
Chartist Inc Seal Beach, California $139M AUM
SM
Soapstone Management Bethesda, Maryland $140M AUM 25.18% 1-Year Est. Return
CFWMA
Center for Wealth Management Advisory Milford, Ohio $139M AUM
BCP
Bluegrass Capital Partners Palm Beach, Florida $139M AUM 4.03% 1-Year Est. Return
PAM
Parvin Asset Management Sioux Falls, South Dakota $139M AUM 49.07% 1-Year Est. Return

Aegon USA Investment Management's Q4 2023 Portfolio in Review

As of Q4 2023, Aegon USA Investment Management held 39 positions worth $140M, up 1% from $139M the previous quarter. Its ten largest holdings account for 88% of the portfolio.

Aegon USA Investment Management withdrew a net $35.3M in Q4 2023, closing 4 positions and reducing 7 holdings. Its most notable exit was Wells Fargo 7.5% Non Cumv Perp Conv, an estimated $8.91M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 0.87% of assets, down from 0.89% a quarter earlier, followed by Energy and Communication Services.

Against the trend, Aegon USA Investment Management opened a new position in Apollo Global Management Series A worth $3.97M.

  • Aegon USA Investment Management's largest Q4 2023 buy was Apollo Global Management Series A: 70,293 shares worth $3.97M.
  • Aegon USA Investment Management added most to State Street Blackstone Senior Loan ETF in Q4 2023, an estimated $1.37M increase.
  • Aegon USA Investment Management's biggest Q4 2023 reduction was Vanguard Morningstar Total Stock Market ETF, cutting an estimated $13M.
  • Aegon USA Investment Management fully exited Wells Fargo 7.5% Non Cumv Perp Conv in Q4 2023, selling an estimated $8.91M.
  • Aegon USA Investment Management's ten largest holdings make up 88% of its $140M portfolio in Q4 2023.
  • Aegon USA Investment Management opened 2 new positions and closed 4 in Q4 2023.
  • Aegon USA Investment Management's portfolio value rose 1% quarter-over-quarter to $140M.

Based on Aegon USA Investment Management's 13F filing for Q4 2023, filed 5 Feb 2024.