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AUIM

Aegon USA Investment Management Portfolio holdings

AUM $140M
1-Year Est. Return 12.2%
This Fund
S&P 500
This Quarter Est. Return
-3.19%
1 Year Est. Return
+12.2%
3 Year Est. Return
+39.93%
5 Year Est. Return
+35.68%
10 Year Est. Return
+2,415.36%
AUM
$139M
AUM Growth
-$35.7M
Cap. Flow
-$44.7M
Cap. Flow %
-32.25%
Top 10 Hldgs %
90.86%
Holding
41
New
2
Increased
5
Reduced
6
Closed
5

Top Buys

Rank Stock Value
1
NEE.PRR
NextEra Energy, Inc. 6.926% Corporate Units
NEE.PRR
+$3.94M
2
CBL
CBL Properties
CBL
+$239K
3
HFRO
Highland Opportunities and Income Fund
HFRO
+$152K
4
CCLP
CSI Compressco LP
CCLP
+$78.9K
5
RIV
RiverNorth Opportunities Fund
RIV
+$49.1K

Top Sells

Rank Stock Value
1
NEE.PRQ
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
+$12.7M
2
NIMC
NiSource Inc. Series A Corporate Units
NIMC
+$6.64M
3
AEPPZ
American Electric Power Company, Inc. Corporate Units
AEPPZ
+$5.99M
4
KKR.PRC
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
+$3.87M
5
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$902K

Sector Composition

Rank Sector Weight
1 Real Estate 0.89%
2 Communication Services 0.29%
3 Energy 0.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CCO icon
26
Clear Channel Outdoor Holdings
CCO
$1.23B
$201K 0.14%
127,119
-47,111
-27% -$71.5K
HNW
27
DELISTED
Pioneer Diversified High Income Fund
HNW
$197K 0.14%
19,260
– –
HFRO
28
Highland Opportunities and Income Fund
HFRO
$398M
$146K 0.11%
+18,172
New +$152K
PHD
29
DELISTED
Pioneer Floating Rate Fund
PHD
$122K 0.09%
13,528
– –
BKLN icon
30
Invesco Senior Loan ETF
BKLN
$6.75B
– –
-42,589
Closed -$896K
NIMC
31
DELISTED
NiSource Inc. Series A Corporate Units
NIMC
– –
-65,500
Closed -$6.64M
KKR.PRC
32
DELISTED
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
– –
-58,200
Closed -$3.87M
AEPPZ
33
DELISTED
American Electric Power Company, Inc. Corporate Units
AEPPZ
– –
-120,911
Closed -$5.99M
NEE.PRQ
34
DELISTED
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
– –
-259,275
Closed -$12.7M
1
2

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Aegon USA Investment Management's Q3 2023 Portfolio in Review

As of Q3 2023, Aegon USA Investment Management held 41 positions worth $139M, down 20% from $174M the previous quarter. Its ten largest holdings account for 91% of the portfolio.

Aegon USA Investment Management withdrew a net $44.7M in Q3 2023, closing 5 positions and reducing 6 holdings. Its most notable exit was NextEra Energy, Inc. 6.219% Corporate Units, an estimated $12.7M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 0.89% of assets, up from 0.61% a quarter earlier, followed by Communication Services and Energy.

Against the trend, Aegon USA Investment Management opened a new position in NextEra Energy, Inc. 6.926% Corporate Units worth $3.4M.

  • Aegon USA Investment Management's largest Q3 2023 buy was NextEra Energy, Inc. 6.926% Corporate Units: 90,000 shares worth $3.4M.
  • Aegon USA Investment Management added most to CBL Properties in Q3 2023, an estimated $239K increase.
  • Aegon USA Investment Management's biggest Q3 2023 reduction was State Street Blackstone Senior Loan ETF, cutting an estimated $902K.
  • Aegon USA Investment Management fully exited NextEra Energy, Inc. 6.219% Corporate Units in Q3 2023, selling an estimated $12.7M.
  • Aegon USA Investment Management's ten largest holdings make up 91% of its $139M portfolio in Q3 2023.
  • Aegon USA Investment Management opened 2 new positions and closed 5 in Q3 2023.
  • Aegon USA Investment Management's portfolio value fell 20% quarter-over-quarter to $139M.

Based on Aegon USA Investment Management's 13F filing for Q3 2023, filed 13 Nov 2023.