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AUIM
Aegon USA Investment Management Portfolio holdings
AUM
$140M
1-Year Est. Return
12.2%
This Fund
S&P 500
This Quarter
Est. Return
+6.62%
1 Year Est. Return
+12.2%
3 Year Est. Return
+39.93%
5 Year Est. Return
+35.68%
10 Year Est. Return
+2,415.36%
AUM
$360M
AUM Growth
+$28.8M
(+8.7%)
Cap. Flow
-$26.6M
Cap. Flow
% of AUM
-7.39%
Top 10 Holdings %
Top 10 Hldgs %
83.88%
Holding
49
New
8
Increased
6
Reduced
10
Closed
2
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
|
+$11.9M |
| 2 |
Bank of America Series L
BAC.PRL
|
+$11.5M |
| 3 |
KKR.PRC
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
|
+$5.33M |
| 4 |
CBL
CBL Properties
CBL
|
+$2.23M |
| 5 |
RIV
RiverNorth Opportunities Fund
RIV
|
+$809K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Chord Energy
CHRD
|
+$15.8M |
| 2 |
CIVI
Civitas Resources
CIVI
|
+$4.33M |
| 3 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$1.47M |
| 4 |
BlackRock Floating Rate Income Strategies Fund
FRA
|
+$613K |
| 5 |
SWT
Stanley Black & Decker, Inc.
SWT
|
+$520K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Energy | 1.37% |
| 2 | Utilities | 1.3% |
| 3 | Real Estate | 0.64% |
| 4 | Communication Services | 0.32% |
| 5 | Industrials | 0.19% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
26
Clear Channel Outdoor Holdings
CCO
$1.23B
| $470K | 0.13% |
141,908
-34,687
| -20% | -$108K |
|
27
iHeartMedia
IHRT
$450M
| $456K | 0.13% |
21,658
+11,362
| +110% | +$241K |
|
|
SMC
28
Summit Midstream
SMC
$478M
| $428K | 0.12% |
19,288
+9,900
| +105% | +$304K |
|
|
EXTN
29
DELISTED
Exterran Corporation
EXTN
| $405K | 0.11% |
+135,811
| New | +$538K |
|
30
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.8B
| $291K | 0.08% |
9,398
| – | – |
|
31
Vanguard Short-Term Bond ETF
BSV
$45.6B
| $265K | 0.07% |
3,283
| – | – |
|
32
National CineMedia
NCMI
$208M
| $233K | 0.06% |
+8,306
| New | +$264K |
|
33
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
| $214K | 0.06% |
2,465
| – | – |
|
|
EFL
34
DELISTED
Eaton Vance Floating-Rate 2022 Target Term Trust Common Shares of Beneficial Interest
EFL
| $185K | 0.05% |
+20,000
| New | +$186K |
|
|
35
Chord Energy
CHRD
$7.53B
| – | – |
-159,203
| Closed | -$15.8M |
|
|
36
BlackRock Floating Rate Income Strategies Fund
FRA
$392M
| – | – |
-45,900
| Closed | -$613K |
|
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Aegon USA Investment Management's Q4 2021 Portfolio in Review
As of Q4 2021, Aegon USA Investment Management held 49 positions worth $360M, up 8.7% from $331M the previous quarter. Its ten largest holdings account for 84% of the portfolio.
Aegon USA Investment Management withdrew a net $26.6M in Q4 2021, closing 2 positions and reducing 10 holdings. Its most notable exit was Chord Energy, an estimated $15.8M position sold in full.
By sector, the portfolio is most concentrated in Energy at 1.4% of assets, down from 7.4% a quarter earlier, followed by Utilities and Real Estate.
Against the trend, Aegon USA Investment Management opened a new position in Wells Fargo 7.5% Non Cumv Perp Conv worth $11.9M.
- Aegon USA Investment Management's largest Q4 2021 buy was Wells Fargo 7.5% Non Cumv Perp Conv: 8,000 shares worth $11.9M.
- Aegon USA Investment Management added most to State Street Blackstone Senior Loan ETF in Q4 2021, an estimated $532K increase.
- Aegon USA Investment Management's biggest Q4 2021 reduction was Civitas Resources, cutting an estimated $4.33M.
- Aegon USA Investment Management fully exited Chord Energy in Q4 2021, selling an estimated $15.8M.
- Aegon USA Investment Management's ten largest holdings make up 84% of its $360M portfolio in Q4 2021.
- Aegon USA Investment Management opened 8 new positions and closed 2 in Q4 2021.
- Aegon USA Investment Management's portfolio value rose 8.7% quarter-over-quarter to $360M.
Based on Aegon USA Investment Management's 13F filing for Q4 2021, filed 28 Jan 2022.