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AUIM

Aegon USA Investment Management Portfolio holdings

AUM $140M
1-Year Est. Return 12.2%
This Fund
S&P 500
This Quarter Est. Return
+6.13%
1 Year Est. Return
+12.2%
3 Year Est. Return
+39.93%
5 Year Est. Return
+35.68%
10 Year Est. Return
+2,415.36%
AUM
$304M
AUM Growth
+$34.7M
Cap. Flow
-$12.6M
Cap. Flow %
-4.13%
Top 10 Hldgs %
83.31%
Holding
46
New
5
Increased
6
Reduced
12
Closed
–

Top Buys

Rank Stock Value
1
DEN
Denbury Inc.
DEN
+$21.7M
2
AEPPZ
American Electric Power Company, Inc. Corporate Units
AEPPZ
+$1.69M
3
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$1.35M
4
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
+$905K
5
WLL
Whiting Petroleum Corporation
WLL
+$769K

Top Sells

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$1.19M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$1.18M
3
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
+$1.12M
4
SOLN
The Southern Company
SOLN
+$504K
5
AEPPL
American Electric Power Company, Inc. Corporate Unit
AEPPL
+$398K

Sector Composition

Rank Sector Weight
1 Energy 6.89%
2 Utilities 1.55%
3 Communication Services 0.33%
4 Industrials 0.18%
5 Technology 0.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYB
26
DELISTED
New America High Income Fund, Inc.
HYB
$468K 0.15%
57,272
+800
+1% +$6.55K
CYH icon
27
Community Health Systems
CYH
$410M
$266K 0.09%
62,973
-72,412
-53% -$320K
SMC
28
Summit Midstream
SMC
$478M
$240K 0.08%
24,485
+3,615
+17% +$45.2K
WLL
29
DELISTED
Whiting Petroleum Corporation
WLL
$239K 0.08%
+13,798
New +$769K
CCLP
30
DELISTED
CSI Compressco LP
CCLP
$187K 0.06%
210,481
– –
RIV
31
RiverNorth Opportunities Fund
RIV
$319M
$175K 0.06%
+12,200
New +$184K
1
2

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JD6
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PAM
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Aegon USA Investment Management's Q3 2020 Portfolio in Review

As of Q3 2020, Aegon USA Investment Management held 46 positions worth $304M, up 13% from $269M the previous quarter. Its ten largest holdings account for 83% of the portfolio.

Aegon USA Investment Management withdrew a net $12.6M in Q3 2020, reducing 12 holdings. Its largest reduction was Invesco Senior Loan ETF, cutting an estimated $1.19M.

By sector, the portfolio is most concentrated in Energy at 6.9% of assets, up from 0.12% a quarter earlier, followed by Utilities and Communication Services.

Against the trend, Aegon USA Investment Management opened a new position in Denbury Inc. worth $20.5M.

  • Aegon USA Investment Management's largest Q3 2020 buy was Denbury Inc.: 1,163,034 shares worth $20.5M.
  • Aegon USA Investment Management added most to Wells Fargo 7.5% Non Cumv Perp Conv in Q3 2020, an estimated $1.35M increase.
  • Aegon USA Investment Management's biggest Q3 2020 reduction was Invesco Senior Loan ETF, cutting an estimated $1.19M.
  • Aegon USA Investment Management's ten largest holdings make up 83% of its $304M portfolio in Q3 2020.
  • Aegon USA Investment Management opened 5 new positions and closed 0 in Q3 2020.
  • Aegon USA Investment Management's portfolio value rose 13% quarter-over-quarter to $304M.

Based on Aegon USA Investment Management's 13F filing for Q3 2020, filed 21 Oct 2020.