We are live on ! Find out more
AUIM

Aegon USA Investment Management Portfolio holdings

AUM $140M
1-Year Est. Return 12.2%
This Fund
S&P 500
This Quarter Est. Return
+3.79%
1 Year Est. Return
+12.2%
3 Year Est. Return
+39.93%
5 Year Est. Return
+35.68%
10 Year Est. Return
+2,415.36%
AUM
$9.21B
AUM Growth
+$1.12B
Cap. Flow
+$664M
Cap. Flow %
7.21%
Top 10 Hldgs %
85.49%
Holding
83
New
7
Increased
22
Reduced
25
Closed
2

Top Buys

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$1.15B
2
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$57.9M
3
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$17.6M
4
HYT icon
BlackRock Corporate High Yield Fund
HYT
+$3.48M
5
HYB
New America High Income Fund, Inc.
HYB
+$1.45M

Top Sells

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$138M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$81.4M
3
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$70.5M
4
BLV icon
Vanguard Long-Term Bond ETF
BLV
+$48.9M
5
DYN
Dynegy, Inc.
DYN
+$19.1M

Sector Composition

Rank Sector Weight
1 Technology 0.1%
2 Consumer Discretionary 0.04%
3 Financials 0.04%
4 Communication Services 0.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UTX.PRA
26
DELISTED
UNITED TECHNOLOGIES CORP CORP UNIT (DE)
UTX.PRA
$5.24M 0.06%
80,000
– –
HYT icon
27
BlackRock Corporate High Yield Fund
HYT
$1.38B
$3.56M 0.04%
+292,625
New +$3.48M
MLU
28
DELISTED
METLIFE, INC. COM EQUITY UNIT
MLU
$3.47M 0.04%
110,000
– –
MET icon
29
MetLife
MET
$61.5B
$3.36M 0.04%
69,979
-87,110
-55% -$3.91M
DCUA
30
DELISTED
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
$3.19M 0.03%
59,000
– –
GM icon
31
General Motors
GM
$78.4B
$2.8M 0.03%
68,538
+15,788
+30% +$596K
WFC.WS
32
DELISTED
Wells Fargo & Company Ws
WFC.WS
$2.55M 0.03%
160,460
+2,250
+1% +$34.2K
WELL.PRI
33
DELISTED
Welltower Inc.
WELL.PRI
$1.54M 0.02%
30,000
+10,000
+50% +$559K
XLV icon
34
State Street Health Care Select Sector SPDR ETF
XLV
$43.9B
$1.52M 0.02%
27,471
+7,945
+41% +$425K
HYB
35
DELISTED
New America High Income Fund, Inc.
HYB
$1.46M 0.02%
+150,922
New +$1.45M
ACWV icon
36
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.37B
$1.44M 0.02%
22,676
-1,264
-5% -$80.2K
VZ icon
37
Verizon
VZ
$196B
$1.4M 0.02%
28,450
+450
+2% +$22.1K
XLE icon
38
State Street Energy Select Sector SPDR ETF
XLE
$39.8B
$1.37M 0.01%
30,908
+9,154
+42% +$394K
F icon
39
Ford
F
$55.7B
$1.32M 0.01%
85,900
– –
EFAV icon
40
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.47B
$1.14M 0.01%
18,505
+3,612
+24% +$221K
XLY icon
41
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.7B
$1.13M 0.01%
33,680
+10,186
+43% +$324K
USMV icon
42
iShares MSCI USA Min Vol Factor ETF
USMV
$24.4B
$1.1M 0.01%
31,094
-274
-0.9% -$9.51K
XLP icon
43
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
$1.03M 0.01%
24,042
+7,030
+41% +$296K
XLB icon
44
State Street Materials Select Sector SPDR ETF
XLB
$8.72B
$927K 0.01%
40,106
+12,254
+44% +$269K
XLI icon
45
State Street Industrial Select Sector SPDR ETF
XLI
$34.7B
$916K 0.01%
17,534
+5,018
+40% +$247K
KRE icon
46
State Street SPDR S&P Regional Banking ETF
KRE
$4.61B
$882K 0.01%
21,730
+5,813
+37% +$223K
SHV icon
47
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$691K 0.01%
6,266
-2,732
-30% -$301K
FLOT icon
48
iShares Floating Rate Bond ETF
FLOT
$10.5B
$624K 0.01%
12,312
-2,659
-18% -$135K
EWU icon
49
iShares MSCI United Kingdom ETF
EWU
$4.13B
$540K 0.01%
12,922
+4,505
+54% +$182K
XLK icon
50
State Street Technology Select Sector SPDR ETF
XLK
$122B
$533K 0.01%
29,840
+8,446
+39% +$143K
1
2
3

Similar funds

SCM
Superstring Capital Management New York $140M AUM 323.19% 1-Year Est. Return
LIP
Landmark Investment Partners West Palm Beach, Florida $139M AUM 16.97% 1-Year Est. Return
JD6
J Digital 6 Chicago, Illinois $140M AUM
CI
Chartist Inc Seal Beach, California $139M AUM
SM
Soapstone Management Bethesda, Maryland $140M AUM 25.18% 1-Year Est. Return
CFWMA
Center for Wealth Management Advisory Milford, Ohio $139M AUM
BCP
Bluegrass Capital Partners Palm Beach, Florida $139M AUM 4.03% 1-Year Est. Return
PAM
Parvin Asset Management Sioux Falls, South Dakota $139M AUM 49.07% 1-Year Est. Return

Aegon USA Investment Management's Q4 2013 Portfolio in Review

As of Q4 2013, Aegon USA Investment Management held 83 positions worth $9.21B, up 14% from $8.09B the previous quarter. Its ten largest holdings account for 85% of the portfolio.

Aegon USA Investment Management deployed $664M of net new capital in Q4 2013, opening 7 new positions and adding to 22 existing holdings. Its largest new stake was BlackRock Corporate High Yield Fund: 292,625 shares worth $3.56M.

By sector, the portfolio is most concentrated in Technology at 0.1% of assets, up from 0.08% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was Vanguard Morningstar Total Stock Market ETF, an estimated $138M trimmed.

  • Aegon USA Investment Management's largest Q4 2013 buy was BlackRock Corporate High Yield Fund: 292,625 shares worth $3.56M.
  • Aegon USA Investment Management added most to Vanguard Total Bond Market in Q4 2013, an estimated $1.15B increase.
  • Aegon USA Investment Management's biggest Q4 2013 reduction was Vanguard Morningstar Total Stock Market ETF, cutting an estimated $138M.
  • Aegon USA Investment Management fully exited BLACKROCK CORP HG YLD FD III, INC. in Q4 2013, selling an estimated $1.53M.
  • Aegon USA Investment Management's ten largest holdings make up 85% of its $9.21B portfolio in Q4 2013.
  • Aegon USA Investment Management opened 7 new positions and closed 2 in Q4 2013.
  • Aegon USA Investment Management's portfolio value rose 14% quarter-over-quarter to $9.21B.

Based on Aegon USA Investment Management's 13F filing for Q4 2013, filed 7 Feb 2014.