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AUIM

Aegon USA Investment Management Portfolio holdings

AUM $140M
1-Year Est. Return 12.2%
This Fund
S&P 500
This Quarter Est. Return
+4.26%
1 Year Est. Return
+12.2%
3 Year Est. Return
+39.93%
5 Year Est. Return
+35.68%
10 Year Est. Return
+2,415.36%
AUM
$8.09B
AUM Growth
+$1.1B
Cap. Flow
+$701M
Cap. Flow %
8.67%
Top 10 Hldgs %
82.23%
Holding
84
New
8
Increased
26
Reduced
16
Closed
9

Top Buys

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$673M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$304M
3
VGK icon
Vanguard FTSE Europe ETF
VGK
+$198M
4
VPL icon
Vanguard FTSE Pacific ETF
VPL
+$141M
5
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$140M

Top Sells

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$224M
2
BLV icon
Vanguard Long-Term Bond ETF
BLV
+$111M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$87.2M
4
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$60.6M
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$51.7M

Sector Composition

Rank Sector Weight
1 Technology 0.08%
2 Financials 0.08%
3 Consumer Discretionary 0.04%
4 Communication Services 0.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MET icon
26
MetLife
MET
$61.5B
$6.57M 0.08%
157,089
+69,979
+80% +$3.02M
UTX.PRA
27
DELISTED
UNITED TECHNOLOGIES CORP CORP UNIT (DE)
UTX.PRA
$5.18M 0.06%
80,000
– –
MLU
28
DELISTED
METLIFE, INC. COM EQUITY UNIT
MLU
$3.15M 0.04%
110,000
-62,887
-36% -$2.19M
DCUA
29
DELISTED
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
$3.15M 0.04%
59,000
+9,000
+18% +$467K
WFC.WS
30
DELISTED
Wells Fargo & Company Ws
WFC.WS
$2.22M 0.03%
158,210
+10,000
+7% +$145K
GM icon
31
General Motors
GM
$78.4B
$1.9M 0.02%
52,750
– –
CYE
32
DELISTED
BLACKROCK CORP HG YLD FD III, INC.
CYE
$1.53M 0.02%
+209,592
New +$1.5M
ACWV icon
33
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.37B
$1.48M 0.02%
23,940
+14,163
+145% +$870K
F icon
34
Ford
F
$55.7B
$1.45M 0.02%
85,900
– –
VZ icon
35
Verizon
VZ
$196B
$1.31M 0.02%
28,000
-23,000
-45% -$1.12M
WELL.PRI
36
DELISTED
Welltower Inc.
WELL.PRI
$1.15M 0.01%
+20,000
New +$1.19M
USMV icon
37
iShares MSCI USA Min Vol Factor ETF
USMV
$24.4B
$1.04M 0.01%
31,368
-2,610,964
-99% -$87.2M
SHV icon
38
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$992K 0.01%
8,998
-267,332
-97% -$29.5M
XLV icon
39
State Street Health Care Select Sector SPDR ETF
XLV
$43.9B
$988K 0.01%
19,526
+11,566
+145% +$581K
EFAV icon
40
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.47B
$908K 0.01%
14,893
+5,091
+52% +$302K
XLE icon
41
State Street Energy Select Sector SPDR ETF
XLE
$39.8B
$902K 0.01%
21,754
+13,694
+170% +$564K
FLOT icon
42
iShares Floating Rate Bond ETF
FLOT
$10.5B
$759K 0.01%
14,971
-265,239
-95% -$13.4M
XLY icon
43
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.7B
$712K 0.01%
23,494
+9,474
+68% +$281K
XLP icon
44
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
$677K 0.01%
17,012
+7,832
+85% +$319K
XLB icon
45
State Street Materials Select Sector SPDR ETF
XLB
$8.72B
$585K 0.01%
+27,852
New +$570K
XLI icon
46
State Street Industrial Select Sector SPDR ETF
XLI
$34.7B
$581K 0.01%
12,516
+6,406
+105% +$290K
KRE icon
47
State Street SPDR S&P Regional Banking ETF
KRE
$4.61B
$567K 0.01%
15,917
+6,907
+77% +$249K
STIP icon
48
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
$497K 0.01%
4,914
-201,156
-98% -$20.3M
EEMV icon
49
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.55B
$389K ﹤0.01%
6,622
-149,868
-96% -$8.63M
WY.PRA
50
DELISTED
WEYERHAEUSER COMP PREF CONV SER A (WA)
WY.PRA
$371K ﹤0.01%
+7,000
New +$368K
1
2
3

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Aegon USA Investment Management's Q3 2013 Portfolio in Review

As of Q3 2013, Aegon USA Investment Management held 84 positions worth $8.09B, up 16% from $6.99B the previous quarter. Its ten largest holdings account for 82% of the portfolio.

Aegon USA Investment Management deployed $701M of net new capital in Q3 2013, opening 8 new positions and adding to 26 existing holdings. Its largest new stake was State Street SPDR Bloomberg Short Term High Yield Bond ETF: 4,587,310 shares worth $140M.

By sector, the portfolio is most concentrated in Technology at 0.08% of assets, down from 0.08% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Short-Term Bond ETF, an estimated $224M trimmed.

  • Aegon USA Investment Management's largest Q3 2013 buy was State Street SPDR Bloomberg Short Term High Yield Bond ETF: 4,587,310 shares worth $140M.
  • Aegon USA Investment Management added most to Vanguard Total Bond Market in Q3 2013, an estimated $673M increase.
  • Aegon USA Investment Management's biggest Q3 2013 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $224M.
  • Aegon USA Investment Management fully exited iShares Preferred and Income Securities ETF in Q3 2013, selling an estimated $51.7M.
  • Aegon USA Investment Management's ten largest holdings make up 82% of its $8.09B portfolio in Q3 2013.
  • Aegon USA Investment Management opened 8 new positions and closed 9 in Q3 2013.
  • Aegon USA Investment Management's portfolio value rose 16% quarter-over-quarter to $8.09B.

Based on Aegon USA Investment Management's 13F filing for Q3 2013, filed 31 Oct 2013.