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SWZ

Swiss Helvetia Fund

Name Holding Trade Value Shares
Change
Change in
Stake
MPWS
26
McCarter Private Wealth Services
Massachusetts
$87.9K
UBS Group
27
UBS Group
Switzerland
$86.1K -$14.3K -2,334 -14%
Raymond James Financial
28
Raymond James Financial
Florida
$84.2K +$31.3K +5,100 +58%
IWM
29
Integris Wealth Management
California
$73K
GC
30
Guggenheim Capital
Illinois
$66.6K +$67.3K +10,954 New
Wells Fargo
31
Wells Fargo
California
$59.8K +$2.92K +476 +5%
Bank of America
32
Bank of America
North Carolina
$32.7K -$58.6K -9,543 -64%
Osaic Holdings
33
Osaic Holdings
Arizona
$29.8K +$4.88K +795 +19%
PNC Financial Services Group
34
PNC Financial Services Group
Pennsylvania
$22.6K
WC
35
Winmill & Co
New Hampshire
$19.9K
JP Morgan Chase
36
JP Morgan Chase
New York
$15.7K
FDCDDQ
37
Federation des caisses Desjardins du Quebec
Quebec, Canada
$11.1K
AA
38
Ancora Advisors
Ohio
$6.49K
NSIM
39
North Star Investment Management
Illinois
$5.78K
Carson Wealth (CWM LLC)
40
Carson Wealth (CWM LLC)
Nebraska
$5K
Royal Bank of Canada
41
Royal Bank of Canada
Ontario, Canada
$2K
SIA
42
Sit Investment Associates
Minnesota
$2K +$1.84K +300 New
Lazard Asset Management
43
Lazard Asset Management
New York
-$4.22M -666,252 Closed
BHPW
44
Beverly Hills Private Wealth
California
-$122K -19,248 Closed
Balyasny Asset Management
45
Balyasny Asset Management
Illinois
-$121K -19,116 Closed
CICI
46
Capital Investment Counsel Inc
North Carolina
-$94.9K -14,961 Closed