SPPP

Sprott Physical Platinum and Palladium Trust
SPPP

Overview Fund Activity

31 hedge funds and large institutions have $16.7M invested in Sprott Physical Platinum and Palladium Trust in 2015 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 6 increasing their positions, 6 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
31
Holders Change
+2
Holders Change %
+6.9%
% of All Funds
0.81%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
6
Reduced
6
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
WAM
Weiss Asset Management
Massachusetts
$4.1M
2
Morgan Stanley
Morgan Stanley
New York
$2.51M
3
Jane Street
Jane Street
New York
$794K
4
LPL Financial
LPL Financial
California
$499K
5
BRWA
B. Riley Wealth Advisors
Florida
$124K

Top Sellers

1
PAMP
Polar Asset Management Partners
Ontario, Canada
$3.57M
2
VF
Virtu Financial
New York
$1.78M
3
RJA
Raymond James & Associates
Florida
$1.11M
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
$565K
5
Creative Planning
Creative Planning
Kansas
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
TRCT
26
Tower Research Capital (TRC)
New York
$3K – – –
MFS
27
MSI Financial Services
Massachusetts
$3K – – –
ASN
28
Advisory Services Network
Georgia
$1K – – –
AIG
29
American International Group
New York
$1K – – –
FNBOO
30
First National Bank of Omaha
Nebraska
$95 +$95 +15,385 New
Creative Planning
31
Creative Planning
Kansas
– -$12K -1,800 Closed
Bank of Montreal
32
Bank of Montreal
Ontario, Canada
– -$3K -400 Closed
1
2