SPPP

Sprott Physical Platinum and Palladium Trust
SPPP

Overview Fund Activity

29 hedge funds and large institutions have $20.3M invested in Sprott Physical Platinum and Palladium Trust in 2015 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 4 increasing their positions, 12 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
29
Holders Change
-1
Holders Change %
-3.33%
% of All Funds
0.81%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
3
Increased
4
Reduced
12
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CG
1
Caprock Group
Idaho
$273K
2
Jane Street
2
Jane Street
New York
$542K
3
UBS Group
3
UBS Group
Switzerland
$108K
4
Creative Planning
4
Creative Planning
Kansas
$12K
5
BWP
5
BSW Wealth Partners
Colorado
$87K

Top Sellers

1
PAMP
1
Polar Asset Management Partners
Ontario, Canada
$7.58M
2
VF
2
Virtu Financial
New York
$2.26M
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$744K
4
WAM
4
Weiss Asset Management
Massachusetts
$3.32M
5
RJA
5
Raymond James & Associates
Florida
$1.46M
Name Holding Trade Value Shares
Change 		Shares
Change %
TRCT
26
Tower Research Capital (TRC)
New York
$4K +$4K +400 New
Bank of Montreal
27
Bank of Montreal
Ontario, Canada
$3K -$750 -100 -20%
ASN
28
Advisory Services Network
Georgia
$1K – – –
AIG
29
American International Group
New York
$1K – – –
PWP
30
Private Wealth Partners
California
– -$285K -38,000 Closed
ISL
31
Ingalls & Snyder LLC
New York
– -$74K -10,000 Closed
CTC
32
Central Trust Company
Missouri
– -$6K -800 Closed
CAPTRUST Financial Advisors
33
CAPTRUST Financial Advisors
North Carolina
– -$4K -600 Closed
1
2