SOR

Source Capital
SOR

Overview Fund Activity

58 hedge funds and large institutions have $66.9M invested in Source Capital in 2018 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 22 increasing their positions, 12 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
58
Holders Change
+2
Holders Change %
+3.57%
% of All Funds
1.33%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.07%
New
7
Increased
22
Reduced
12
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BI
Bulldog Investors
New Jersey
$9.27M
2
SFS
Shaker Financial Services
Virginia
$10.3M
3
CA
Cornerstone Advisors
North Carolina
$2.98M
4
Ameriprise
Ameriprise
Minnesota
$4.6M
5
WAM
Wolverine Asset Management
Illinois
$586K

Top Sellers

1
MC
Matisse Capital
Oregon
$333K
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
$0
3
RJA
Raymond James & Associates
Florida
$0
4
PC
Pecaut & Co
Iowa
$4.8M
5
SPIA
Steward Partners Investment Advisory
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
BCM
26
Breiter Capital Management
Florida
$324K -$63K -1,568 -16%
FAIM
27
Financial Advocates Investment Management
Washington
$320K +$46.2K +1,150 +17%
SWP
28
Stratos Wealth Partners
Ohio
$318K -$13.1K -326 -4%
BS
29
Boenning & Scattergood
Pennsylvania
$292K +$25.5K +635 +10%
Morgan Stanley
30
Morgan Stanley
New York
$257K -$19.2K -478 -7%
AFG
31
Albion Financial Group
Utah
$251K +$251K +6,240 New
Royal Bank of Canada
32
Royal Bank of Canada
Ontario, Canada
$229K +$9.55K +238 +4%
BBPWM
33
Blue Bell Private Wealth Management
Pennsylvania
$224K +$10K +250 +5%
RJFSA
34
Raymond James Financial Services Advisors
Florida
$211K – – –
Envestnet Asset Management
35
Envestnet Asset Management
Illinois
$206K +$206K +5,123 New
Walleye Capital
36
Walleye Capital
New York
$202K +$202K +5,018 New
QCIG
37
Quad-Cities Investment Group
Iowa
$177K -$3K -75 -2%
UBS AM
38
UBS AM
Illinois
$84.4K +$84.4K +2,100 New
DWM
39
Destination Wealth Management
California
$71K +$67K +1,659 +1,659%
LTFS
40
Ladenburg Thalmann Financial Services
Florida
$68K +$58.4K +1,438 +612%
RFC
41
Regions Financial Corp
Alabama
$60K -$1.01K -25 -2%
Citigroup
42
Citigroup
New York
$58K -$13.9K -349 -19%
KTC
43
Kistler-Tiffany Companies
Pennsylvania
$54K – – –
PCG
44
Private Capital Group
Connecticut
$29K – – –
US Bancorp
45
US Bancorp
Minnesota
$28K – – –
CAL
46
Capital Advisors Ltd
Ohio
$20K – – –
IA
47
IFP Advisors
Florida
$11K – – –
First Manhattan
48
First Manhattan
New York
$10K – – –
SWM
49
SeaCrest Wealth Management
New York
$8K – – –
TRCT
50
Tower Research Capital (TRC)
New York
$6K -$1.74K -45 -23%
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