We are live on ! Find out more
SMMU icon

PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
SMMU

128 hedge funds and large institutions have $418M invested in PIMCO Short Term Municipal Bond Active Exchange-Traded Fund in 2023 Q3 according to their latest regulatory filings, with 16 funds opening new positions, 46 increasing their positions, 43 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

60% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 10

3% more funds holding

Funds holding: 124 → 128 (+4)

1.18% more ownership

Funds ownership: 77.19% → 78.37% (+1.2%)

7% more repeat investments, than reductions

Existing positions increased: 46 | Existing positions reduced: 43

3% more capital invested

Capital invested by funds: $405M → $418M (+$12.9M)

40% less funds holding in top 10

Funds holding in top 10: 5 → 3 (-2)

Holders
128
Holders Change
+4
Holders Change %
+3.23%
% of All Funds
2.03%
Holding in Top 10
3
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-40%
% of All Funds
0.05%
New
16
Increased
46
Reduced
43
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Wealth Enhancement Advisory Services
Wealth Enhancement Advisory Services
Minnesota
+$12.1M
2
Bank of America
Bank of America
North Carolina
+$9.01M
3
LPL Financial
LPL Financial
California
+$3.51M
4
MML Investors Services
MML Investors Services
Massachusetts
+$3.1M
5
Bank of New York Mellon
Bank of New York Mellon
New York
+$2.43M

Top Sellers

Rank Fund Capital Flow
1
SW
Signify Wealth
Missouri
-$4.02M
2
BCI
Brinker Capital Investments
Pennsylvania
-$3.23M
3
OPS
Orion Portfolio Solutions
Nebraska
-$3.23M
4
Jane Street
Jane Street
New York
-$3.03M
5
AC
AIFG Consultants
New York
-$2.34M
Name Holding Trade Value Shares
Change 		Change in
Stake
CA
51
Crumly & Associates
Illinois
$1.28M -$16.3K -330 -1%
SRC
52
Sage Rhino Capital
California
$1.26M -$21K -425 -2%
MW
53
MBL Wealth
North Carolina
$1.05M -$240K -4,860 -19%
Northwestern Mutual Wealth Management
54
Northwestern Mutual Wealth Management
Wisconsin
$891K +$899K +18,210 New
IA
55
IAM Advisory
Pennsylvania
$873K +$129K +2,608 +17%
KA
56
Kooman & Associates
Pennsylvania
$784K -$17.5K -354 -2%
TSWM
57
Tyler-Stone Wealth Management
Ohio
$780K -$2.02K -41 -0.3%
EH
58
Equitable Holdings
New York
$776K -$49.4K -1,001 -6%
Rockefeller Capital Management
59
Rockefeller Capital Management
New York
$764K – – –
AC
60
Avestar Capital
New York
$760K +$132K +2,675 +21%
FAIM
61
Financial Advocates Investment Management
Washington
$759K +$264K +5,348 +53%
SAG
62
SageView Advisory Group
California
$713K +$41.3K +836 +6%
YIA
63
YHB Investment Advisors
Connecticut
$667K -$68.1K -1,380 -9%
VCM
64
Virtue Capital Management
Tennessee
$662K – – –
Baird Financial Group
65
Baird Financial Group
Wisconsin
$653K +$149K +3,022 +29%
VWA
66
Visionary Wealth Advisors
Illinois
$646K -$1.73K -35 -0.3%
BFC
67
Bedel Financial Consulting
Indiana
$645K – – –
SN
68
Sittner & Nelson
Oregon
$644K -$412K -8,352 -39%
WG
69
Watchman Group
Texas
$612K +$50K +1,013 +9%
MWP
70
Madison Wealth Partners
Wisconsin
$590K -$114K -2,302 -16%
Citadel Advisors
71
Citadel Advisors
Florida
$559K +$564K +11,415 New
TSS
72
Two Sigma Securities
New York
$543K +$295K +5,971 +117%
AAS
73
Avantax Advisory Services
Texas
$507K +$70.2K +1,422 +16%
KW
74
KWB Wealth
California
$502K – – –
GT
75
Greenleaf Trust
Michigan
$501K – – –
1 2
3
4 5

SMMU Hedge Fund Activity: Q3 2023 in Review

128 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in PIMCO Short Term Municipal Bond Active Exchange-Traded Fund (SMMU) for Q3 2023, worth a combined $418M — up 3.2% from $405M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new SMMU positions and 10 closed out — a net gain of 6 holders — while 46 added to existing stakes and 43 trimmed.

The largest buyer was Wealth Enhancement Advisory Services, adding an estimated $12.1M. The largest seller was Signify Wealth, cutting an estimated $4.02M.

  • 128 institutional investors held PIMCO Short Term Municipal Bond Active Exchange-Traded Fund (SMMU) as of Q3 2023, up from 124 in Q2 2023.
  • Funds reported $418M of PIMCO Short Term Municipal Bond Active Exchange-Traded Fund stock for Q3 2023, up 3.2% quarter-over-quarter.
  • 16 funds opened new PIMCO Short Term Municipal Bond Active Exchange-Traded Fund positions in Q3 2023 and 10 closed out, a net change of +6 holders.
  • The largest PIMCO Short Term Municipal Bond Active Exchange-Traded Fund buyer in Q3 2023 was Wealth Enhancement Advisory Services, an estimated $12.1M added.
  • The largest PIMCO Short Term Municipal Bond Active Exchange-Traded Fund seller in Q3 2023 was Signify Wealth, an estimated $4.02M sold.

Based on aggregated 13F filings for Q3 2023.