Rockefeller Capital Management
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Rockefeller Capital Management’s PIMCO Short Term Municipal Bond Active Exchange-Traded Fund SMMU Stock Holding History

Rockefeller Capital Management’s Portfolio SMMU Stock Details SMMU Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$1.99M Sell
39,349
-2,560
-6% -$130K ﹤0.01% 1308
2025
Q4 		$2.11M Buy
41,909
+11,767
+39% +$594K ﹤0.01% 1223
2025
Q3 		$1.52M Sell
30,142
-327
-1% -$16.5K ﹤0.01% 1257
2025
Q2 		$1.53M Buy
30,469
+53
+0.2% +$2.64K ﹤0.01% 1197
2025
Q1 		$1.52M Sell
30,416
-561
-2% -$28.1K ﹤0.01% 1130
2024
Q4 		$1.54M Buy
30,977
+5,744
+23% +$288K ﹤0.01% 1105
2024
Q3 		$1.27M Buy
25,233
+5,690
+29% +$285K ﹤0.01% 1146
2024
Q2 		$975K Buy
19,543
+2,934
+18% +$146K ﹤0.01% 1206
2024
Q1 		$829K Buy
16,609
+997
+6% +$49.9K ﹤0.01% 1318
2023
Q4 		$781K Hold
15,612
– – ﹤0.01% 1226
2023
Q3 		$764K Hold
15,612
– – ﹤0.01% 1178
2023
Q2 		$773K Buy
15,612
+300
+2% +$14.9K ﹤0.01% 1180
2023
Q1 		$762K Hold
15,312
– – ﹤0.01% 1177
2022
Q4 		$754K Sell
15,312
-3,944
-20% -$194K ﹤0.01% 1112
2022
Q3 		$940K Sell
19,256
-500
-3% -$24.8K ﹤0.01% 1033
2022
Q2 		$980K Buy
19,756
+14,451
+272% +$715K 0.01% 1002
2022
Q1 		$265K Buy
5,305
+5,005
+1,668% +$253K ﹤0.01% 1570
2021
Q4 		$15K Hold
300
– – ﹤0.01% 2790
2021
Q3 		$15K Hold
300
– – ﹤0.01% 2711
2021
Q2 		$15K Hold
300
– – ﹤0.01% 2616
2021
Q1 		$15K Buy
+300
New +$15.4K ﹤0.01% 2419

Other funds holding SMMU

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
SFGP
Stonebridge Financial Group (Pennsylvania) Wormleysburg, Pennsylvania $1.32B AUM 23.07% 1-Year Est. Return
Carson Wealth (CWM LLC)
Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return
JP Morgan Chase
JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Wealth Enhancement Advisory Services
Wealth Enhancement Advisory Services Plymouth, Minnesota $59.8B AUM 29.42% 1-Year Est. Return
BWM
Biltmore Wealth Management Tempe, Arizona $281M AUM 18.28% 1-Year Est. Return

Rockefeller Capital Management's SMMU Position: Q1 2026 in Review

Rockefeller Capital Management reduced its PIMCO Short Term Municipal Bond Active Exchange-Traded Fund (SMMU) stake by 6.1% in Q1 2026, selling an estimated $130K and leaving 39,349 shares worth $1.99M. The position accounts for ﹤0.01% of the portfolio, ranked #1308.

Rockefeller Capital Management first reported a position in SMMU in Q1 2021 and has held it in 21 quarters since. The position peaked at $2.11M in Q4 2025. 195 funds tracked by Wall St. Rank hold SMMU as of Q1 2026.

  • Rockefeller Capital Management held 39,349 shares of PIMCO Short Term Municipal Bond Active Exchange-Traded Fund worth $1.99M as of Q1 2026.
  • Rockefeller Capital Management sold 2,560 PIMCO Short Term Municipal Bond Active Exchange-Traded Fund shares in Q1 2026, an estimated $130K.
  • PIMCO Short Term Municipal Bond Active Exchange-Traded Fund made up ﹤0.01% of Rockefeller Capital Management's portfolio in Q1 2026, its #1308 holding.
  • Rockefeller Capital Management first reported a position in PIMCO Short Term Municipal Bond Active Exchange-Traded Fund in Q1 2021 and has held it in 21 quarters since.
  • Rockefeller Capital Management's PIMCO Short Term Municipal Bond Active Exchange-Traded Fund position peaked at $2.11M in Q4 2025.
  • 195 funds tracked by Wall St. Rank held PIMCO Short Term Municipal Bond Active Exchange-Traded Fund as of Q1 2026.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.