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PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
SMMU

123 hedge funds and large institutions have $422M invested in PIMCO Short Term Municipal Bond Active Exchange-Traded Fund in 2023 Q1 according to their latest regulatory filings, with 20 funds opening new positions, 44 increasing their positions, 39 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

186% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 7

13% more repeat investments, than reductions

Existing positions increased: 44 | Existing positions reduced: 39

10% more funds holding

Funds holding: 112 → 123 (+11)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

5.09% less ownership

Funds ownership: 83.12% → 78.03% (-5.1%)

9% less capital invested

Capital invested by funds: $466M → $422M (-$44.1M)

Holders
123
Holders Change
+11
Holders Change %
+9.82%
% of All Funds
1.96%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
20
Increased
44
Reduced
39
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
LPL Financial
LPL Financial
California
+$3.37M
2
OPS
Orion Portfolio Solutions
Nebraska
+$3.27M
3
CA
Cetera Advisors
Colorado
+$1.9M
4
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors
North Carolina
+$1.54M
5
WIM
Westside Investment Management
California
+$1.24M

Top Sellers

Rank Fund Capital Flow
1
Jane Street
Jane Street
New York
-$40.1M
2
Carson Wealth (CWM LLC)
Carson Wealth (CWM LLC)
Nebraska
-$9.86M
3
Osaic Holdings
Osaic Holdings
Arizona
-$4.03M
4
WC
Wealth CMT
New Jersey
-$2.34M
5
CA
Crumly & Associates
Illinois
-$2.27M
Name Holding Trade Value Shares
Change 		Change in
Stake
KA
51
Kooman & Associates
Pennsylvania
$809K -$34.6K -698 -4%
CA
52
Crumly & Associates
Illinois
$808K -$2.27M -45,782 -74%
SWP
53
Stratos Wealth Partners
Ohio
$782K +$29K +584 +4%
Rockefeller Capital Management
54
Rockefeller Capital Management
New York
$762K – – –
IA
55
IAM Advisory
Pennsylvania
$755K +$4.61K +93 +0.6%
AWS
56
Atria Wealth Solutions
New York
$742K – – –
MWP
57
Madison Wealth Partners
Wisconsin
$729K -$60.5K -1,220 -8%
AC
58
Avestar Capital
New York
$714K +$32.4K +654 +5%
VCM
59
Virtue Capital Management
Tennessee
$665K – – –
BFC
60
Bedel Financial Consulting
Indiana
$656K – – –
VWA
61
Visionary Wealth Advisors
Illinois
$605K +$401K +8,084 +199%
LS
62
Leelyn Smith
Illinois
$588K +$52.3K +1,054 +10%
WG
63
Watchman Group
Texas
$572K +$53.8K +1,085 +10%
CMS
64
Capital Market Strategies
Florida
$552K -$24.5K -494 -4%
GT
65
Greenleaf Trust
Michigan
$509K – – –
FAIM
66
Financial Advocates Investment Management
Washington
$502K +$500K +10,082 New
KW
67
KWB Wealth
California
$499K -$54.2K -1,092 -10%
SFG
68
StrategIQ Financial Group
Indiana
$495K +$494K +9,950 New
Baird Financial Group
69
Baird Financial Group
Wisconsin
$456K +$35.5K +715 +8%
RCAG
70
Rehmann Capital Advisory Group
Michigan
$453K – – –
TSS
71
Two Sigma Securities
New York
$450K +$448K +9,040 New
SCA
72
Stokes Capital Advisors
South Carolina
$441K – – –
FHC
73
First Heartland Consultants
Missouri
$441K -$29.9K -602 -6%
BWM
74
BerganKDV Wealth Management
Minnesota
$401K +$19.2K +387 +5%
HI
75
Harbour Investments
Wisconsin
$401K +$38.2K +770 +11%
1 2
3
4 5

SMMU Hedge Fund Activity: Q1 2023 in Review

123 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in PIMCO Short Term Municipal Bond Active Exchange-Traded Fund (SMMU) for Q1 2023, worth a combined $422M — down 9.5% from $466M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new SMMU positions and 7 closed out — a net gain of 13 holders — while 44 added to existing stakes and 39 trimmed.

The largest buyer was LPL Financial, adding an estimated $3.37M. The largest seller was Jane Street, cutting an estimated $40.1M.

  • 123 institutional investors held PIMCO Short Term Municipal Bond Active Exchange-Traded Fund (SMMU) as of Q1 2023, up from 112 in Q4 2022.
  • Funds reported $422M of PIMCO Short Term Municipal Bond Active Exchange-Traded Fund stock for Q1 2023, down 9.5% quarter-over-quarter.
  • 20 funds opened new PIMCO Short Term Municipal Bond Active Exchange-Traded Fund positions in Q1 2023 and 7 closed out, a net change of +13 holders.
  • The largest PIMCO Short Term Municipal Bond Active Exchange-Traded Fund buyer in Q1 2023 was LPL Financial, an estimated $3.37M added.
  • The largest PIMCO Short Term Municipal Bond Active Exchange-Traded Fund seller in Q1 2023 was Jane Street, an estimated $40.1M sold.

Based on aggregated 13F filings for Q1 2023.