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PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
SMMU

Overview Fund Activity

47 hedge funds and large institutions have $109M invested in PIMCO Short Term Municipal Bond Active Exchange-Traded Fund in 2019 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 22 increasing their positions, 5 reducing their positions, and 6 closing their positions.

Holders
47
Holders Change
+5
Holders Change %
+11.9%
% of All Funds
0.93%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
11
Increased
22
Reduced
5
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
OIA
1
OneDigital Investment Advisors
Kansas
$8.78M
2
Stifel Financial
2
Stifel Financial
Missouri
$779K
3
Jane Street
3
Jane Street
New York
$542K
4
NC
4
NewSquare Capital
Pennsylvania
$1.2M
5
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$441K

Top Sellers

1
Citadel Advisors
1
Citadel Advisors
Florida
$0
2
AP
2
Advisors Preferred
Maryland
$0
3
PEA
3
Pacific Edge Advisors
California
$0
4
TJHA
4
Thomas J. Herzfeld Advisors
Florida
$950K
5
FTUS
5
Flow Traders U.S.
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Envestnet Asset Management
26
Envestnet Asset Management
Illinois
$441K +$441K +8,704 New
Janney Montgomery Scott
27
Janney Montgomery Scott
Pennsylvania
$346K – – –
HighTower Advisors
28
HighTower Advisors
Illinois
$345K +$6.06K +120 +2%
TCM
29
TD Capital Management
Tennessee
$322K -$25.5K -503 -7%
RJA
30
Raymond James & Associates
Florida
$310K – – –
Royal Bank of Canada
31
Royal Bank of Canada
Ontario, Canada
$298K +$125K +2,458 +72%
BWM
32
BerganKDV Wealth Management
Minnesota
$270K +$22.9K +453 +9%
SWP
33
Stratos Wealth Partners
Ohio
$252K +$252K +4,973 New
RA
34
RFG Advisory
Alabama
$228K – – –
LTFS
35
Ladenburg Thalmann Financial Services
Florida
$204K +$5.32K +105 +3%
WA
36
Wambolt & Associates
Colorado
$201K – – –
NFG
37
Next Financial Group
Texas
$171K +$23.6K +466 +16%
HWM
38
Howard Wealth Management
Connecticut
$167K +$167K +3,300 New
CCM
39
Covington Capital Management
California
$106K – – –
HIA
40
Harbor Investment Advisory
Maryland
$51K +$51K +1,000 New
SFS
41
Sowell Financial Services
Arkansas
$50K – – –
Citigroup
42
Citigroup
New York
$30K – – –
PNC Financial Services Group
43
PNC Financial Services Group
Pennsylvania
$23K +$23K +450 New
VCP
44
Verus Capital Partners
Arizona
$13K +$13K +257 New
Allianz Asset Management
45
Allianz Asset Management
Germany
$8K +$8K +166 New
LS
46
Leelyn Smith
Illinois
$224 +$224 +4,425 New
Citadel Advisors
47
Citadel Advisors
Florida
– -$1.48M -29,305 Closed
AP
48
Advisors Preferred
Maryland
– -$667K -13,170 Closed
PEA
49
Pacific Edge Advisors
California
– -$466K -9,200 Closed
FTUS
50
Flow Traders U.S.
New York
– -$305K -6,017 Closed
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