SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY was delisted on the 9th of June, 2023.
175 hedge funds and large institutions have $663M invested in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) in 2019 Q4 according to their latest regulatory filings, with 35 funds opening new positions, 60 increasing their positions, 47 reducing their positions, and 11 closing their positions.
218% more first-time investments, than exits
New positions opened: 35 | Existing positions closed: 11
43% more funds holding in top 10
Funds holding in top 10: 7 → 10 (+3)
28% more repeat investments, than reductions
Existing positions increased: 60 | Existing positions reduced: 47
16% more capital invested
Capital invested by funds: $573M → $663M (+$89.9M)
14% more funds holding
Funds holding: 154 → 175 (+21)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
SMM
Stadion Money Management
Watkinsville,
Georgia
|
+$16.2M |
| 2 |
AAS
Avantax Advisory Services
Dallas,
Texas
|
+$11.2M |
| 3 |
Citigroup
New York
|
+$10.4M |
| 4 |
IAA
Independent Advisor Alliance
Charlotte,
North Carolina
|
+$10.2M |
| 5 |
Truist Financial
Charlotte,
North Carolina
|
+$9.25M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
State Street
Boston,
Massachusetts
|
-$26.5M |
| 2 |
CA
Capital Advantage
Walnut Creek,
California
|
-$12.6M |
| 3 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$3.62M |
| 4 |
Citadel Advisors
Miami,
Florida
|
-$2.48M |
| 5 |
NFC
Northeast Financial Consultants
Westport,
Connecticut
|
-$2.35M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
LS
176
Leelyn Smith
Geneva,
Illinois
| $219 | +$210K | +3,026 | New |
|
|
CA
177
Capital Advantage
Walnut Creek,
California
| – | -$12.6M | -162,423 | Closed |
|
|
178
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| – | -$3.62M | -53,865 | Closed |
|
|
TRCT
179
Tower Research Capital (TRC)
New York
| – | -$2.11M | -31,414 | Closed |
|
180
Jane Street
New York
| – | -$430K | -6,399 | Closed |
|
|
SI
181
Stephens Inc
Little Rock,
Arkansas
| – | -$255K | -3,797 | Closed |
|
|
RCA
182
Rowland Carmichael Advisors
Scottsdale,
Arizona
| – | -$80K | -1,190 | Closed |
|
|
GSWM
183
Golden State Wealth Management
Santa Ana,
California
| – | -$75K | -1,110 | Closed |
|
|
CPA
184
Capital Planning Advisors
Roseville,
California
| – | -$43K | -636 | Closed |
|
|
GWAG
185
Garrett Wealth Advisory Group
Weatherford,
Texas
| – | -$20.1K | -299 | Closed |
|
|
SB
186
Strategic Blueprint
Atlanta,
Georgia
| – | -$18K | -272 | Closed |
|
|
HPC
187
HM Payson & Co
Portland,
Maine
| – | -$4K | -66 | Closed |
|
SLY Hedge Fund Activity: Q4 2019 in Review
175 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) for Q4 2019, worth a combined $663M — up 16% from $573M a quarter earlier.
Buyers outnumbered sellers: 35 funds opened new SLY positions and 11 closed out — a net gain of 24 holders — while 60 added to existing stakes and 47 trimmed.
The largest buyer was Stadion Money Management, adding an estimated $16.2M. The largest seller was State Street, cutting an estimated $26.5M.
- 175 institutional investors held SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) as of Q4 2019, up from 154 in Q3 2019.
- Funds reported $663M of SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) stock for Q4 2019, up 16% quarter-over-quarter.
- 35 funds opened new SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) positions in Q4 2019 and 11 closed out, a net change of +24 holders.
- The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) buyer in Q4 2019 was Stadion Money Management, an estimated $16.2M added.
- The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) seller in Q4 2019 was State Street, an estimated $26.5M sold.
Based on aggregated 13F filings for Q4 2019.