Stephens Inc’s SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) SLY Stock Holding History

Stephens Inc’s Portfolio SLY Stock Details SLY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-3,797	Closed	-$255K	–	1226
2019 Q3	$255K	Buy	3,797 +773	+26%	+$51.7K	0.01%	968
2019 Q2	$205K	Buy	+3,024	New	+$203K	﹤0.01%	1061
2018 Q2	–	Sell	-3,074	Closed	-$204K	–	902
2018 Q1	$204K	Sell	3,074 -84	-3%	-$5.66K	0.01%	653
2017 Q4	$210K	Buy	+3,158	New	+$209K	0.01%	640

Other funds holding SLY

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

SMM

Stadion Money Management Watkinsville, Georgia $994M AUM 15.96% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

NFC

Northeast Financial Consultants Westport, Connecticut $2.45B AUM 15.14% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

OIA

OneDigital Investment Advisors Overland Park, Kansas $10.2B AUM 16.58% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Stephens Inc's SLY Position: Q4 2019 in Review

Stephens Inc sold out of SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) in Q4 2019, closing a stake of 3,797 shares — an estimated $255K sold.

Stephens Inc first reported a position in SLY in Q4 2017 and held it in 4 quarters. The position peaked at $255K in Q3 2019. 175 funds tracked by Wall St. Rank hold SLY as of Q4 2019.

Stephens Inc reported no remaining SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) position as of Q4 2019 after selling out during the quarter.
Stephens Inc sold 3,797 SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) shares in Q4 2019, an estimated $255K.
Stephens Inc first reported a position in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) in Q4 2017 and held it in 4 quarters.
Stephens Inc's SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) position peaked at $255K in Q3 2019.
175 funds tracked by Wall St. Rank held SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) as of Q4 2019.

Based on Stephens Inc's 13F filing for Q4 2019, filed 14 Feb 2020.