SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY was delisted on the 9th of June, 2023.
153 hedge funds and large institutions have $528M invested in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) in 2019 Q1 according to their latest regulatory filings, with 25 funds opening new positions, 68 increasing their positions, 30 reducing their positions, and 11 closing their positions.
127% more first-time investments, than exits
New positions opened: 25 | Existing positions closed: 11
127% more repeat investments, than reductions
Existing positions increased: 68 | Existing positions reduced: 30
11% more capital invested
Capital invested by funds: $476M → $528M (+$51.7M)
10% more funds holding
Funds holding: 139 → 153 (+14)
0% more funds holding in top 10
Funds holding in top 10: 7 → 7 (0)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
RJFSA
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
+$9.58M |
| 2 |
GA
Gateway Advisory
Westfield,
New Jersey
|
+$5.67M |
| 3 |
SMM
Stadion Money Management
Watkinsville,
Georgia
|
+$4.25M |
| 4 |
TCM
Traynor Capital Management
Malvern,
Pennsylvania
|
+$3.54M |
| 5 |
UBS Group
Zurich,
Switzerland
|
+$2.84M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
NFC
Northeast Financial Consultants
Westport,
Connecticut
|
-$29.5M |
| 2 |
State Street
Boston,
Massachusetts
|
-$14.4M |
| 3 |
SG Americas Securities
New York
|
-$3.04M |
| 4 |
1832 Asset Management
Toronto,
Ontario, Canada
|
-$2.9M |
| 5 |
Jane Street
New York
|
-$2.8M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
IWP
151
Icon Wealth Partners
Houston,
Texas
| $1K | +$531 | +8 | New |
|
|
NFC
152
Northeast Financial Consultants
Westport,
Connecticut
| – | -$29.5M | -492,073 | Closed |
|
|
153
SG Americas Securities
New York
| – | -$3.04M | -50,715 | Closed |
|
|
PC
154
Premise Capital
Naperville,
Illinois
| – | -$1.71M | -28,521 | Closed |
|
|
TFA
155
Transamerica Financial Advisors
St. Petersburg,
Florida
| – | -$1.17M | -19,487 | Closed |
|
156
CAPTRUST Financial Advisors
Raleigh,
North Carolina
| – | -$494K | -8,240 | Closed |
|
|
WAOTB
157
Wealth Advisors of Tampa Bay
Tampa,
Florida
| – | -$404K | -6,725 | Closed |
|
|
NFG
158
Next Financial Group
Houston,
Texas
| – | -$249K | -4,157 | Closed |
|
|
LFAS
159
Level Four Advisory Services
Dallas,
Texas
| – | -$201K | -3,344 | Closed |
|
|
CF
160
Centaurus Financial
Anaheim,
California
| – | -$3 | -163 | Closed |
|
|
EI
161
Ellevest Inc
New York
| – | -$4K | -64 | Closed |
|
162
AssetMark Inc
Concord,
California
| – | -$1K | -15 | Closed |
|
|
TCM
163
Traynor Capital Management
Malvern,
Pennsylvania
| – | +$3.54M | +53,336 | New |
|
SLY Hedge Fund Activity: Q1 2019 in Review
153 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) for Q1 2019, worth a combined $528M — up 11% from $476M a quarter earlier.
Buyers outnumbered sellers: 25 funds opened new SLY positions and 11 closed out — a net gain of 14 holders — while 68 added to existing stakes and 30 trimmed.
The largest buyer was Raymond James Financial Services Advisors, opening a new position worth an estimated $9.58M. The largest seller was Northeast Financial Consultants, exiting entirely with an estimated $29.5M sold.
- 153 institutional investors held SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) as of Q1 2019, up from 139 in Q4 2018.
- Funds reported $528M of SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) stock for Q1 2019, up 11% quarter-over-quarter.
- 25 funds opened new SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) positions in Q1 2019 and 11 closed out, a net change of +14 holders.
- The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) buyer in Q1 2019 was Raymond James Financial Services Advisors, an estimated $9.58M added.
- The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) seller in Q1 2019 was Northeast Financial Consultants, an estimated $29.5M sold.
Based on aggregated 13F filings for Q1 2019.