Transamerica Financial Advisors’s SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) SLY Stock Holding History

Transamerica Financial Advisors’s Portfolio SLY Stock Details SLY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-19,051	Closed	-$1.29M	–	581
2019 Q2	$1.29M	Buy	+19,051	New	+$1.28M	0.28%	79
2019 Q1	–	Sell	-19,487	Closed	-$1.17M	–	517
2018 Q4	$1.17M	Buy	19,487 +3,400	+21%	+$227K	0.3%	71
2018 Q3	$1.22M	Sell	16,087 -8,056	-33%	-$610K	0.26%	86
2018 Q2	$1.75M	Buy	24,143 +871	+4%	+$61.4K	0.39%	66
2018 Q1	$1.55M	Buy	23,272 +2,206	+10%	+$149K	0.23%	116
2017 Q4	$1.4M	Sell	21,066 -132	-0.6%	-$8.71K	0.19%	131
2017 Q3	$1.38M	Buy	+21,198	New	+$1.3M	0.17%	136
2016 Q2	–	Sell	-562	Closed	-$29K	–	796
2016 Q1	$29K	Buy	+562	New	+$26.3K	﹤0.01%	441

Other funds holding SLY

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

NFC

Northeast Financial Consultants Westport, Connecticut $2.45B AUM 15.14% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

SMM

Stadion Money Management Watkinsville, Georgia $994M AUM 15.96% 1-Year Est. Return

OIA

OneDigital Investment Advisors Overland Park, Kansas $10.2B AUM 16.58% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Transamerica Financial Advisors's SLY Position: Q3 2019 in Review

Transamerica Financial Advisors sold out of SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) in Q3 2019, closing a stake of 19,051 shares — an estimated $1.29M sold.

Transamerica Financial Advisors first reported a position in SLY in Q1 2016 and held it in 8 quarters. The position peaked at $1.75M in Q2 2018. 154 funds tracked by Wall St. Rank hold SLY as of Q3 2019.

Transamerica Financial Advisors reported no remaining SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) position as of Q3 2019 after selling out during the quarter.
Transamerica Financial Advisors sold 19,051 SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) shares in Q3 2019, an estimated $1.29M.
Transamerica Financial Advisors first reported a position in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) in Q1 2016 and held it in 8 quarters.
Transamerica Financial Advisors's SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) position peaked at $1.75M in Q2 2018.
154 funds tracked by Wall St. Rank held SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) as of Q3 2019.

Based on Transamerica Financial Advisors's 13F filing for Q3 2019, filed 12 Nov 2019.