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SLY

SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)

Delisted

SLY was delisted on the 9th of June, 2023.

86 hedge funds and large institutions have $299M invested in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) in 2017 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 43 increasing their positions, 20 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

115% more repeat investments, than reductions

Existing positions increased: 43 | Existing positions reduced: 20

33% more funds holding in top 10

Funds holding in top 10: 34 (+1)

10% more capital invested

Capital invested by funds: $271M → $299M (+$28.1M)

5% less funds holding

Funds holding: 9186 (-5)

44% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 9

Holders
86
Holders Change
-5
Holders Change %
-5.49%
% of All Funds
2.14%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.1%
New
5
Increased
43
Reduced
20
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of Montreal
76
Bank of Montreal
Ontario, Canada
$46K +$18.4K +300 +75%
NFG
77
Next Financial Group
Texas
$41K -$96.2K -1,564 -72%
CDIA
78
Capital Directions Investment Advisors
Georgia
$41K
AF
79
Arrow Financial
New York
$34K
IWM
80
IHT Wealth Management
Illinois
$34K +$27.3K +444 +541%
CAL
81
Capital Advisors Ltd
Ohio
$26K
AIP
82
Ameritas Investment Partners
Nebraska
$11K +$11.1K +180 New
WA
83
Winfield Associates
Ohio
$10K
CFD
84
Creative Financial Designs
Indiana
$6K
KF
85
Krilogy Financial
Missouri
$4K
NPC
86
National Planning Corporation
California
-$1.18M -18,930 Closed
Mirae Asset Global Investments
87
Mirae Asset Global Investments
South Korea
-$522K -8,476 Closed
BWFM
88
Bridgewater Wealth & Financial Management
Maryland
-$284K -4,610 Closed
VFA
89
Voya Financial Advisors
Connecticut
-$227K -3,686 Closed
US Bancorp
90
US Bancorp
Minnesota
-$35K -570 Closed
SPIA
91
Steward Partners Investment Advisory
New York
-$14K -232 Closed
Northwestern Mutual Wealth Management
92
Northwestern Mutual Wealth Management
Wisconsin
-$10K -166 Closed
MWM
93
MinichMacGregor Wealth Management
New York
-$5K -84 Closed
ECM
94
Exchange Capital Management
Michigan
-$1K -20 Closed

SLY Hedge Fund Activity: Q3 2017 in Review

86 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) for Q3 2017, worth a combined $299M — up 10% from $271M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of SLY and 5 opened new positions — a net loss of 4 holders — while 20 trimmed existing stakes and 43 added.

The largest buyer was PNC Financial Services Group, adding an estimated $2.55M. The largest seller was National Planning Corporation, exiting entirely with an estimated $1.18M sold.

  • 86 institutional investors held SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) as of Q3 2017, down from 91 in Q2 2017.
  • Funds reported $299M of SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) stock for Q3 2017, up 10% quarter-over-quarter.
  • 5 funds opened new SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) positions in Q3 2017 and 9 closed out, a net change of -4 holders.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) buyer in Q3 2017 was PNC Financial Services Group, an estimated $2.55M added.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) seller in Q3 2017 was National Planning Corporation, an estimated $1.18M sold.

Based on aggregated 13F filings for Q3 2017.